HomeMy WebLinkAboutSubordination Agreement and Estoppel Certificate RECORDING REQUESTED BY: FOR RECORDER' S USE ONLY
AND WHEN RECORDED MAIL TO: •
Department of Housing and
Community Development
P.O. Box 952054 (HOME)
Sacramento, CA 94252-2054
THIS DOCUMENT IS RECORDED ON BEHALF OF THE STATE OF CALIFORNIA,DEPARTMENT OF HOUSING AND COMMUNITY
DEVELOPMENT AND IS EXEMPT FROM RECORDING FEES PURSUANT TO GOVERNMENT CODE SECTIONS 6103 AND 27383
• SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE
(BENEFICIARY DEED OF TRUST AND REGULATORY AGREEMENT)
NOTICE: THIS SUBORDINATION AGREEMENT RESULTS IN YOUR SECURITY
INTEREST IN THE PROPERTY BECOMING SUBJECT TO AND OF
LOWER PRIORITY THAN 1'HE LIEN OF SOME O1'1-Ir;R OR LATER
SECURITY INSTRUMENT.
THIS SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE (the
"Agreement") is dated as of August 6, 1996 and is entered into by and among PEOPLES' SELF-
HELP HOUSING CORPORATION, a California nonprofit corporation ("PSHHC"), OAK
FOREST ASSOCIATES LIMITED PARTNERSHIP, a California limited partnership (the
"Borrower"), the CITY OF ARROYO GRANDE, a political subdivision of the State of California
(the "City"), and the STATE OF CALIFORNIA, Department of Housing and Community
Development through its Home Investment Partnerships (HOME) Program, a public agency of
the State of California (the "Department").
RECITALS
A. Borrower is the owner of a leasehold estate in the land more particularly described
in Exhibit A hereto (the "Property") and is or will be the owner of the fee estate in the property.
The Borrower will construct 20 units of multi-family residential rental units on the Property (the
"Improvements"), of which nine units will be HOME assisted. The Property and the
Improvements are sometimes referred to collectively as the "Project".
Page 1 of 6 pages
B. To insure the continued affordability of the Project, the City recorded a Regulatory
Agreement by and between the City and PSHHC on June 13, 1996 as Instrument Number 1996-
029391, in the Official records of the County of San Luis Obispo, State of California (the "City
Regulatory Agreement").
C. To assist in the construction of the Improvements, the City will provide funds to
Borrower in the amount of Four Hundred Forty-Five Thousand Dollars ($445,000.00) the
repayment of which is evidenced by a promissory note and secured by a deed of trust to be
recorded concurrently herewith in the Official Records of San Luis Obispo County, California (the
"City Deed of Trust"). Hereinafter, the Note and Deed of Trust are sometimes collectively
referred to as the "City Loan Documents".
D. Construction of the Improvements will also be financed by a loan in the amount of
One Million Two Hundred Sixty-Eight Thousand Three Hundred Dollars ($1,268,300.00) from
Wells Fargo Bank the repayment of which will be evidenced by a promissory note and secured
by a deed of trust of even date herewith to be recorded as a senior encumbrance on the Property
(the "Bank Deed of Trust"). Hereinafter, the Bank Note and Deed of Trust are sometimes
collectively referred to as the "Bank Loan Documents"
E. In order to finance construction of the Improvements, the Department has agreed
to lend the Borrower a sum not to exceed Nine Hundred Fifty-Two Thousand Three Hundred
Eighty-One Dollars ($952,381 00) (the "HOME Loan"), subject to the terms and conditions of:
(i) a development agreement (the "HOME Development Agreement"), (ii) a regulatory agreement
restricting the use and occupancy of the Project and the income derived therefrom dated of even
date herewith and to be recorded as an encumbrance on the Property (the "HOME Regulatory
Agreement"), and (iii) other loan documents. The HOME Loan will be evidenced by a
promissory note (the "HOME Note"), the repayment of which will be secured by, among other
things, a deed of trust by Borrower as trustor, to Department as beneficiary dated of even date
herewith and to be recorded as an encumbrance on the Property (the "HOME Deed of Trust") and
by such other security as is identified in the HOME Development Agreement.
F. The Department is willing to make the HOME Loan provided the HOME Deed of
Trust and the HOME Regulatory Agreement are liens, claims or charges upon the Project prior
and superior to the City Deed of Trust and the City Regulatory Agreement; and provided that the
City specifically and unconditionally subordinates and subjects the City Deed of Trust and the City
Regulatory Agreement to the liens, claims or charges of the HOME Deed of Trust and the HOME
Regulatory Agreement.
AGREEMENT
NOW, THEREFORE, in consideration of the mutual benefits accruing to the parties hereto
and other valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
Page 2 of 6 pages
and in order to induce the Department to make its HOME Loan, it is hereby declared, understood
and agreed as follows:
•1 The HOME Regulatory Agreement and the HOME Deed of Trust securing the
HOME Note in favor of the Department, and any and all renewals, modifications, extensions or
advances thereunder or secured thereby (including interest thereon) shall unconditionally be and
remain at all times liens, claims, or charges on the Project prior and superior to the City Deed of
Trust and the City Regulatory Agreement, and to all rights and privileges of the City thereunder;
and the City Deed of Trust and the City Regulatory Agreement, together with all rights and
privileges of the City thereunder are hereby irrevocably and unconditionally subject and made
subordinate to the liens, claims or charges of the HOME Theed of Trust and the HOME
Regulatory Agreement.
2. This Agreement shall be the whole and only agreement with regard to the
subordination of the City Deed of Trust and the City Regulatory Agreement together with all
rights and privileges of the City thereunder to the liens, claims or charges of the HOME Deed of
Trust and the HOME Regulatory Agreement, and this Agreement shall supersede and cancel any
prior agreements to subordinate the claims, liens or charges of, but only insofar as would affect
the priority between the claims, liens or charges of the City Deed of Trust or the City Regulatory
Agreement to the HOME Deed of Trust and the HOME Regulatory Agreement including, but not
limited to, those provisions, if any, contained in the City Deed of Trust or the City Regulatory
Agreement which provide for the subordination of the lien or charge thereof to another lien or
charge on the Property or the Improvements.
3 The City declares, agrees and acknowledges that:
(a) It consents and approves (i) all provisions of the HOME Note, the HOME
Deed of Trust and the HOME Regulatory Agreement, and (ii) all agreements among the
Borrower and Department for the disbursement of the proceeds of the HOME Loan,
including without limitation the HOME Development Agreement and any loan escrow
agreements which have been provided to the City for review; and
(b) The Department, in making disbursements of the HOME Loan pursuant to
the HOME Development Agreement, the HOME Note or any other agreement, is under
no obligation or duty to, nor has the Department represented that it will, see to the
application of such proceeds by the person or persons to whom the Department disburses
such proceeds, and any application or use of such proceeds for purposes other than those
provided for in such agreement or agreements shall not defeat the subordination herein
made in whole or in part;
(c) The City Loan Documents are in full force and effect, and have not been
amended, and there is no breach, event of default or default existing under City Deed of
Page 3 of 6 pages
, t
Trust or the City Regulatory Agreement, or event, omission or failure of condition which
would constitute such a breach, default or event of default after notice or lapse of time,
or both; and
(d) That none of the execution, delivery or recordation of any of the HOME
Note, HOME Deed of Trust, or HOME Regulatory Agreement, or the performance of any
provision, condition, covenant or other term thereof, will conflict with or result in a
breach of the City Loan Documents.
(e) The City intentionally and unconditionally waives, relinquishes, subjects
and subordinates the claims, liens or charges upon the Project of the City Loan
Documents, and all present and future indebtedness and obligations secured thereby, in
favor of the claims, liens or charges upon the Project of the HOME Deed of Trust and the
HOME Regulatory Agreement, and understands that in reliance upon, and in consideration
of, this waiver, relinquishment, subjection, and subordination, the HOME Loan and
advances thereof are being and will be made and, as part and parcel thereof, specific
monetary and other obligations are being and will be entered into which would not be
made or entered into but for said reliance upon this waiver, relinquishment, subjection and
subordination.
4. The Department would not make the HOME Loan without this Subordination
Agreement.
5 This Agreement shall be binding on and inure to the benefit of the legal
representatives, heirs, successors and assigns of the parties.
6. This Agreement shall be governed by and construed in accordance with the laws
of the State of California.
7 In the event that any party to this Agreement brings an action to interpret or enforce
its rights under this Agreement, the prevailing party in such action shall be entitled to recover its
costs and reasonable attorneys' fees as awarded by the court in such action.
8. This Agreement may be signed by different parties hereto in counterparts with the
same effect as if the signatures to each counterpart were upon a single instrument. All
counterparts shall be deemed an original of this Agreement.
NOTICE: THIS SUBORDINATION AGREEMENT CONTAINS A PROVISION
WHICH ALLOWS [HE ENTITY OBLIGATED ON YOUR REAL
PROPERTY SECURITY TO OBTAIN A LOAN WHICH MAY BE
EXTENDED FOR PURPOSES 0[HER THAN IMPROVEMENT OF THE
LAND.
Page 4 of 6 pages
IN WITNESS WHEREOF, the parties have executed this Agreement as of the 6the day
of August, 1996.
"CITY" "DEPARTMENT"
CITY OF ARROYO GRANDE, DEPARTMENT OF HOUSING AND
a municipal corporation COMMUNITY DEVELOPMENT,
of the State of�,CaliforniarnHome Investment Partnerships Program
St
By: I OI. [ �u-C By: „nlwta O-w2J2
Name: ROBERT L. HUNT Name: Christine Webb-Curtis
Title: CITY MANAGER Title: Program Manager
"PSHHC" "BORROWER"
PEOPLES' SELF-HELP HOUSING OAK FOREST ASSOCIATES LIMITED
CORPORATION, a California PARTNERSHIP, a California limited
nonprofit public benefit corporation partnership
BY: PEOPLES' SELF-HELP HOUSING
CORPORATION, a California
By: / nonprofit public benefit corporation,
Name: its General Partner
Title:
By:
Name:
Title:
Page 5 of 6 pages
STATE OF CALIFORNIA
)ss.
County of San Luis Obispo
On August 13, 1996, before me, Nancy A. Davis, personally appeared Robert L. Hunt,
personally known to me to be the person who is subscribed to the within instrument
and acknowledged to me that he executed the same in his authorized capacity, and
that by his signature on the instrument the person, or the entity on behalf of which the
person acted, executed the instrument.
WITNESS my hand and official seal.
�• NANCY A.DAMS
S = Canmbgon i 1093759
y ;' •'''' Notny RClb—CaHanio
Sm Lub Obb
es
frpo
Signature / anteit. Q• )e , (Seal)
My commission expires April 7, 2000.
STATE OF CALIFORNIA
)ss.
County of Sacramento
On August 6, 1996 , before me, Patricia Evans , personally appeared
Christine Webb-Curtis , personally known to me (or proved tc the buns f
caticfastsp evidence) to be the person(s) who is/arc subscribed to the within instrument
and acknowledged to me that 14e/she/they executed the same in his/heritheic authorized
capacity(les), and that by his/her/theif signature(s) on the instrument the person(s), or
the entity on behalf of which the person(s) acted, executed the instrument.
WITNESS my hand and official seal. ^ ^ ^ ^ ^ ^ ^ ^ o•-"-" .". ^
rt.is Patricia Evans E
V < Comm.#999748
(� 2,B+#NOTARY PUBLIC CALIFORNIAN'
ST✓ SACRAMENTO COUNTY N'
Comm.Expires July 14,1997
•
Signature ►, Ve.B.-_ c- (Seal)
My commission expires July 14, 1997
•
Exhibit A
Legal Description
That real property situated in the County of San Luis Obispo, State of California, described as
follows:
Parcels A, B, C and D of Parcel Map No. AG-77-326, in the City of Arroyo Grande, County of San
Luis Obispo, State of California, according to map recorded November 8, 1977 in Book 24, Page
23 of Parcel Maps. -
END OF LEGAL DESCRIPTION
Page 6 of 6 pages