R 3394
RESOLUTION NO. 3394
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
ARROYO GRANDE APPROVING STATE FUNDED -
TRANSPORTATION ENHANCEMENT, ACTIVITIES (TEA)
AGREEMENT NUMBER T-5199(002)R1 FOR PHASE I OF
THE SCENIC CREEKSIDE WALK THROUGH THE
HISTORIC VILLAGE OF ARROYO GRANDE PROJECT
WHEREAS, State Funded Transportation Enhancement Activities (TEA) Agreement
Number T-5199(002)R1 designates the State funds requested and the matching funds to
be provided by the City for Phase I of the Scenic Creekside Walk Through the Historic
Village of Arroyo Grande project ("project") ; and,
WHEREAS, the City is eligible to receive Transportation Enhancement Activities (TEA)
funds f~r this project.
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Arroyo Grande
does hereby:
1. approve Exhibit A attached hereto, entitled "Defederalized
Transportation Enhancement Activities Fund Transfer Agreement No. T-
5199(002)R1"; and
- 2. appoint the Mayor as the official representative authorized to sign
Defederalized Transportation Enhancement Activities Fund Transfer Agreement No.
T-5199(OO2)R1.
On motion of Council Member Tolley, seconded by Council Member Runels, and
by the following roll call vote, to wit:
AYES: ,Council Members Tolley, Runels, Dickens, Ferrara, and Mayor Lady
NOES: None
ABSENT: None
the foregoing Resolution was passe~ and adopted this 24th day of August 1999.
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Resolution No. 3394
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ATTEST:
Jtu/J/vL-
, DIRECTOR OF ADMINISTRATIVE SERVICESI
DEPUTY CITY CLERK
APPROVED AS TO CONTENT:
t6 L. J-hw)
ROBERT L. HUNT, CITY MANAGER
APPROVED AS TO FORM:
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EXHIBIT "A" I" ':"..
DEFEDERALIZED TRANSPORTATION ENHANCEMENT ACTIVITIES ,
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FUND TRANSFER AGREEMENT
Agreement No.: T-5199(002) Rl Location: 05-SLO-0-Argrd
Project No.: T-5199(OO2) EA: 05-142024t
THIS AGREEMENT, entered into onAugust 2~ 199~ is between the State of California, acting by and
through the Department of Transportation, hereinafter referred to as STATE, and City of Arrovo Grande, a public
agency, hereinafter referred to as" ADMINISTERING AGENCY."
WHEREAS, the Intennodal Surface Transportation and Efficiency Act (ISTEA) of 1991 identified
Transportation Enhancement Activities (TEA) projects as eligible for funding from Surface Transportation
Program (STP) funds provided to STATE and required that 10 percent ofthe annual apportionments for STP be
used for TEA purposes, and
WHEREAS, the California Transportation Commission (CTC) has selected certain TEA projects for funding
with federal STP funding and STATE matching funds, and
WHEREAS, STATE and the Federal Highway Administration (FHW A) have agreed to implement an Innovative
Financing Test which consolidates state matching funds into defederalized TEA projects which are used as a
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program match for other 100 percent federally funded TEA projects, and
WHEREAS, ADMINISTERING AGENCY has applied to the CTC and has been selected to receive funds for the
purpose of reconstructing existing deteriorated access points (stairs and ramps) to pedestrain paths. hereinafter
referred to as " PROJECT" , and
WHEREAS, PROJECT funding is proposed as follows:
State Funds Local Funds Total Cost -
PE 15,492 2,008 17,500
R/W 7,200 1,500 8,700
CE 5,754 746 6,500
CONST. 39,554 5,126 44,680
TOTAL 68,000 9,380 77,380
and
WHEREAS, STATE is required to enter into an agreement with ADMINISTERING AGENCY to delineate
certain responsibilities relative to prosecution of said PROJECT, and
Whereas, ADMINISTERING AGENCY has approved entering into this Agreement under authority of
Resolution No. 3394 , approved by ADMINISTERING AGENCY on 8-24-99 . a copy of
'which is attached.
For Caltrans Use Only
I hereby Certify upon my own personal knowledge that budgeted funds are available 'for this encumbrance
Accounting Officer ' I Date 1$
Chapter Statutes Item Fiscal Program BC Category Fund $
Year Source
162 1996 2660-126-0042 96-97 20.30.400.000 C 262042 26-042T
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NOW, THEREFORE, the parties agree as follows:
SECTION I .
STATE AGREES:
1. To pay ADMINISTERING AGENCY for.STATE's share of eligible participating PROJECT costs in an
amount not to exceed $68,000
2. To pay ADMINISTERING AGENCY with a single lump sum payment upon award of a_construction
contract for PROJECT and receipt of an original and two copies of a signed initial invoice in the proper
form, including identification of this Agreement Number and Project Nut:nber, from ADMINISTERING
AGENCY for the actual STATE contributory sum not to exceed that amount set forth in Article (1) above.
3. When conducting a subsequent audit of the actual PROJECT costs claimed under the provisions of this
Agreement, STATE will rely to the maximum extent possible on any prior audit of ADMINISTERING
AGENCY pursuant to the provisions of State and federal laws. In the absence of such an audit, )York of
other auditors will be relied upon to the extent that work is acceptable to STATE when planning and
conducting additional audits.
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SECTION II
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ADMINISTERING AGENCY AGREES:
1. To use all state funds paid hereunder only for the :rEA project as described in ADMINISTERING
AGENCY's approved PROJECT application referenced in Section III, Article 8 and as further required by
the terms ofthis Agreement.
2. To use all state funds paid hereunder only for those PROJECT transportation purposes that conform to
Article XIX of the California State Constitution.
3. To advertise, award and administer PROJECT in accordance with proper ADMINISTERING AGENCY
contracting procedures.
4. Upon award of a construction contract for PROJECT, to prepare and submit to STATE an original and~two
copies of a signed initial invoice for STATE's share in an amount not to exceed that amount set forth in
Section I, Article (1). Said invoice should be mailed to the Department of Transportation, Accounting
Service Center, Local Programs Accounting Branch, P.O. Box 942874, M.S. 33, Sacramento CA, 94274-
0001.
5. To prepare an original and two copies of a signed final PROJECT invoice reporting all actual eligible costs
and all STATE and ADMINISTRATING AGENCY funds expended and submit the signed invoice, along
with any proportionate refund due STATE, to the address shown in Article (4) above 60 days after
completion of PROJECT, but no later than June 30, 2000 .
6. In the event the estimated cost of PROJECT decreases by reason of low bids or otherwise, the allocation of
STATE funds shown in Section I, Article (1) will be decreased proportionately with ADMINISTERING
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AGENCY's decrease in participating contributions. Any initial overpayment will be refunded by
ADMINISTERING AGENCY to STATE, with the final invoice required in Article (5) above.
7. Any costs for which ADMINISTERING AGENCY receives payment that are determined by ~ubsequent .
audit to be unallowable are to be repaid to STATE by ADMINISTERING AGENCY within thirty (30)
days of ADMINISTERING AGENCY receiving notice of audit findings. Should ADMINISTERING .
AGENCY fail to reimburse moneys due STATE within (30) days of demand, or within such other period
as may be agreed between 'both parties hereto, ADMINISTERING AGENCY agrees that STATE may
exercise the right to withhold future payments due ADMINISTERING AGENCY from any source,
including, but not limited to, the State Treasurer and the State Controller.
S: ADMINISTERING AGENCY and its subcontractors shall maintain all source documents, books and
records connected with its performance under this Agreement for a minimum ofthree years from the date
of submittal of the final invoice to STATE or until audit resolution is achieved and shall make all such
supporting information available for inspection and audit by representatives of STATE. Copies will be
made and furnished by ADMINISTERING AGENCY upon request.
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9. ADMINISTERING AGENCY and its subcontractors shall establish and maintain an accounting system
conforming to Generally Accepted Accounting Principles (GAAP) to support reimbursement payment
vouchers or invoic~s which segregate and accumulate costs of PROJECT work elements and produce
monthly reports which clearly identify reimbursable costs, matching costs, and other expenditures by
ADMINISTERING AGENCY.
SECTION III
IT IS MUTUALLY AGREED: -
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1. All obligations of STATE under the terms of this Agreement are subject to the availability of the STATE
funds encumbered under this Agreement.
2. In the eventthat ADMINISTERING AGENCY fails tocomplete PROJECT commenced and reimbursed
under this Agreement or fails to comply with applicable federa\ and State laws and regulations, STATE
reserves the right to terminate funding forPROJECT, or portions thereof, upon written notice to
ADMINISTERING AGENCY and ADMINISTERING AGENCY agrees to repay STATE, within 30 days
of receiving a biII from STATE, for all of the terminated funding already received.
3. ADMINISTERING AGENCY wiII maintain and operate the PROJECT property acquired, developed,
rehabilitated, or restored for its intended public use until such time as the parties might amend this
Agreement to provide otherwise. With the approval of STATE, ADMINISTERING AGENCY, or its
successors in interest in the property, may transfer this obligation and responsibility to maintain and
operate the property to another.public entity.
4. Upon ADMINISTERING AGENCY acceptance ofthe completed PROJECT construction contract or upon
its contractor being relieved ofthe responsibility for maintaining and protecting a portion of the work, the
agency having jurisdiction over PROJECT shall maintain the completed work in a manner satisfactory to
the authorized representatives of STATE. If, within 90 days after receipt of notice from STATE that a
PROJECT, or any portion thereof, under ADMINISTERING AGENCY's jurisdiction is not being properly
maintained, and ADMINISTERING AGENCY has not satisfactorily remedied the conditions complained
of, the approval of any future STATE funded and or Federal-aid projects of ADMINISTERING AGENCY
will be withheld until the PROJECT shall have been restored or put in a condition of maintenance
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satisfactory to STATE. The provisions of this section shall not apply to a PROJECT which has been
vacated through due process of law.
5. The maintenance responsibilities referred to in Article 3, above, include not only the physical condition of
the PROJECT but its operation as well. PROJECT shall be maintained by an adequate and well-trained
staff of engineers and/or such .other professionals and technicians as the project requires. Said maintenance
s~aff may be employees of ADMINISTERING AGENCY, another unit of .government, or a contractor
working pursuant to an agreement with ADMINISTERING AGENCY. All maintenance will be perfonned
" at regular intervals or as required for efficient operation of the complete PROJECT improvements.
6. In aU real property transactions acquired as part of PROJECT, foHowing recordation of the deed or such
other recorded instrument evidencing title in the name of the ADMINISTERING AGENCY or their
assignee, there shall also be recorded a separate document which is an "Agreement Declaring Restrictiv~
Covenants. Said Agreement D.eclaring Restrictive Covenants will incorporate assurances that
ADMINISTERING AGENCY will maintain and operate said property in compliance with Articles 3, 4 and
5 above and establish provisions for reconveyance of said property to STATE in the event of
ADMINISTERING AGENCY's failure to operate or maintain said property for the intended public use
described in ADMINISTERING AGENCY's application referenced in Section III, Article 8.
7. If PROJECT involves work on the State Highway System, it shall "also be the subject of a separate standard
fonn of encroachment penn it and, where appropriate, a cooperative agreement between STATE and
ADMINISTERING AGENCY to detennine how PROJECT is to be constructed.
8. The Legislature of the State of California has enacted legislation by which certain Federal funds may be
- allocated to ADMINISTERING AGENCY by the CTC after being recommended for funding by the
Regional Transportation Planning Agency (RTPA) and approved 9Y the FHW A for the enhancement .
project submitted by ADMINISTERING AGENCY as described in the TEA PROJECT application fomi;
and as such the TEA application submitted by ADMINISTERING AGENCY and all assurances contained
therein are, by this reference, made an express part of this Agreement. Should any conflict exist between
the PROJECT application and the Agreement, the Agreement shaH prevail.
9. PROJECT downscoping and/or phasing will require another approval by both the appropriate RTPA and
the CTC. No additional funds will be made available by the CTC for PROJECT cost ovelTUns.
ADMINISTERING AGENCY will be required to downscope, split PROJECT into phases or provide
additional matching funds to cover PROJECT cost ovelTUns. .
10. ADMINISTERING AGENCY will'maintain an inventory of all non expendable equipment, defined as
having a useful life or'at least two years and an acquisition cost of$500 or more, paid for.with PROJECT
funds. Upon tennination of this Agreement, ADMINISTERING AGENCY may either keep such
equipment and credit STATE its share of the equipment's fair market value or sell such equipment at the
best price obtainable at a public sale, in accordance with established STATE procedures, and reimburse
STATE its share of the sale price.
II. Neither STATE nor any officer or employee thereof is responsible for any injury, damage or liabitity.
occurring or arising by reason of anything done or omitted to be done by ADMINISTERING AGENCY
under or in connection with any work, authority or jurisdiction delegated to ADMINISTERING AGENCY
under this Agreement. It is understood and agreed that, pursuant to Government Code Section 895.4,
ADMINISTERING AGENCY shall fully defend, indemnify and save hannless the State of California, its
officers and employees from all claims, suits or actions of every name, kind and description brought for or
on account of injury (as defined in Government Code Section 810:8) occurring by reason of anything done
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or omitted.to be done by ADMINISTERING AGENCY under or in connection with any work, authority or
jurisdiction delegated to ADMINISTERING AGENCY under this Agreement.
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12. This Agreement shall terminate on June 30,1998; However, the PROJECT ownership, operation,
mainte~ance, and liability clauses, as set forth in paragraphs 3, 4, 5, 6 and 11 of this Section III, shall
remain in effect until terminated or modified in writing, by mutual agreement of the parties. .
STATE OF CALIFORNIA CITY/COUNTYIETC
Department of Transportation ..... z?4L(f
By: By:
Chief, Office of Local Programs Title:
Project Implementation
Date: Date: ~-~~...q., -
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RESOLUTION NO. 3394
OFFICIAL CERTIFICATION
I, KELLY WETMORE, Director of Administrative Services/Deputy City Clerk of
the City of Arroyo Grande, County of San Luis Obispo, State of California, do
hereby certify under penalty of perjury, that Resolution No. 3394 is a true, full.
and correct copy of said Resolution passed and adopted at a regular meeting of
the City Council of the City of Arroyo Grande on the 24th day of August, 1999.
WITNESS my hand and the Seal of the City of Arroyo Grande affixed this 26th
day of August, 1999.
. h .7 WUO/tY ~
ORE, ADMINISTRATIVE SERVICES DIRECTOR!
DEPUTY CITY CLERK
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