R 2186
i
197 I
RE~OLUT(ON NO. 2186
A RESOLUfION ADOPTING A STANDARDIZED
CONFLICT OF INTEREST CODE FOR OESIGNATED
EMPLOYEES OF TliE C!TY OF ARROYO GRANOE
AND REPEALING RESOLUTION NO. 1302
WHEREAS, tilt: Political Reform Act of 1974, California Government
Code Sections 81000-91015 require that governmental entities in the State
of California adopt Conflict of Interest Codes; and
WHEREAS, said Act requires that local governmental entities include
within the provisions of Conflict of Interest Codes certain employees who
make-or participate in the making of decisions which may foreseeably have
a material effect on financial interest; and
WHEREAS, a Conflict of Interest Code adopted pursuant to the Political
Reform Act consists of two basic parts, (1) the body of the Code which
contains the basic provisions including the manner of reporting financial
interests and the procedure for filing Statements of Economic Interests,
and (2) the appendix of the Code which lists the positions of the designated
employees of the agency and the correspondin9 disclosure categories for
eaCh position; and
WHEREAS, State of California Fair Political Practices Commission
Regulation 18730 contains provisions for the body of a Conflict of Interest
Code which are standardized to be applicable to all agencies; and
WHEREAS, Incorporating Regulation 18730 by reference as the body
of-the City of Arroyo Grande's Conflict of Interest Code would mean that
all changes to the financial disclosure provis)ons of the Political Reform
Act and Regulation 18730 would automatically be a part of the City's Code;
and
WHEREAS, the City's Code would always be up to date and in compliance
with the law; and
WHEREAS, the fair Political Practices Commission gives notice of
all changes to Regulation 18730, and the City of Arroyo Grande would be
given an opportunity to comment on the changes before the Commission adopts
them.
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City
of Arroyo Grande does hereby repeal in its entirety Resolution 1302 Conflict
of Interest Code Applicable to the City's Planning Commission and Designated
Employees.
BE IT FURTHER RESOLVED that the City Council of the City of Arroyo
Grande does hereby adopt a Standardized Conflict of Interest Code for Designated
. Employees of the City (Exhibit "A"), and establish City Designated Positions
and corresponding Disclosure Categories (Exhibit "B") (Appendix).
On motion of Council Member Moots, seconded by Council Member Johnson,
and on the following roll call vote, to wit:
AYES: Council Members Moots, Johnson, Millis, Porter and Mayor Mankins
NOES: None I
I
ABSENT: None I
I
the foregoing Resolution was passed and adopted this 8th day of December,
i
1987. ~~~\ I
~~
~a,An.l~) MA~OR
ATTEST:
Cot CoIERK -----~
-~-_.- --
198 ... :.
:
;:: ','
: ,-
-, ' -
. ':.
-
.........:
" ....
.....'.:;';
'. .. .
. ' - ,-
p .
- , "
, . . ..;
.
"
EXHIBIT "A"
CONPLICTOF INTEREST CODS POR THS
CITY OF ARROYO GRANDE
The Political Reform Act, Government Code Sections
BIOOO, ~ ~., requires state and local government agencies to
adopt and promulgate Conflict of Interest Codes. 'The Pair
Political Practices Commission has adopted a regulation, 2 Cal.
Adm. Code Section 18730, which contains the terms of a standard
Conflict of Interest Code, which can be incorporated by
reference, and which may be amended by the Pair Political
Practices Commission to conform to amendments in the Political
Reform Act after public notice and hearings. Therefore, the
terms of 2 Cal. Adm. Cod,e Section 18730 and any amendments to it
duly adopted by the Pair Political Practices Commission are
hereby incorporated by reference and, along with the attached
Appendix in which officials and employees are designated and
disclosure categories are set forth, constitute the Conflict of ~
Interest Code of the City of Arroyo Grande .
Pursuant to Section 4(A) of the standard Code,
designated employees shall file statements of economic interest~
with their agency. Upon 'receipt of the statements of
the City Clerk , the agency shall
make and retain a copy and forward the original of these
statements to the Fair Political Practlces'Commlsslon .
Statements for all other designated employees will be retained
by the agency.
-. ,-
.----
----
_. --.--.--.
199
18730. Provisions of Conflict of Interest Codes
l;a) Incocpoc;ation by cefoJ:ence of the tecllla of this
,
cegul;ation ;along with tho doaignotion of elll~loyeea and the
foclllulotion of diacloauce c;ategociea in the A~~endix cefeJ:ced to
below conatitute tho ;adoption ;and~colllulgotion of a Conflict of
Intocoat Code within tho lIIo;aningof Goyecnmont Code Section
87300 OJ: the ;amondment of ;a Conflict of :tntoceat Code within the
lIl.oning of Goyecnment Code S.ction 87307 if the tocma of thia
J:egulation ;ace aubatituted foe teems of a Conflict of Intecest
Code olce.dy in effect. A code ao amended oe ;adopted and
~eolllulgated cequicea the eepoeting of cepoct.bloitollla in' a
m.nno, subatantiolly equiyo1ent to the cequic811lenta of Acticle 2
of Claptee 7 of tho foliU,ca1 RefoelD Act, GoyoenIDent Code
, ,
Sections 81000, ~ !!a' Th. eequieelll.~ta of 0 Conflictqf
:tnteeeat Codo aeo in .ddition to othoe eequieelllenta of the
~01itica1 aefocm Act, auch aa the gon.eo1 peohibition ag.inat
conflicta of inteeeat contained in GoYeenlDent Code Section
87100, ond to othee atate oc local laws peetaining to conflicta
of inteceat.
(b) Tho teems of a Conflict of Inteeeat Code alllended
oe adopted and peolDulgated pueauant to thia cegulation ace aa
followal
(1) Section 1. Definitions.
~. definitions contained in the folitical Refocm
Act of 1974, eegu14tiona of the F.ie ~olitic.l
~e.Qtic.. Commi..ion 12 CoIL. Adm. Cod. Sec;tiona 18100,
~ ~.), and any a.end.ent. to tne Act or re9u1itions,
.
.
1 18730
-,
.. , ' -.
,.-
..
",: ,. ,
."" ,','
',"', ".
:.;:~ ' '. :,' ,-
" .....
, -
",
..
, ..
,.... ,
.., ... .'
.. .,'
, -
... .:' t
. . -- -_.~,... .-... --- ......-....... ..-.- - .-.---.- .-.- .. .... ...-..- -.. ---. -
------
. .
-- '-
.', "
: .-
200 ..' .,
.'. .
, ,', ,.
: H
- -
,'. ..;
, ;':'.j.~
- .
" ".
- H ,
. .
- .
. .
,
,....,\
are incorporated by reference into this Conflict of
Interest Code.
.
(2) Section 2. Desiqnated Employees.
The persons holding positions listed in the
Appendix are designated employees. It has been
determined that these persons make or participate in
the making of decisions which may foreseeably have a
material effect on financial interests.
(3) Section 3. Disclosure Cateqorles.
This Code does not establish any disclosure
obligation for those designated employ.es who are also
specified in Government Code Section 81200 if they are
designated in this Code in that sa.e capacity or if the
geographical jurisdiction of .this agency is the llame as
or is who~ly included within the jurisdiction in which
those persons must report their financial interests
-
pursuant to Article 2 of Chapter 1 of the Political
Reform Act, Government Code Sections 87200,
~ seq.1:/ ~uch persons are covered by this Code for -
1 -
disqualification purposes only. With respect to all
1/ Designated employees who are required to file
statements of economic interests under any other 8g&ncy's
Conflict of Interest Code, or under Article 2 for a different
jurisdiction, may expand their statement of economic interests
to cover reportable interests in both jurisdictions, and file
copies at this expanded statement with both entities in lieu of
filing separate and distinct statements, provided that each copy
of such expanded statement filed in place of an original is
signed and verified by the designated employee as if it were an
original. See Government Code Section 81004.
2 19730
.-- .- --.....-. .
.-.....---
-"-_...._-------_._~
201.
otb.~ 4..1gnated .mploye.., the 4i.clo.u~e cat.90~i.s
.et fortb in tbe Appendix specity which kinds of
,
financial int.r.st. ar. r.po~tabl.. Sucb a designated
employe. .ball disclos. in bis o~ ber statement of
economic int.~eats tbose financial intecests he oc she
bas wbich ace ot tbe kind described in the disclosure
cato~ocie. to wbich he oc she is assigned in the
Appendix. It ha. been 4ete~mined that the tinancial
inter.sta .et tocth in a designated employee's
disclosure cat.gori.s ar. tbe kinds of financial
int.rest. which he or she foreseeably can affect
materially through the conduct of bis or her office.
(4) Section 4. Stat.ments of Economic
Intecests:. Place of Pi11nq.
The ~ode revi.wing body ahall instruct 411
designated employees roquirod to file statements of
oconomic intorests pursuant to this Conflict of
Interest COde to file in accordance with one of the
following procedures III
(~ All designated employees ahall file
atatements of oconomic interoata with the agency.
Upon receipt of the statements of economic
1nt.r.at. of the bead of the agency and members of
board. or commissions not under a department of
y Se. Gov.rnment Code Section 81010 and 2 Cll. Adm.
Code Section 18115 for th. duti.. of filing officer. and persona
in Igencie. who "ke .nd ret.in cop it. of .tattment. and forward
tho oc191n.1. to tbe filing office,.
3 18730
.
.. . .~
,
.,.... ;,.
.... .~
,i., .
!.;<'.;.
.~, ,. - .
p ..,
, , . .
'. .
- . . .
.. ..~
.. .
." .. ,
.. ',"
.. "
.
H
~O2 "' ..
. ..
. ,
-.
.-
".' ..
,'.,. "
'. ......
", .11
" ..."
,', .,..
-
- .
..~ . ..
. - .'
',.'.' .
"""
state or local government, the agency shall make - ,
i
,
and retain a copy of each and forward the
.
originals of the.. atatementa to the code
reviewing body, which ahall be the filing officer
with respect to these statementa. Such statements
shall be forwarded to the code reviewing body
within five days alter the filing de.dline or five
days .fter receipt in the case of statements filed -
late.
.
(B) All designated employees shall file
statements of economic interests with the agency,
which shall make and retain a copy and forward the
originals to the code reviewing bOdy, which shall
be the filing officer.
.
, (C) All designated employees shall file
statements of economic interests with the code
reviewing body.
(5) Section 5. Statements of Economic
Interests I 'rime of rUiner.
Initial Statement.. ~
(A) All designated
employees employed by the agency on the effective
date of this Code, a. originally adopted,
promulgated and approved by the code reviewing
body, shall file statements within thirty days
after the effective date of this COde.
Thereafter, each person already in a position when
it is designated by an amendment to this Code
4 18 730
-"'---
203:
ahall tila an initial atat~m~nt within thirty aaya
.~tar tbo o~~ectiv. aato of the amenament.
,
(I) A.auminq Office Statements. All peraona
a.auming d.aignated poaitiona after the effective
dato of tbia COde ahall file atatementa within
thirty daya .fter .aauming the -deaignated
poaitiona, or if aubject to State Senate
cont iBa tion, tbirty daya after being nominated or
appointed.
(C) Annual Statements. All designated
.mploy... aball tile atatementa no later than
April 1.
(D) Leavinq Office Statements..All persons
who leav. deaignated poaitiona shall file
atat,menta within thirty daya after leaving
oUice.
( 6) Section 6. Contents of and Period Covered
bY Statements of Economic Interests.
.
(A) Contents of Initial Statements. Initial
atatementa ah.ll dhcloae any reportable
inveatmenta, intereata in re.l property .nd
buain.aa poaitiona held on tho .ttectiv. date of
the Code.
(I) Contents of Aasuminq Office Statements.
Aaauming of~ic. atatementa ihall discloa. any
reportable inveatmenta, intareata in real property
and buain..a po.itionl held on the dato of
5 18730
.
.-,
-. . :....
-.
p ^
"." ..
,",'
I....,. .
, -
: . -
. ,
p
.. '"'
-P
P : . -
. -..- ";'--"'---"'~'--'-' -..- .... -..-..... .-...---... --" ,
________n_n.____ --~--_...-
"
: ,', "
204 ' ,
.... ,.
, , - --
-.
: ,-
d
, : . ~ <;:
d
..
. :
.
. .
.
-..... .
.......
,
assuming otfice or, if subject to State Senate
confirmation or appointment, on the data ot
.
nomination.
(C) Contents ol Annual StatementS. Annual
statements shall disclose any EepoEtable
. inyestm.nts, inteE.stS" in Eeal prop.rty, income
and business positions h.ld or receiv.d during the
previous calendar year provided, howev.r. that the -
period covered by an employ.... tirst annual
statem.nt shall begin on the eff.ctiv. date ot the
Code or the date ol assuming ollice whichever is
later.
(D) Contents of teayinQ Olfice Statements.
Leaving otfice statement~ shall. disclose .
repo~table investments, interests 1n real
property, income and business positions held or
received during the period between the closing
date ol the last statement filed and the date of
leaving oftice. ~
(7) Section 7. Mann.r ot ReJ)Ort!nQ.
Statements ot economic interest. shall be made on
torms prescribed by the Fair Political Practices
Commission and supplied by the agency, and shall
contain the following information,
(A) Investments and Real Pro~ertv
Disclosure. When an investment or an interest in
6 18730
-----. ~-~-_..-._---
---
205
re.l propert~l/ i# required to be reported,!!
the atatement ahall contain the followin9;
,
1. A atatoment of the n.ture of the
inveatmont 0& interest;
2. ~he n.me of the bu#ine#s entity in
which each inve.tment i# held, .nd a gener.l
de.cription of the bu.ine#. activity in which
the busine.. entity i. eng.ged;
3. ~he add&es. or other precise
location of the rul property;
4. A state.ent whether the fair market
value of the inve.tment or interest in real
property exceed. one thousand dollars
($1,000), exceeda ten thousand dollars
(SlO,OOO), or exceeds one hundred thousand
dollar. (SlOD,OOO).
1I For the purpo.e of diaclosure only (not disquali-
ficationl, an ineerest in re.l properey does not include the
. principal re.idence of the filer.
V Investmenes and interests in real property which
have a fair market value of lesa than $1,000 are not investments
and intere.ta in real property within the .eonin9 of the
~litic.l Reform Ace. However, inve.tmenta or interests in real
property of on individual include tho.e held by the individual's
.pouse and dependent children .. well a. a pro rata share of any
inve.tment or incere.e in ,eal t,operty of any bu.ine.. entity
Or truae in wbicb the individuo , .pou.e and dependent children
own, in tho 89gregoce, 0 direct, indirect or beneficiol interest
Qf 10 percent QC 9r04tu.
7 18730
. .-
q . .
"
.. - -.
" ,- ,
",. c,'
.,:
" .
-. - -
..
.,. . . ,",.
. .-
.. . .
.. ...
",
. . .
~'__n_.."___"_'_ ------
20G
,'" ..
- .
,., '"
--
,,-
,
-'
.
'"
(D) Personal Income Disclosure. When
personal income is 'required to be reported,~
.
the statement shall contains
1. The name and address of each souree
of incom. aggregating two hundred fifty
dollars ($250) or lIIore in vslue oe fifty
dollars (S50) or lIIore in value if the income
was a gift, and a general description of the -
business activity, if any, of each source,
2. A statelllent_ whether' the aggregate
value of income feom each source, or in the
case of a loan, the highest amount owed to
each source, was one thousand dollars
($1,000) or less, g~eater than one thousand
dollars ($1,000), or greater than ten
thousand dollars ($10,000),
3. A description of the consideration,
if any, for which the income was received,
4. In the case of a gift, the name,
_.
address and business activity of the donor
and any intermediary through which the gift
was made, a description of the g1ft, the
amount or value of the gift, and the date on
which the gift was received,
-
y A designated employee" income includes his or
her community property interest in the income of his or her
spouse but does not include salary or reimbursement for expenses
received from a state, local or federal government agency.
a 18730
. .... .,'-- . ".,--' ...._.,... .._________'._0 __,.~._... '. .h.
- ---.
-~-_._..._,_.-
207
5. In th. caae of a 104n, the 4nnual
inte~..t rat. and the aecurity, if any, given
,
for the loon.
IC) Business Entity Income Disclosure. When
incom. ot a buoin.oo entity, including income of 4
001. proprietorahip, is required to b.
reported,!! the statement sh41l cont4in:
1. The nAm., 4ddres., and a general
de.cription of the business activity of the
budnu. entitY1
~. Th. name of ev.ry person from whom
the business entity received payments if the
. fil.r'a pro rata sbare of gross receipts trom
.ucb peraon wa. equ~l to or greater than ten
. tbouaand dollor. 1$10,000).
ID) Busineso Pooition Disclosure. When
bu.ine.s position. are required to be reported, a
de.ignated employee sholl list the name and
oddres. of .ach bu.ine.. entity in which he or she
i. .. director, officer, partner, trustee,
employ.., or in which he or abe holda any position
ot manogement, a d..cription ot the busineaa
activity in which the bu.ineaa entity i. engaged,
11 tnao.e of a bus in... entity is '.portable if the
direct, indi'cgt or benefigiol inter..t of th. filer and the
file,', .pOUI. in tbe buainea. cntitI Agg'egAte. A 10 percent Or
9,..tu interest, tn adestUon, the Lac:loauu of peraona who
.C' C:li,nt. oc gu.tom.c. of . bu.ineaa entity is required only
if tb. client, oc cuato..c. .c. ~1th1n on, of the disc:losure
cAtego'i.a Of the filo',
9 18730
.
'd
. , .,
.
--
.
'" .:
..... ,',
",', , .
>.,"," .
,,-..., '.
'.
.. ..
., "
"
-.
...._~_. .
------ .-- ~- --~--
208 "
..po
- -
-.
,
- -
. ,
.' ..
. .. . ".,
- - . ": .
.
~.
and the designated employee's position with the
busin.ss entity.
.
(E) Acquisition or DispOsal Durinq RepOrtinq
Period . In the caS8 of an annual or leaving
office statement, if an investment or an interest
in real property was partially or wholly acquired
or disposed of during the period covered by the
statement, the statement shall contain the date of
-
acquisition or disposal.
(8) Section 8. Disqualification.
No designated employee shall make, participate in
making, or use his or her official positions to
influence the making of any governmental decision which
will foreseeably have a mat.r~al financial effect,
distinguishable from its effect on the pUblic
generally, ons
(A) Any business entity in which the
designated employee haa a direct or indirect
investment worth more than one thousand dollars
~
($1,000) I
(S) Any real property in which the
designated employee has a direct or indirect
interest worth more than one thou.and dollars
($1,0001 ,
(C) Any source of income, other than loans
.
by a commercial lending institution in the regular
course of business on terms available to the
10 18730
."--..-. .__.~--.--.- . ........ - ..-.-
..--,-"-
209
public without c.~acd to otficial status,
aggeegating two hundeed fifty dollaes ($250) oe
,
moce in value pcovided to, eeceived by oe peomised
to the designated employee wit~in twolve months
pcioc to the time when the decision is made, or
(D) Any busine.s entity in which the
dosignated employe. is a dicector, officer,
pa rtn..r, trustee, employee, oe holds any position
of management.
No designated employe. shall be prevented fcom
lIIakin9 oc paeticipating in tho makin9 of any decision'
to the extent his or hec participation is le9ally
eequi~ed foe the decision to bo made. Tho hct tha t
,
tho vote of a designated emp~oyee who is on a votin9
body is n,oded to bceak a tie doos not make his or her
pacticipation 1e9al1y required foc purpose. of this
.ection.
(9) Section 9. Manner of Disqualification.
When a designated empl~yee detecmin.. that he or
she should not make a govec.nmental decision beclluse he
oc sh. has a Unanchl interest in it, the
detecmination not to act must bo accompanied by
disclosue. of the financial intee.st. In the .CII.. of II
voting body, this detocmination ond di.clo.uce shall bo
mode pact of the IIgoncy'. officiol cococdl in the ell..
of. a de.ignated employ.e who is tho head of IIn agency,
thi. detecmination and discloauc. shall be mad. in
11 18730
.
.. . .
'-.
," '.
.. .. - ,
,
"'.. ..'
I."",' .
.
d_ - -
d
"
. -
. ......'.;
., - . ".
.-
... .
.- ,
----.-.-.....-..--
I ~--,_.._- .-'" -.---- ---_._-
,- " ..
.," "
210 ".,. .
, .
..... .
.'
,',. '.'
. .....
. .."
'.. '....
... .....
-
~.
--
.... .
::"'\
writing to his or her appointing authority, and in the
'case of other designated employees, this determination
.
and disclosure shall be made in writing to the
designated employeels supervisor.
(10) Section 10. Assistance of the Commission
and Counsel.
Any designated employee- who is unsure of his or
her duties under this Code may request assistance from
.
the Pair Political Practices Commission pursuant to
Government Code Section 8311'4 or from the attorney for
his or her agency, provided that nothing in this
section requires the attorney for the agency to issue
any formal or informal opinion. ,
(11) Section 11. violations.
This Code has the force and effect of law.
Designated employees violating any provision of this
Code are subject to the administrative, criminal and
civil sanctions provided in the Political Reform Act,
0
Government Code Sections 81000 - 91014. In addition, a
-
decision in relation to which a violation of the
disqualification provisions of this Code or of
Government Code Section 87100 has occurred may be set
12 18730
211
-.
,ulia.. All voia PUC;HIAnt to Gov.cnlll.nt Cod.. Section
91003.
"
(Gov. Code section. 87300-87302)
HistocYI (1) New .ection tiled 411 cllle'gency 4/2/80;
.ffective upon filing.
(2) Amendment (b) filed 1/9/81; effective
2/8/81. .
m Amendment to (b) (7) (II) 1.; filed
12/27/82, effective 1/26/83.
(4) Amendment: to fn.4 fillld 11/10/83,
effectlv, 12/12/83.
,
13 18 73.0
. -.-
.,
.;:; '.' "
-.
.' "
".. ,. ,
.....
'."', " ,
'\' '.
I.....,. . I
,.... ',.
......... -.
... . I
:.' " - -
.'.
- - . ".; I
p !
.... ;"', i
. ';-" I
",. ,
. -
212 EXHmlI ~
DISCLOSURE CATEGORIES
Catelrorv L-~B&P.otlJ:lble Inveslml!nts
Category I reportable Investments ere a11lnvestrnents (worth more thlln $1,000):
(a) owned by the designated employee, his or her spouse ~ dependent child;
(b) owned by an agent on behalf of the designated employee;
(c) owned by any btmness entity controlled by the designated employee (I.e., any bmlness
entity In which the deslgnnted ~oyee, his 01' her rlgents, spouse and dependent children
hold more than a 50!t ownership Interest),
~ \
(d) owned by a tnJst In which the designated employee has 0. IlUbstontlBllnterest (I.e., II wt In
which the deslgnnted elT()loyee, his 01' her spouse and dependent children have R present or
future Interest \\Urth more thlln $1,000);
(e) representl~ the pro rata sl1m (worth more thRn $1,000) of the deslgnnted employee, his 01'
her spoUge and dependent children, of Investments or eny bU91ness entity or wt In which
the designated ent'loyee. his or her spotL9I! and dependent children own, directly, Indirectly
or beneflclslly, II 10!!: interest, or greater.
"Investment" means nny ClnnnclBllntere9t In, 01' security Issued by, a CITY OF ARROYO
GRANDE bU9lness entity, Includl~, but not limited to, CUlllb.t stock, preferred stock, rights, W8I'I'8J1ts,
options, debt instMJments and any partnership or other ownership Interest.
A bU9lness entity Is "CITY OF AltROYO GttANDE-related" It, ond only lr, the bmlnl!99 entity
or any pnrcnt, SUl:Jo;idlary or otherwiSE! n!loted bU9lnl!99 entltYI (I) hils on Interest In renI property
within the jurisdiction, (II) does bU91ness In the City of Arroyo Gronde at any time during the period .
carmencl~ two (2) ye8l"9 prior to, ond endl~ one year after, the time the dEldgnated employee Is.
required by this COde to file his or her next Statement of Economic Interest 01' to disqunIify hitmelt or
hersell with respect to 0 City of Arroyo Gl'llIIde declqlon. (The term "ptIrent, subsidiary or otherwise
related bU9lness entity" shall be construed as specifically defined by the Calml..~ion).
No asset Is deemed an "investment" unlE!!l!l Its fair rmrket vnIue elCceech $1.000.
The term "Investment" does not Include a time or demand deposit In 0 Clnanclalll1'ltitutlon,shores
in a credit union, any Insurance polley, or any bond or other debt Imtnnnent issued by any government
or govemnent agency.
Catelrorv 2.. All-InclusJR 1l~ .Intmma. In .Re1l1. PrQperty.
category 2 reportable interests in reo! property are aU Interests (worth more than $1,000) in real
property located within the jurisdiction if the Interests BreI
(a) held or owned by the designated employee, his or her spou.<:e. and dependent child; or
(b) the pro rota share (worth rrore thRn $1,000) of Interests In n!nI property of any bU9lness
entity or trust in which the designated employee or !IpollSe owns, directly, Indirectly or
beneficially, a 10% Interest or greater.
"Interest In renI property" includes any leasehold, beneflclnl or ownership Interest, or an option
to acquire such an Interest, in reol property.
Real property sholl be de~ to be "located within the jurisdiction" if the property, or ony part
of it, is located within, or not rrore than two (2) miles outside, the boundaries or the City of Arroyo
Grande, or within two (2) rmles of any land owned or used by the City of Arroyo Grande.
~.a.. AIJ=lo~ BeDOr1o.ble. l~
O1tegory 3 reportable Income COI11'l'lses all Income of the deslgnnted errp]oyee rrom nny City of
Arroyo Grande-related source aggregoting $2~0 or more (or $2501' rrore In the CR.'Ie of glflq) during too
reporting period.
(a) "Income" means, except as provided In sumectlon (b), Income of any nllture from ony City
of Arroyo Grande-related source, including, but not limited to, IIny salary; wnge; adVllnce;
payment; dividend; Interest; n!nt; cnpltal gnin; return of cnpital girt, Inc]udlng any girt or
food or bevernge; lonn forglvenl!99 01' ptIyment of Indebtedn<ml dll'count In too price or
anything of value, unll'!O.'l the discount Is nvallnble to mmbem of lhe public without N'gnrd
--.----
21:j
to otricilll IiUltUSj rubutej reimbursement for eJ(pensesj per diem; or contribution to an
ul!;Ul'WlCe or pe~ion ~W1I pIlid by any perIiOn other tllIII\ an ~yer am including any
coomunity property interest in incane of a spouse fran any City of Arroyo Grande-related
sow-ceo lncane of anlndividullllllso includes 11 pro rata share of any Income of any City of
Arroyo Grande-reMed business entity or trust in which the Individual or spouse owns,
directly, Indirectly, or beneficilllly, a ten (10) percent inter~t, or greater.
. A liOurce, bUIIlnetis entity or trust is "City of Arroyo Grande-reUited" It, and only if, he, she or it:
(j) rl::ildes in tlle jlrisdictiofl, (II) hils an interest in real property within the jurisdiction, (Iii) does
bltilnl!lillln the Cily of Arroyo Grande, or (Iv) did bullhldiS, or plans to do businl!lill, in the City of IIrroyo
Grame at any time dur~ the period conmencl~ tv.o (2) years prior to and ~ one (1) year after
the time llle designated ~yee is required by UIis Code to file his or her next Statement of Econoollc
Inter~t:i, or to disqualify hlmie1f or herself with r~pect to a City of IIrl'Oyo Grande decision.
(b) "lncolUe" does not include:
(1) ~'TI contributioDI:I requlred to, be reported W1der Ci1llpter 4 of tile Actj
(2) salary and relrWursement for e~ 01' per diem received fran a state or lDcal
government agency and reinbursement for travel elqlCl\IieIi am per diem received from
a bona fide educational, academic 01' charitable organlzationj
(3) gltts of infonnational material, IiUch as books, pamphlets, reports, calendars or
periodicalsj
(4) gits which are not Uied and which, wiU1in thirty (30) da~ after receipt, are returned
to the donor 01' delivered to a charitable organization without being claimed as a
charitable contribution for tax purpoIieSj
(5) gifts fran an Individual's spouse, child, parent, grandparent, grondchild, brother,
sister, parent-in-law, !:rother-in-law, sister-in-law, aWlt, lUICle, first cousin or the
Spouie of any such penon, I"Ovided that a gift fran any such person shan be
co~ldered Incane If the donor is acting as an agent 01' intennediary for any person
not covered by this peregraph;
(6) Any devise or inheritance;
('i) Interest, dividends 01' prem!UIIIi on a time 01' demand deposit in a financial imtitution,
shares in a credit WIion, any Insurance policy, pa)'ll1ents received W1der any insurance
policy or any bond 01' other debt iBitrument ~ed by any government 01' government
agency;
(8) Dividends, Interest or any oUler return on a security which Ia ~istered with the
Securities and ~ CannIssIon of the United States Government;
(II) l.oaR; by a CCIIJIIIerclal ~ iBitltutlon In tile regular course of business.
Cat~~ ~ Less-Inclusive B~tohle ]nv~Jtments.
Cutegot)' 4 reportable Investments are tb:Jcie and only ttaIe Qltegory 1 reportable Investments
which pertain to a buslnf1l:i8 entity, a busJnf1l:i8 activity ot which Is that ofl
(a) providing, within thQ last two (2) years, or toreaeeably In thQ future, servlces,liUpplies,
materials, machinery or eqUpnent to the aty of Arroyo Orande.
(b) conductiIV a bLtilnf1l:i8 In thQ City of Arroyo Grande which requires a builness license
therefor pul'liuant to ocdInances of the City.
(c) liBlej purchase; exe~ej lease or rental,or financing, fOl' its own accoWlt 01' as a broker,
of real property or the develoLXnentl syndicationl \iUlXllvision of reol property, or
COl15tructlon thereon, of ~ or structures.
Cote(!'o~ A.. I,E9:I-lnl!lu.c;h(e t1~rt8h1e Int@restQ.in RJ:Al. PrQperty.
Cutegory 5 reportable interests In real property are ttaIe, and only those, Qltegory 2 reportable
Interests In reol property where the property, 01' any pert of it, is located wiU1in, or not more than 500
teet outside, the boWIdarles of the aty of Arroyo Grande and the South Swl I.uis Obispo CoWIty
Sanitation District.
2
-------"-_..._~_.
14
CBt~ 6a.Um-I~psive ~ ol.. U~"h1e lllCdl1l!.
Category 8 types or reportable Incane are thoge,"end only thoge, types or Category 3 repa-table
1n<!Cmi! which me derived rran a business entity, a buWtess aetlvlty or which Is that or:
(a) providing within tho.last two (2) yeet'B, 01' fore!lel!8b1y In the future, servlCf!9, BUpEiles,
materiBJs, machlnery or equipment to the Cty or Arroyo Grendel
(b) conduct~ /I. Nllness In the Cty otArroyo Grande which requires a bU!llness 1Icet\ge
thererOl' pursuant to ordlnsnCf!9 or the Cty.
(0) sale, purchose, exc~, leese 01' rental, 01' fllIIIJ1(!lrc, fOl' Its own Account 01' 8S broker, of
reel prupei ty or thodevel~nent, syndication, IIIIbdlvlslon or reel ~ty 01' C!OI1!ItnJctlon
thereon or bI.IIldIr<< or structures.
~
...
-
3
--.----'-
215
~ti~
UWDtiAIRD POSITIO~ ~RB CATRQQRllia
1. Planning Director 1, 2 and 3
2. OIrrent PlIInner 3, 4(c) and 6(c)
3. ~ R~e Planner 3, 4(c) and 6(e)
4. Public Works Director/City Eriineer 1, 2 and 3
:I.. Special Projecta ~ 4(c) and 6(c)
6. AsIiociate ~er 4(e) and 6(c)
7. QUet Inspector ot B~ and CQn;trueUull 4(e) and 6(e)
8. Special INpector, Publill Worka, BuUdIrv and Zoning 4(c) and 6(11)
9. CQnstruetion Inspector 4(c) and 6(e)
10. BuIldil~ In~..pector 4(e) and 6(e)
11. Fire QUet 4(a), 5 and 6(a)
12. Polil:e QUe! 4(a), 5 and 6(8)
13. Recreation Director 4(8) and 6(8)
14- Finance Director 4, 5 and 6
15. Business License Oerk 4(b) and 6(b)
16. City Qerk 4(8) and 6(8)
Coll!iU!tant - any pen;on or builness hired tor COI1IiII1t~ '1'0 be designated in the
services, but might rellllOOllbly be ~ted consulting contract.
to have a financial interest.
Category 1 SchedultI A 0-1 0-2
Oitegory 2 Schedule B 0-1 0-2
Oitegory 3 Sohedule D B F 11
Category 4(11) SeheduIe A 0-1 0-2
4(b) Sohedule A 0-1 0-2
4(c) Schedule A 0-1 0-2
Category 5 Schedule B C
Catebrory 6 Schedule D E F H
6(b) Scbedule A D
6(e) Sohedule A. C D E H
Schedule G N/ A to our Con!1iat of Interest Code.
--. -_._~,.,. -- - ..
..~_._....