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CC 2020-05-26_08c Acceptance of CAFR 2019 MEMORANDUM TO: CITY COUNCIL FROM: MICHAEL STEVENS, ADMINISTRATIVE SERVICES DIRECTOR BY: NICOLE VALENTINE, ACCOUNTING MANAGER SUBJECT: CONSIDERATION OF ACCEPTANCE OF THE COMPREHENSIVE ANNUAL FINANCIAL REPORT DATE: MAY 26, 2020 SUMMARY OF ACTION: Receive and file the Comprehensive Annual Financial Report (CAFR) for the fiscal year ended June 30, 2019. IMPACT ON FINANCIAL AND PERSONNEL RESOURCES: Preparation of the City’s financial reports requires approximately 200 hours per year of personnel resources and auditing services costing approximately $26,600 annually. RECOMMENDATION: It is recommended the City Council receive and file the Comprehensive Annual Financial Report (CAFR) for the fiscal year ended June 30, 2019. BACKGROUND: On April 22, 2014, the City Council awarded an agreement for consultant services to Moss, Levy & Hartzheim, LLP, to audit the City’s financial records for the fiscal years ended June 30, 2014, through June 30, 2019. Audit services are retained for two reasons: first, to have an independent review of internal control; and secondly, to ensure that the resulting financial reports fairly represent the financial position of the City. Typically, the audited financial statements would be presented to the City Council by December 31; however, due to other workload priorities and department vacancies, the preparation of the CAFR was delayed this year. ANALYSIS OF ISSUES: Generally accepted accounting principles (GAAP) provide the criteria for judging whether a financial report is fairly presented. In defining the minimum standard of acceptable basic financial reporting for state and local governments, GAAP mandate a complete set of basic financial statements, including accompanying note disclosures, as well as the presentation of certain required supplementary information. GAAP encourages government agencies to present this information within the Comprehensive Annual Financial Report (CAFR). Item 8.c. - Page 1 CITY COUNCIL CONSIDERATION OF ACCEPTANCE OF THE COMPREHENSIVE ANNUAL FINANCIAL MAY 26, 2020 PAGE 2 The CAFR is a more detailed financial report beyond basic financial statements. It is made up of three sections: • The introductory section: provides general information of the City which includes the letter of transmittal, list of principal officials, and organizational chart. • The financial section: provides the overall financial information of the City which includes the report of the independent auditor, management’s discussion and analysis (a narrative of the City’s finances), the basic financial statements, required supplementary information, and other supplementary schedules and statements. • The statistical section: provides a broad range of operational, economic, and historical data that provides a context for assessing the City’s economic condition. This section provides information about the City’s general financial trends, revenue capacity, debt capacity, economic and demographic trends, and operating information. The auditors conducted testing of internal controls in November 2019 and February 2020. The procedures for receiving and disbursing cash, the accounting methodology used to record transactions, the separation of duties to avert collusion, and asset securities were reviewed. As a result of this testing, there were no internal control issues/events noted. In November 2019, an audit was conducted on the net position of the City at June 30, 2019. Documentation in support of the assets, liabilities, and fund balance of all the funds in the City were examined and verified. This process assures an impartial review and substantiation of the City’s net position. The result of this review is the City’s CAFR. The City’s CAFR is in compliance with newly effective Government Accounting Standards Board (GASB) pronouncements, as detailed in the Notes to the Financial Statements. The following outlines the financial highlights for the year:  The City’s combined net position at June 30, 2019, increased by 2.45% from $83.6 million to $85.7 million. This overall increase is due to an increase in governmental activities. The increase in governmental activities is largely due to changes in the net pension liability and other post-employment benefits (OPEB) liability.  Overall City-wide revenues from all governmental and business-type activities increased by $976,000 or 6.2%. The City’s significant source of revenue is derived by property and sales taxes; these taxes have increased in the past several fiscal years. During the 2018-19 fiscal year, these taxes generated $13 million, or 78% of total revenue. Item 8.c. - Page 2 CITY COUNCIL CONSIDERATION OF ACCEPTANCE OF THE COMPREHENSIVE ANNUAL FINANCIAL MAY 26, 2020 PAGE 3  The City’s total expense of all programs in the fiscal year 2018-19 decreased by about $48,000.  The City was able to reduce its CalPERS unfunded retirement liability in FY 2018- 19 by prepaying $3 million to reduce future pension costs.  The General Fund, which includes the Local Sales Tax Fund, reported an unassigned fund balance of $7.6 million at the end of FY 2018-19; a 6.6% increase over the end of FY 2017-18. The unassigned fund balance represents 37% of total expenditures, which exceeds the City’s reserve policy goal of 20%. The table below highlights the Statement of Revenue, Expenditures, and Changes in Fund Balances for the General Fund for FY 2018-19. Auditors may issue three different types of opinions at the conclusion of an audit; an unmodified, modified, or adverse opinion. An unmodified opinion assures the reader that the information presented in the CAFR fairly represents the financial position of the City. A modified opinion states that the information is fairly presented except for a particular issue. An adverse opinion indicates that the agency has major accounting and/or internal control issues and no reliance may be placed on the financial statements. The Administrative Services Department staff is proud to report that for the fiscal year ended June 30, 2019, the City of Arroyo Grande received an unmodified opinion from the City’s auditors. General Fund Local Sales Tax Fund Total Beginning Fund Balance 7/1/18 8,312,895$ 2,004,236$ 10,317,131$ Revenues 16,037,404 2,339,670 18,377,074 Expenditures (19,573,279) (851,747) (20,425,026) Other Financing Sources/(Uses)1,581,564 - 1,581,564 Net Change in Fund Balance (1,954,311)$ 1,487,923$ (466,388)$ Fund Balance: Nonspendable 54,670$ -$ 54,670$ Assigned for capital projects - 1,582,507 1,582,507 Assigned for post employment benefits 659,046 - 659,046 Unassigned 5,644,868 1,909,652 7,554,520 Ending Fund Balance, 6/30/19 6,358,584$ 3,492,159$ 9,850,743$ Item 8.c. - Page 3 CITY COUNCIL CONSIDERATION OF ACCEPTANCE OF THE COMPREHENSIVE ANNUAL FINANCIAL MAY 26, 2020 PAGE 4 ALTERNATIVES: The following alternatives are provided for the Council’s consideration: 1. Receive and file the Comprehensive Annual Financial Report; or 2. Provide other direction to staff. ADVANTAGES: By receiving and filing the Comprehensive Annual Financial Report, the City will be accepting the auditors’ unqualified opinion. As mentioned above, an unqualified opinion assures the reader that the information presented in the CAFR fairly represents the financial position of the City. DISADVANTAGES: There are no disadvantages in relation to the recommended action. ENVIRONMENTAL REVIEW: No environmental review is required for this item. PUBLIC NOTIFICATION AND COMMENTS: The Agenda was posted at City Hall and on the City’s website in accordance with Government Code Section 54954.2. ATTACHMENTS: 1) Comprehensive Annual Financial Report and Independent Auditors’ Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards (on file in the Administrative Services and Legislative and Information Services Departments for public review, as well as on the City’s website at www.arroyogrande.org) Item 8.c. - Page 4 COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDING JUNE 30, 2019 CITY OF ARROYO GRANDE, CALIFORNIA PREPARED BY THE DEPARTMENT OF ADMINISTRATIVE SERVICES ATTACHMENT 1 Item 8.c. - Page 5 City of Arroyo Grande COMPREHENSIVE ANNUAL FINANCIAL REPORT Table of Contents For the Fiscal Year Ended June 30, 2019 i INTRODUCTORY SECTION Letter of Transmittal ................................................................................................................................................................ A-1 Directory of Officials ................................................................................................................................................................ A-5 Organization of City Government ............................................................................................................................................ A-6 FINANCIAL SECTION Independent Auditors’ Report .................................................................................................................................................. B-1 Management’s Discussion and Analysis (unaudited) ............................................................................................................... B-3 Basic Financial Statements Government-wide Financial Statements: Statement of Net Position ............................................................................................................................................ B-16 Statement of Activities .................................................................................................................................................. B-18 Fund Financial Statements: Description of Major Governmental Funds .................................................................................................................. B-21 Balance Sheet – Governmental Funds .......................................................................................................................... B-22 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position ................................. B-25 Statement of Revenues, Expenditures, and Changes in Fund Balances – Governmental Funds .................................. B-26 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities ..................................................................... B-28 Description of Major Proprietary Funds ....................................................................................................................... B-29 Statement of Net Position – Proprietary Funds ............................................................................................................ B-30 Statement of Revenues, Expenses, and Changes in Net Position – Proprietary Funds ................................................ B-31 Statement of Cash Flows – Proprietary Funds .............................................................................................................. B-32 Description of Fiduciary Funds ...................................................................................................................................... B-35 Statement of Fiduciary Net Position ............................................................................................................................. B-36 Statement of Changes in Fiduciary Net Position ........................................................................................................... B-37 Notes to Basic Financial Statements ................................................................................................................................ B-38 Required Supplementary Information (unaudited) Budgetary Information – Major Governmental Funds: General Fund ................................................................................................................................................................. B-67 Special Gasoline Tax Fund ............................................................................................................................................. B-69 Transportation Impact Fees Fund ................................................................................................................................. B-70 In-Lieu Affordable Housing Fund .................................................................................................................................. B-71 Community Development Block Grant (CDBG) Fund .................................................................................................... B-72 Schedule of Changes in the OPEB Liability and Related Ratios ....................................................................................... B-73 Net Pension Liability – Schedule of Proportionate Share ................................................................................................ B-74 Net Pension Liability – Schedule of Contributions ........................................................................................................... B-75 Supplemental Information Description of Nonmajor Governmental Funds ............................................................................................................... B-77 Nonmajor Governmental Funds: Combining Balance Sheet ............................................................................................................................................. B-80 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances ..................................................... B-84 Agency Funds: Statement of Changes in Assets and Liabilities ............................................................................................................. B-88 Item 8.c. - Page 6 City of Arroyo Grande COMPREHENSIVE ANNUAL FINANCIAL REPORT Table of Contents For the Fiscal Year Ended June 30, 2019 ii STATISTICAL SECTION (unaudited) Net Position by Component – Last Ten Fiscal Years ................................................................................................................. C-2 Changes in Net Position – Last Ten Fiscal Years........................................................................................................................ C-4 Fund Balances of Governmental Funds – Last Ten Fiscal Years ................................................................................................ C-8 Changes in Fund Balances of Governmental Funds – Last Ten Fiscal Years ........................................................................... C-10 General Governmental Tax Revenues by Source – Last Ten Fiscal Years ............................................................................... C-12 Assessed and Estimated Actual Value of Taxable Property – Last Ten Fiscal Years ............................................................... C-13 Property Tax Rates – Direct and Overlapping Governments – Last Ten Fiscal Years ............................................................. C-14 Principal Property Taxpayers – Current Fiscal Year and Nine Fiscal Years Ago ...................................................................... C-16 Secured Property Tax Roll Levies and Collections – Last Ten Fiscal Years .............................................................................. C-18 Taxable Sales by Category – Last Ten Calendar Years ............................................................................................................ C-20 Ratios of Outstanding Debt by Type – Last Ten Fiscal Years ................................................................................................... C-22 Ratios of General Bonded Debt Outstanding – Last Ten Fiscal Years ..................................................................................... C-24 Direct and Overlapping Debt .................................................................................................................................................. C-25 Legal Debt Margin Information – Last Ten Fiscal Years .......................................................................................................... C-26 Demographic Statistics – Last Ten Calendar Years ................................................................................................................. C-28 Full-Time Equivalent City Government Employees by Function ............................................................................................. C-29 Operating Indicators by Function – Last Ten Fiscal Years ....................................................................................................... C-30 Capital Asset Statistics by Function – Last Ten Fiscal Years .................................................................................................... C-32 Item 8.c. - Page 7 Introductory Section Accounting and financial reporting standards prescribe that the introductory section of the CAFR contains the following: letter of transmittal, list of principal officials, and organizational chart. Item 8.c. - Page 8 Arroyo Grande ADMINISTRATIVE SERVICES • 300 E. Branch Street • Arroyo Grande, California 93420 Phone: (805) 473-5400 • Fax: (805) 473-0386 • E-mail: agcity@arroyogrande.org • Website: www.arroyogrande.org CITY OF CALIFORNIA May 1, 2020 To the Honorable Mayor, Member of the City Council, and the Citizens of the City of Arroyo Grande State law requires that all general-purpose local governments publish within six months of the close of the fiscal year a complete set of financial statements presented in conformity with accounting principles generally accepted in the United States of America (U.S.GAAP) and audited in accordance with auditing standards generally accepted in the United States of America by a licensed certified public accountant. Pursuant to the requirement, we hereby issue this annual financial report of the City of Arroyo Grande (the City) for the fiscal year ended June 30, 2019. This report consists of management’s representations concerning the finances of the City. Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City has established a comprehensive internal control framework that is designed both to protect the City’s assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City’s financial statements in conformity with U.S.GAAP. Because the cost of internal controls should not outweigh their benefits, the City’s comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City’s financial statements have been audited by Moss, Levy & Hartzheim LLP, a licensed certified public accountant firm. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City for the fiscal year ended June 30, 2019 are free of material misstatements. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unmodified opinion that the City’s financial statements for the fiscal year ended June 30, 2019 are fairly presented in conformity with U.S.GAAP. The independent auditors’ report is presented as the first component of the financial section of this report. The independent audit of the City’s financial statements is part of a broader, federally mandated “Single Audit” designed to meet the special needs of federal grantor agencies. The standards governing Single Audit engagements require that agencies expending more than $750,000 in federal monies, be required to have the independent auditor report not only on the fair presentation of the financial statements, but also on the audited government’s internal controls and compliance with legal requirements, with special emphasis on internal controls and legal requirements involving the administration of federal awards. The City did not expend the minimum amount of federal awards and was thus not subject to a Single Audit Report. Management has provided a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City’s MD&A can be found immediately following the report of the independent auditors. A-1 Item 8.c. - Page 9 A- 2 Profile of the Government The City of Arroyo Grande is located five miles inland from the central California coastline. Incorporated in 1911, the City contains acres of agriculturally productive land in a valley created by the Arroyo Grande Creek. The City currently occupies a land area of 5.45 square miles and serves a population of approximately 18,087. The City is empowered to levy a property tax on both real and personal properties located within its boundaries. It’s also empowered by State statute to extend its corporate limits by annexation, which occurs periodically when deemed appropriate by the City Council. The City has operated under the council-manager form of government since 1911. Policy-making and legislative authority are vested in a governing council consisting of the mayor and four other members. The governing council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees, and hiring both the City’s manager and attorney. The City’s manager is responsible for carrying out the policies and ordinances of the City Council, for overseeing the day-to-day operations of the City, and for appointing the heads of the various departments. The Council is elected on a non-partisan basis. Council members serve four-year staggered terms and the mayor is elected to serve a two-year term. The mayor and the council members are elected at large. The City provides a full range of services including: police protection, the construction and maintenance of streets and other infrastructure, and recreational activities and cultural events. Certain utility services are provided by the City through the Water and Sewer Funds, which is a division of the Public Works department. The annual budget serves as the foundation for the City’s financial planning and control. All departments and divisions are required to submit requests for appropriations to the City Manager. These requests are used as the starting point for developing a proposed budget. The City Manager then presents this proposed budget to the City Council for review prior to June 1st. The City Council is required to hold public hearings on the proposed budget and to adopt a final budget by no later than June 30th, the close of the City’s fiscal year. The appropriated budget is prepared by fund, department (e.g. public works), and division (e.g. automotive shop). Department directors may make transfers of appropriations within a department. Transfers of appropriations between departments or changes in appropriations that affect the fund balance, require the approval of the City Council. Factors Affecting Financial Condition The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City operates. Local Economy The City continues to experience economic improvement, with increases in all major tax revenue sources. The formation of a local Tourism Business Improvement District is positively impacting local lodging establishments, as well as other businesses that are related to tourism. Development activity in the City has remained steady, with measured increases projected into next fiscal year. In addition, home prices have and sales tax revenues are increasing. Further detail on the City demographics can be found in the Statistical Section of the report. Long-Term Financial Planning The City completed a 10-year fiscal forecast that acknowledges continued investment in the City’s infrastructure as an important goal. Numerous Capital Improvement Plan (CIP) projects were completed during the fiscal year to improve the City’s infrastructure, facilities and parks, improve drainage problems and improve the overall look of the community. The following list of projects approved in the FY 2019-20 Budget will impact the community. Item 8.c. - Page 10 A- 3 Street Projects – The Brisco Road-Halcyon Road/Route 101 Interchange project is in the Project Approval and Environmental Determination phase and a preferred alternative is scheduled to be selected. In addition, several pavement rehabilitation projects are scheduled to improve the City’s streets. Bridge Projects – The Bridge Street bridge rehabilitation, Traffic Way bridge improvement project, and the reinforcement of the historic Swinging Bridge are all programmed. Water & Sewer Projects – Various waterline upgrades, the construction of the Lift Station No. 1 force main replacement and a comprehensive structural analysis of the steel pipe bridges crossing the Arroyo Grande Creek at Coach Road and Garden Street are budgeted. Cash Management Policies and Practices Cash temporarily idle during the fiscal year was primarily invested in the Local Agency Investment Fund (LAIF), a State investment pool. This pool offers the City liquidity, safety, and a higher rate of interest than could be found with local banks. The average yield on investments was 2.96% during the past fiscal year. Investment income includes appreciation in the fair value of LAIF at fiscal year-end. Increases in fair value during the current fiscal year, however, do not necessarily represent trends that will continue; nor is it always possible to realize such amounts. Risk Management The City joined the California Joint Powers Insurance Authority (CJPIA) in July of 2003, for the purpose of pooling liability risks. The CJPIA was formed under the Joint Powers Agreement (JPA) provisions of the State law. The Fund is directed by a board of directors comprised of a representative appointed by the city council of each member agency. The Insurance Fund derives its revenues from contributions established for each city at the beginning of each policy year. The contributions are established by the board of directors based on the recommendations of the JPA’s program administrators and actuaries using recognized insurance experience rating techniques. In addition, various control techniques, including employee accident prevention training, have been implemented during the year to minimize accident-related losses. The third-party coverage is currently maintained for individual workers’ compensation claims in excess of $350,000, while the City participates in a shared risk pool for liability claims above $30,000. During FY 2003-04, the City began the process of joining the California Joint Powers Insurance Authority for workers’ compensation coverage. Pension and Other Postemployment Benefits The City participates in the defined benefit pension plan administered by the California Public Retirement Agency (CalPERS) for all full-time employees. Each fiscal year, the Agency calculates the amount of the annual contribution the City must make to the pension plan to ensure the plan will be able to fully meet its obligation to retired employees on a timely basis. The City also provides postretirement health benefits for certain retirees and their dependents. As of the end of the current fiscal year, there were forty-seven (47) retired employees receiving these benefits, which are financed on a pay-as-you- go-basis. Additional information on the City’s pension arrangements and postemployment benefits can be found in NOTE 8 – LONG- TERM LIABILITIES, NOTE 11 – DEFINED BENEFIT PENSION PLAN and NOTE 12 – POSTEMPLOYMENT HEATHCARE BENEFITS (OPEB) in the notes to the basic financial statements. Item 8.c. - Page 11 Item 8.c. - Page 12 City of Arroyo Grande DIRECTORY OF OFFICIALS A- 5 ELECTED OFFICIALS Mayor ................................................................................................................................ Caren Ray Russom Mayor Pro Tem ..................................................................................................................... Kristen Barneich Council Member ............................................................................................................................ Lan George Council Member ....................................................................................................................... Jimmy Pauling Council Member ......................................................................................................................... Keith Storton ADMINISTRATIVE PERSONNEL City Manager ...................................................................................................................... James A. Bergman City Attorney ...................................................................................................................... Timothy J. Carmel Director of Administrative Services /City Treasurer ......................................................... Shannon Esenwein Director of Community Development .................................................................................... Teresa McClish Director of Legislative and Information Services Director/City Clerk ..................................... Kelly Wetmore Police Chief.................................................................................................................................... Beau Pryor Director of Public Works ............................................................................................................. Bill Robeson Director of Recreation Services .......................................................................................... Sheridan Bohlken Item 8.c. - Page 13 City of Arroyo Grande ORGANIZATION OF CITY GOVERNMENT A- 6 Citizens of Arroyo Grande City Council Boards & Commissions City Manager Administrative Services Finance Human Resource Community Development Building & Life Safety Engineering Planning Legislative & Information Services City Clerk Information Techology Police Patrol Services Support Services Public Works Capital Projects Maintenance Services Utility Recreation Services Children in Motion Preschool Special Events Sports Leagues City Attorney Item 8.c. - Page 14 Financial Section The financial section of the CAFR includes the following elements: report of the independent auditor, management’s discussion and analysis, basic financial statements (including notes), required supplementary information and related notes, combining statements (nonmajor funds), and individual fund financial statements and schedules. Item 8.c. - Page 15 Item 8.c. - Page 16 Moss, Levy & Hartzheim LLP Certified Public Accountants 2400 Professional Parkway, Suite 205 Santa Maria, CA 93455 Tel 805.925.2579 Fax 805.925.2147 mlhcpas.com BEVERLY HILLS ∙ CULVER CITY ∙ SANTA MARIA INDEPENDENT AUDITORS’ REPORT City Council of the City of Arroyo Grande Arroyo Grande, California We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Arroyo Grande (the City), as of and for the fiscal year ended June 30, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free of material misstatement, whether due to fraud or error. Auditors’ Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors’ judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of City of Arroyo Grande, as of June 30, 2019, and the respective changes in financial position, and cash flows where applicable thereof, for the fiscal year then ended in accordance with accounting principles generally accepted in the United States of America. Emphasis of Matter As discussed in the financial statements, in January 2020, the World Health Organization has declared COVID-19 to constitute a “Public Health Emergency of International Concern.” Given the uncertainty of the situation, the duration of any financial impact cannot be reasonably estimated at this time. Our opinion is not modified with respect to this matter. B-1 Item 8.c. - Page 17 Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis on pages B-3 through B-15, the budgetary comparison information on pages B-67 through B-72, the schedule of changes in the OPEB liability and related ratios on page B-73, the schedule of proportionate share of net pension liability on page B-74, and the schedule of pension contributions on page B-75 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquires of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquires, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Arroyo Grande’s basic financial statements. The introductory section, combining and individual nonmajor fund financial statements, agency funds financial statements, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements and the agency funds financial statements are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements and agency funds financial statements are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated May 1, 2020, on our consideration of the City of Arroyo Grande’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Santa Maria, California May 1, 2020 B-2 Item 8.c. - Page 18 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 3 The management’s discussion and analysis of the City of Arroyo Grande provides an overall review of the City’s financial activities for the fiscal year ended June 30, 2019. The intent of this discussion and analysis is to look at the City’s financial performance as a whole. Readers should review the discussion and analysis in conjunction with the basic financial statements, as well as the notes to the basic financial statements to enhance their understanding of the City’s financial performance. FINANCIAL HIGHLIGHTS Key financial highlights for the fiscal year ended June 30, 2019, are as follows: • The City finished the fiscal year with General Fund expenditures exceeding revenues by approximately $2,048,000, however, after transfers and other financing sources, the General Fund’s fund balance of $9.8 million reflects a decrease of approximately $466,000. This fund balance amount exceeded the City’s reserve policy goal of 20% of appropriated General Fund expenditures. Of the $9.8 million in fund balance, approximately $7.5 million is “unassigned” fund balance which is available at the City Council’s discretion. • In total, the Water and Sewer funds have finished the fiscal year with operating revenues exceeding operating expenses. Both funds have reserves exceeding the policy goal of 90-days of operating expenses, plus a Capital Reserve of $500,000, and a debt service reserve equal to one year of annual debt service. • The City completed capital improvement projects including: o Removed the deteriorated roof and substructure at the Strother Park restrooms and installed a new roof structure including new exterior lighting. o Performed approximately two miles of pavement dig out repairs on James Way. o Installed new sidewalk facilities in the vicinity of Harloe Elementary School. o Rehabilitated approximately 900 feet of storm drain pipe and 550 linear feet of sewer pipe using a trenchless (or no-dig) lining process. o Constructed drainage improvement along a hillside street to alleviate flooding, capture storm water and convey it to an existing underground storm drain system. o Upgrades to lighting at the Woman’s Club and installation of new stage lighting and overhead ceiling fans. OVERVIEW OF THE FINANCIAL STATEMENTS This annual report consists of a series of financial statements, schedules and notes to those statements. These statements are organized so the reader can understand the City as a financial whole, an entire operating entity. These statements then proceed to provide an increasingly detailed look at specific financial activities. This annual report consists of three basic sections – introductory section, financial section (which consists of this discussion and analysis), and a statistical section. The basic financial statements include two kinds of statements that present different views of the City: • The first two statements are government-wide financial statements that provide both long-term and short-term information about the City’s overall financial status. • The remaining statements are fund financial statements that focus on individual parts of the government, reporting the City’s operations in more detail than the government-wide financial statements. The financial statements also include notes that explain some of the information in the financial statements and provide more detailed data. FINANCIAL ANALYSIS OF THE CITY AS A WHOLE Government-wide financial statements report information about the City as a whole using accounting methods similar to those used by private-sector companies (all fiscal year revenues and expenses are accounted for regardless of when the cash is received or paid). The statement of net position includes all of the City’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources. The statement of activities also reports the City’s net position but more specifically how it has changed (revenues and Item 8.c. - Page 19 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 4 expenses). Net position is the difference between all of the City’s assets added to deferred outflows of resources and liabilities added to the deferred inflows of resources. Net position is one of the ways to measure the City’s financial health or position. Over time, increases or decreases in the City’s net position is an indicator of whether its financial health is improving or deteriorating, respectively. To assess the overall health of the City, you also need to consider additional non-financial factors such as changes in the City’s tax base, facility condition, and other factors. The City’s combined net position for the past 10 fiscal years is presented in the graph below: Net position increased during the 2018-19 fiscal year from $83.7 million to $85.7 million, or by 2.3%. This overall increase is due to an increase in governmental activities and a slight increase in business-type activities. The increase in governmental activities is largely due to changes in the net pension liability and other post-employment benefits (OPEB) liability. The government-wide financial statements of the City are divided into two categories: • Governmental activities: Most of the City’s basic services are included here, such as the general government, community development, police, public works, and recreation services. Property and sales taxes, user fees, interest income, franchise fees, and state and federal grants finance these types of activities. • Business-type activities: The City charges a fee to customers to cover all or most of the cost of certain services it provides. The City’s water, Lopez treatment, and sewer systems are reported in this category. Item 8.c. - Page 20 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 5 GOVERNMENTAL ACTIVITIES The City’s net position of governmental activities at June 30, 2019, 2018, and 2017 are as follows: The Governmental Accounting Standards Board Statement No. 68 established guidelines regarding how the City reports pension liability. Pension liability has always existed; however, it has not been required to be reported in the financial statements until the 2014-15 fiscal year. At June 30, 2019, the City reported net pension liability of $17.8 million for governmental activities. Net pension liability is influenced by several factors, including the long-term rate of return earned by the pension system’s investments as well as the City’s share of the total pension fund’s assets and can fluctuate significantly from year to year. More information on the long term pension obligations can be found in the Notes to the Financial Statements and the Required Supplementary Information. The City continues to utilize revenue from the 2006 Local Sales Tax Measure for the purposes of capital projects and infrastructure improvements. During the 2018-19 fiscal year, the City utilized approximately $857,000 of this funding to improve and maintain streets and sidewalks, $200,000 to support public safety efforts, $200,000 for infrastructure upgrades and improvements, and $100,000 for storm water and drainage projects. The Local Sales Tax Measure provides approximately $2.3 million annually and is critical in the maintenance and improvement of the infrastructure throughout the community. Variance % Change CY to PY CY to PY Assets: Current and other assets $ 22,712,839 $ 21,426,864 $ 20,553,682 $ 1,285,975 6% Capital assets, net 42,611,094 43,421,093 42,996,103 (809,999)-2% Total assets 65,323,933 64,847,957 63,549,785 475,976 1% Deferred Outflows of Resources: Deferred pension and OPEB 8,517,815 6,916,288 5,191,361 1,601,527 23% Total DOR 8,517,815 6,916,288 5,191,361 1,601,527 23% Liabilities: Long-term liabilities outstanding 24,707,991 26,452,962 18,753,650 (1,744,971)-7% Other liabilities 2,472,400 1,495,243 1,532,765 977,157 65% Total liabilities 27,180,391 27,948,205 20,286,415 (767,814)-3% Deferred Inflows of Resources: Deferred pension and OPEB 2,312,902 1,252,990 1,318,073 1,059,912 85% Total DIR 2,312,902 1,252,990 1,318,073 1,059,912 85% Net Position: Net investment in capital assets 41,265,463 41,836,070 41,437,236 (570,607)-1% Restricted 8,748,114 8,217,418 8,375,502 530,696 6% Unrestricted (5,665,122) (7,490,438) (2,676,080) 1,825,316 -24% Total net position $ 44,348,455 $ 42,563,050 $ 47,136,658 $ 1,785,405 4% FYE 2017FYE 2018FYE 2019 Item 8.c. - Page 21 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 6 The City’s statement of activities of governmental activities at June 30, 2019, 2018, and 2017 are as follows: During the 2018-19 fiscal year, the City’s total revenue increased by 8.6% to $21.3 million and expenses increased by 0.5% to $21.7 million. The City’s significant source of revenue is derived by property and sales taxes. These taxes have had increases in the past several fiscal years. During the 2018-19 fiscal year, these taxes generated $13.6 million, or 64% of total revenue. This was an increase of about $640,000 when compared to the 2017-18 fiscal year and an increase of about $683,000 when compared to the 2016-17 fiscal year. Because these taxes are the significant sources of City income, fluctuations to these taxes can have a dramatic change in the services the City can provide. The table on the following page shows the increases and decreases in property and sales taxes for the past ten fiscal years: Variance % Change CY to PY CY to PY Revenues Program revenues: Charges for services $ 2,918,489 $ 2,142,437 $ 3,163,969 776,052 36.2% Grants and contributions 1,931,669 1,888,900 1,923,039 42,769 2.3% General revenues: Property taxes 7,272,617 6,838,615 6,494,953 434,002 6.3% Other taxes 8,362,855 8,025,623 7,699,664 337,232 4.2% Other revenues 873,548 772,144 584,271 101,404 13.1% Total revenues 21,359,178 19,667,719 19,865,896 1,691,459 8.6% Expenses: General government 6,489,527 6,323,149 5,659,730 166,378 2.6% Community development 1,664,055 2,339,874 1,604,701 (675,819)-28.9% Public safety 8,516,528 7,205,048 5,075,763 1,311,480 18.2% Recreation 914,396 1,108,612 705,766 (194,216)-17.5% Public works 1,955,759 2,063,905 1,777,425 (108,146)-5.2% Streets and roads 2,129,780 2,516,344 2,448,134 (386,564)-15.4% Interest on long-term debt 55,900 53,546 56,988 2,354 4.4% Total expenses 21,725,945 21,610,478 17,328,507 115,467 0.5% Income (deficiency) transfers (366,767) (1,942,759)2,537,389 1,575,992 -81.1% Transfers from (to) business-type activity 2,152,172 1,968,873 2,108,785 183,299 9.3% Change in net position 1,785,405 26,114 4,646,174 1,759,291 6737.0% FYE 2017FYE 2018FYE 2019 Item 8.c. - Page 22 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 7 Property tax revenues have steadily increased for the past five fiscal years and are projected to continue a modest but steady increase for the upcoming years. During the 2016-17 fiscal year, the City redeemed bonds that had been funded through a property tax allocation and no property tax was received for this purpose. This reduction in property tax revenues will be ongoing in future years; however significant interest savings was realized by paying the debt. In addition, sales tax and transient occupancy tax are expected to increase, however, not at the same growth as experienced in previous fiscal years. The City charged $2.9 million for services to users and developers in the 2018-19 fiscal year and makes up approximately 13.6% of total revenue for the City. This represents an increase of approximately $800,000 from the prior fiscal year. The Community Development Department which includes the Planning, Engineering and Building divisions reported revenues of $1.5 million in the 2018-19 fiscal year compared to $900,000 in the 2017-18 fiscal year. In addition, the 2018-19 fiscal year included an increase of $16,000 in public works related services. The cost of all governmental activities in the 2018-19 fiscal year was $21.7 million, an increase of 0.6% in comparison to last fiscal year. The City is a service oriented organization, therefore, the majority of the fluctuations in expenses from one year to the next can be attributed to employee-related benefits including pensions and medical costs. Further analysis of the changes in employee-related expenditures is presented in the City’s funds section of this report. As shown on the following page, public safety represents the City’s highest percent of expenses incurred at 31%, followed by general government (which includes the City Clerk, Information Technology, City Council, City Manager, Finance and Human Resources divisions) at 29%, Public Works (which consists of maintenance of parks and facilities not including utilities) at 12% and Community Development (which includes Planning, Engineering and Building) at 11%. These functions were subsidized by taxes, investment income, miscellaneous income, and transfers from the business-type activities. Item 8.c. - Page 23 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 8 The City continues to invest heavily in public safety; those activities cost the City approximately $8.5 million in the 2018-19 fiscal year. The City currently contributes approximately $2.6 million towards the operations of the Five Cities Fire Authority. The City has invested in much needed fire-related infrastructure including fire engines. The Fire Authority has an aging fleet and in response, during the 2015-16 and 2016-17 fiscal years, the Five Cities Fire Authority board of directors entered into two lease purchase arrangements for the replacement of two fire engines. In addition, the City continues to contribute heavily to streets, roads, and sidewalk renovations, also known as the Streets Program. Because most road work is repair and/or maintenance, they are recognized as expenditures in the fiscal year incurred. For the 2018- 19 fiscal year, the City spent approximately $2.1 million in street and road costs. The Streets program is funded from the State’s gasoline taxes which contributed approximately $714,000, which includes approximately $328,000 in SB1 Road Maintenance Rehabilitation funds and is also funded from the additional Local Sales Tax fund which is funded by the one half cent sales tax the voters approved in 2006. During the 2018-19 fiscal year, the additional sales tax contributed over $857,000 towards street and road- related projects. The City continues to prioritize its road maintenance efforts now and into the future. BUSINESS-TYPE ACTIVITIES The City provides water delivery and wastewater collection services to a population of approximately 18,087 with 6,400 accounts. The City has two main sources of water: ground water and surface water from Lopez Reservoir. Water treatment is handled by the County of San Luis Obispo and wastewater treatment is handled by the South San Luis Obispo County Sanitation District. The net position of business-type activities for the fiscal years ended June 30, 2019, 2018, and 2017 are as follows: - 5 10 15 20 25 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Expenses by Function Last 10 Fiscal Years (In Millions) Public safety General government Streets and roads All other Item 8.c. - Page 24 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 9 As shown above, the City’s net position increased by 0.6%, from $41.1 million to $41.4 million. As mentioned in the government-wide section of this report, pension liability is now being reported as a result of GASB Statement No. 68. Business-type activities reported pension liability in the amount of $2.1 million for fiscal year 2018-19. In March 2014, the City Council approved the Water and Wastewater Financial Plan and Rate Study for the fiscal years 2014-15 to 2018-19. As a result of that study, the City increased its reserve requirements from 60-days of operating and maintenance costs to 90- days. This has provided a greater degree of flexibility because of revenue decreases due to conservation and other unforeseen costs. In addition, the City continues to maintain a capital reserve of $500,000 and a debt service reserve equal to 1-year of debt service obligations (which is approximately $1.4 million). Variance % Change CY to PY CY to PY Assets: Current and other assets $ 9,260,779 $ 8,443,551 $ 7,929,909 $ 817,228 9.7% Capital assets, net 34,389,325 35,156,981 35,236,648 (767,656)-2.2% Total assets 43,650,104 43,600,532 43,166,557 49,572 0.1% Deferred Outflows of Resources: Deferred pension and OPEB 1,015,342 571,886 497,832 443,456 77.5% Total DOR 1,015,342 571,886 497,832 443,456 77.5% Liabilities: Long-term liabilities outstanding 2,688,218 2,696,309 1,989,886 (8,091)-0.3% Other liabilities 345,085 261,443 245,871 83,642 32.0% Total liabilities 3,033,303 2,957,752 2,235,757 75,551 2.6% Deferred Inflows of Resources: Deferred pension and OPEB 253,510 77,020 30,578 176,490 229.1% Total DIR 253,510 77,020 30,578 176,490 229.1% Net Position: Total net position $ 41,378,633 $ 41,137,646 $ 41,398,054 $ 240,987 0.6% FYE 2017FYE 2018FYE 2019 Item 8.c. - Page 25 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 10 The City’s statement of activities of business-type activities at June 30, 2019, 2018, and 2017 are as follows: The business-type activities had operating income of $2.2 million in the 2018-19 fiscal year, whereas $1.9 million in the 2017-18 fiscal year and $1.3 million in the 2016-17 fiscal year. Operating revenues were higher, while expenses were slightly lower than in prior year when activity was significantly impacted by the severe drought. During the 2015-16 fiscal year, the City Council approved a Stage 1 Water Shortage Emergency, which limited the amount of water a customer could use without incurring financial penalties. During the 2016-17 fiscal year, the Water Emergency was rescinded. Revenues have rebounded as customers have increased water usage, although not to pre-drought levels. The operating expenses include payments to the County for the City’s share of costs at the Lopez water treatment facility. The City’s current rate structure includes both a monthly fixed charge (flat amount that does not change per billing cycle) and a volumetric charge (which is dependent on the actual amount of water usage). The fixed charge generates approximately 37% of the total revenue with 63% from the variable. So although the City has some level of stability from the fixed charge, the change in consumption of water has had a significant effect on the overall revenues. The City continues to closely monitor revenues and conservation efforts, as these are now a continuous way of life in California. FINANCIAL ANALYSIS OF THE CITY’S FUNDS Fund Financial Statements The fund financial statements provide more detailed information about the City’s most significant funds and not the City as a whole. The City’s major governmental funds include: the General Fund, Special Gasoline Tax Fund, Transportation Impact Fees Fund, In-Lieu Affordable Housing Fund, Community Development Block Grant Fund, and the Capital Improvement Fund. Funds are accounting devices that the City uses to keep track of specific sources of funding and spending for particular purposes. • Some funds are required by State law and by bond covenants. • Management establishes other funds to control and manage money for particular purposes or to show that it is meeting legal responsibilities for using certain taxes, grants, and/or other money. Variance % Change CY to PY CY to PY Operating revenues $ 8,179,421 $ 8,058,122 $ 7,179,441 $ 121,299 1.5% Operating expenses 5,932,637 6,108,484 5,906,838 (175,847) -2.9% Operating income 2,246,784 1,949,638 1,272,603 297,146 15.2% Non-operating revenues 161,148 58,064 31,308 103,084 177.5% Non-operating expenses (14,773) (2,341) - (12,432)531.1% Transfers out (2,152,172) (1,968,873) (2,108,785) (183,299)9.3% Total non-operating and transfers (2,005,797) (1,913,150) (2,077,477) (92,647)4.8% Change in net position $ 240,987 $ 36,488 $ (804,874) $ 204,499 560.5% FYE 2017FYE 2018FYE 2019 Item 8.c. - Page 26 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 11 The City has three kinds of funds: • Governmental funds: Most of the City’s basic services are included in governmental funds which focus on how money flows into and out of these funds and the balance left at fiscal year-end that is available for spending. These funds are reported using an accounting method called modified accrual accounting, which measures cash and all other financial assets that can readily be converted to cash. The governmental funds statements provide a detailed short-term view of the City’s general governmental operations and the basic services it provides. Governmental fund information helps determine whether there are more or fewer financial resources that can be spent in the near future to finance the City’s programs. Because this information does not encompass the additional long-term focus of the government-wide statements, additional information is provided in the financial statements that reconciles and explains the relationship (or differences) between them. • Proprietary funds: When the City charges customers for the services it provides, these services are generally reported in proprietary funds. Proprietary funds are reported in the same way that all activities are reported in the Statement of Net Position and the Statement of Revenues, Expenses, and Changes in Net Position. In fact, the City’s proprietary funds are the same as the business-type activities reported in the government-wide statements but provide more detail and additional information, such as cash flows. The proprietary fund financial statements provide separate information for the Water, Lopez, and Sewer funds. • Fiduciary funds: The City is the trustee, or fiduciary, for the Sanitation Distribution, Downtown Parking, San Luis Obispo TMD Assessment, and the Successor Agency of the Former Redevelopment Agency. The City is responsible for ensuring that the assets reported in these funds are used for their intended purposes. Governmental Funds – The focus of the City of Arroyo Grande’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. At fiscal year-end, the City’s governmental funds reported a combined fund balance of $19.2 million, an increase of approximately $512,000 in comparison with the prior fiscal year. Of the total fund balance, 39% of this total amount ($7.5 million) constitutes unassigned fund balance, which is available for spending at the City’s discretion. The remaining components of fund balance consist of non-spendable, restricted, committed and assigned and are presented below. For further information on the definition of the fund balance classification, see Note 1, Subsection K – Fund Balances and Net Position. The General Fund is the chief operating fund of the City of Arroyo Grande. The General Fund is comprised of the following specific funds: General Fund, Local Sales Tax Fund, and Post Employment Benefits Fund. At the end of the current fiscal year, unassigned fund Nonspendable $ 54,670 $ - $ 54,670 0.3% Restricted - 7,969,706 7,969,706 41.5% Committed - - - 0.0% Assigned 2,241,553 1,403,177 3,644,730 19.0% Unassigned 7,554,520 - 7,554,520 39.3% Total $ 9,850,743 $ 9,372,883 $ 19,223,626 100.0% % of TotalFund Balances All Other Funds TotalGeneral Fund Item 8.c. - Page 27 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 12 balance was $7.5 million, while total fund balance reached $9.8 million. As a measure of the General Fund’s liquidity, it may be useful to compare unassigned fund balance to total fund expenditures. Unassigned fund balance represents 36.9% of total general fund expenditures. This exceeds the City Council’s reserve goal of 20%. Proprietary Funds – The City of Arroyo Grande’s proprietary funds provide the same type of information found in the Government- wide Financial Statements under business-type activities, but includes a statement of cash flows. Factors concerning the finances of these two funds have already been addressed in the discussion of the City of Arroyo Grande’s business-type activities. GENERAL FUND BUDGETARY HIGHLIGHTS The City’s budget is prepared according to California law. The most significant budgeted fund is the General Fund. The City’s budget is a flexible-spending plan, which commits resources to the accomplishment of City Council goals and objectives. City Council’s approval is required for changes impacting fund balances, such as increases to appropriations that are not offset by matching increases to estimated revenue. Approval is also required for all budget transfers between departments/divisions that alter fund balance. Semi-annual reports are used to keep the City Council informed of key budget issues, forecasts, and required changes. The budget amendments reported in the financial reports fall into three categories: • The carryover of appropriations for contracts, equipment, and/or projects approved in the previous fiscal year(s), but not completed as of fiscal year-end. • Increases or decreases in estimated revenues to reflect actual receipts of major revenues. • Additional appropriations for unforeseen, but necessary expenses or expenditures. Overall General Fund revenues have been improving and the City is benefitting from the widespread economic gains. Sales taxes are increasing in all major categories, property taxes are trending upward and there has been increased registration in the City’s recreation programs. Expenditures have largely remained at or below budgeted levels. The overall difference between the original General Fund budget and the final amended budget was an increase of approximately $540,000 in appropriations. This can mainly be attributed by the following: 1) the carryover of uncompleted capital projects from the prior fiscal year, 2) costs associated with an increase in the number and complexity of public records requests, and 3) negotiated salary and benefit increases for employees. CAPITAL ASSETS The capital assets of the City are those which are used in the performance of the City’s functions, including but not limited to infrastructure-related assets. At June 30, 2019, capital assets, net of related accumulated depreciation, of the governmental activities totaled $42.6 million and the capital assets, net of related accumulated depreciation, of the business-type activities totaled $34.4 million. Depreciation on capital assets is recognized in the government-wide financial statements. The investment in capital assets includes land, buildings and system improvements, machinery and equipment, park facilities, roads, highways, and bridges. The capital assets are summarized by activity on the following page. Item 8.c. - Page 28 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 13 Major capital asset events during the fiscal year include the following: • Women’s Club Kitchen Renovation $282,000 • Sierra/Hillcrest Drainage Project $122,000 • Soto Sports Complex Barrier Removal Phase 3 $80,000 • Ash/Strother Restroom Roof Replacement $67,000 New annual programs are recommended through the budget process. In the five-year Capital Improvement Program from fiscal years 2018-19 through 2022-23, the major capital projects include: • Reinforcement of the Swinging Bridge – Total cost estimated to be $ 518,000. • Both the Bridge Street Bridge and Traffic Way Bridge Improvements: Total cost of both projects is estimated to be $12.6 million to be funded through State grants. • Brisco Road Interchange Project – Depending on which alternative is selected, the total cost of improvements is estimated to be between $14 million and $23 million. • Pavement Management Program, the City’s annual improvements to streets and roads – $1.2 million. • Continued improvements with the Water and Sewer systems based on their specific master plans. Description Original Cost Accumulated Depreciation Book Value Governmental Activities: Land 4,236,528$ -$ 4,236,528$ Infrastructure 6,379,188 - 6,379,188 Construction in Progress 3,365,856 - 3,365,856 Structures & Improvements 13,970,476 3,732,041 10,238,435 Machinery & Equipment 4,239,315 2,682,529 1,556,787 Infrastructure 40,892,026 24,057,725 16,834,301 Total 73,083,389$ 30,472,295$ 42,611,094$ Description Original Cost Accumulated Depreciation Book Value Business-Type Activities: Land 56,730$ -$ 56,730$ Construction in Progress 112,606 112,606 Structures & Improvements 222,999 219,247 3,752 Machinery & Equipment 848,416 482,060 366,356 Infrastructure 58,996,364 25,146,483 33,849,881 Total 60,237,115$ 25,847,790$ 34,389,325$ Item 8.c. - Page 29 City of Arroyo Grande MANAGEMENT’S DISCUSSION AND ANALYSIS For the Fiscal Year Ended June 30, 2019 B - 14 LONG-TERM LIABILITIES At the end of the 2018-19 fiscal year, the City had a variety of outstanding long-term liabilities, totaling $24.7 million in governmental activities and $2.7 million in business-type activities. The City had total USDA loans payable outstanding of $996,000 that was used to acquire the property and office building for the location of City Hall offices. The City also has capital leases for police vehicles and certain information technology equipment, the outstanding amount of which is $276,890. Lastly, the City’s most significant outstanding long-term liability is the net pension liability. The net pension liability is the difference between the total pension liability (the present value of projected benefit payments to employees based on their past service) and the assets (mostly investments reported at fair value) set aside to pay current employees, retirees, and beneficiaries. Further detail on each liability can be found in Note 8 in the Notes to the Basic Financial Statements section. The following table summarizes the long-term liabilities of the City: FINANCIAL ISSUES AND CONCERNS The budget for the 2018-20 fiscal years was approved by City Council on June 12, 2018. It represents a balanced and responsible approach to meeting the City’s short and long-term needs in a cost effective manner, will continue to fund the high quality services provided to the community, and will invest in the future through capital improvements and maintenance activities. As the City experiences continued revenue growth, it will be important to determine the highest priority uses of additional resources. Over the past year, staff has worked to identify important priorities for funding and has identified deficiencies in service, maintenance and/or investment that will require attention in the short and long-term. Staff identified several challenges facing the City in the near future including: • Rising pension costs • Securing a long-term, drought resistant water supply • The eventual closure of the Diablo Nuclear Power Plant • Overall economic development and revenue generation • Long-term infrastructure maintenance • Sustainability of ongoing operational needs CONTACTING THE CITY’S ADMINISTRATIVE SERVICES DEPARTMENT This financial report is designed to provide our citizens, taxpayers, customers, investors, and creditors with a general overview of the City’s finances and to demonstrate the City’s accountability for the money it receives. If you have any questions about this report or need additional financial information, contact the Administrative Services Department at 300 East Branch Street in Arroyo Grande, California or by phone at (805) 473-5400. Debt Description FYE 2018 One-Year Long-Term One-Year Long-Term One-Year Long-Term Capital Lease $ 621,662 $ 152,108 $ 124,782 $ 40,746 $ 63,144 $ 192,854 $ 187,926 Loan Payable 1,106,950 39,482 1,029,259 - - 39,482 1,029,259 Comp Absence 784,383 - 743,235 - 104,915 - 848,150 Net Pension 21,434,067 - 17,800,487 - 2,140,905 - 19,941,392 OPEB 5,202,209 - 4,818,638 - 379,254 - 5,197,892 Total $ 29,149,271 $ 191,590 $ 24,516,401 $ 40,746 $ 2,688,218 $ 232,336 $ 27,204,619 Business-Type FYE 2019Governmental Item 8.c. - Page 30 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 31 City of Arroyo Grande STATEMENT OF NET POSITION June 30, 2019 ASSETS Cash and investments $ 19,028,671        $ 7,780,464           $ 26,809,135         Receivables: Accounts 1,053,705           1,383,574           2,437,279            Taxes 1,509,989           1,509,989            Loan 1,027,445           1,027,445            Interest 38,359                21,674                60,033                 Inventory 23,378                72,751                96,129                 Prepaid items 31,292                2,316                   33,608                 Nondepreciable capital assets: Land 4,236,528           56,730                4,293,258            Infrastructure 6,379,188           6,379,188            Construction in progress 3,365,856           112,606              3,478,462            Depreciable capital assets: Structures and improvements 13,970,476        222,999              14,193,475         Equipment 4,239,315           848,416              5,087,731            Infrastructure 40,892,026        58,996,364        99,888,390         Accumulated depreciation (30,472,295)       (25,847,790)       (56,320,085)        Total assets 65,323,933        43,650,104        108,974,037       DEFERRED OUTFLOWS OF RESOURCES Deferred pension 8,298,518           998,082              9,296,600            Deferred OPEB 219,297              17,260                236,557               Total deferred outflows of resources 8,517,815           1,015,342           9,533,157            LIABILITIES Accounts payable 316,057              116,045              432,102               Accrued wages and benefits 793,735              793,735               Interest payable 10,632                414                      11,046                 Deposits payable 1,012,015           130,897              1,142,912            Unearned revenue 339,961              56,983                396,944               Noncurrent liabilities: Due within one year 191,590              40,746                232,336               Due in more than one year 24,516,401        2,688,218           27,204,619         Total liabilities 27,180,391        3,033,303           30,213,694         DEFERRED INFLOWS OF RESOURCES Deferred pension 1,719,457           206,803              1,926,260            Deferred OPEB 593,445              46,707                640,152               Total deferred inflows of resources 2,312,902           253,510              2,566,412            (Continued) Governmental  Activities Business‐Type  Activities Total The notes to the basic financial statements are an integral part of this statement. B‐16 Item 8.c. - Page 32 City of Arroyo Grande STATEMENT OF NET POSITION June 30, 2019 NET POSITION Net investment in capital assets $ 41,265,463        $ 34,285,435        $ 75,550,898         Restricted for: Access programming 110,219              110,219               Community development 804,220              804,220               Capital projects 1,235,610           1,235,610            Debt service 52,051                52,051                 Landscape maintenance 497,944              497,944               Park construction 1,410,462           1,410,462            Public improvements 2,193,035           2,193,035            Public safety 520,778              520,778               Streets and roads 1,400,790           1,400,790            Water production 1,758,615           1,758,615            Unrestricted (5,665,122)         5,857,588           192,466               Total net position $ 44,348,455        $ 41,378,633        $ 85,727,088         Total Governmental  Activities Business‐Type  Activities B‐17 Item 8.c. - Page 33 City of Arroyo Grande STATEMENT OF ACTIVITIES For the Fiscal Year Ended June 30, 2019 Governmental Activities: General government $ 6,489,527             $ 83,416                   $ 95,735                   $‐ Community development 1,664,055             1,483,826             554,684                  Public safety 8,516,528             168,457                 178,523                 23,075                    Recreation services 914,396                 1,075,413              Public works 1,955,759             6,400                      Streets and roads 2,129,780             100,977                 1,079,652              Interest on long‐term debt 55,900                    Total governmental activities 21,725,945           2,918,489             1,353,910             577,759                  Business‐type Activities: Water 1,439,083             7,127,921              Lopez 3,576,785              Sewer 931,542                 1,051,500              Total business‐type activities 5,947,410             8,179,421              Total government $ 27,673,355           $ 11,097,910           $ 1,353,910             $ 577,759                  General Revenues Taxes:      Property taxes      Sales and use taxes      Transient lodging taxes      Franchise taxes      Business license tax Investment income Other Transfers      Total general revenues and transfers      Change in net position Net position at beginning of fiscal year Net position at end of fiscal year Program Revenues Expenses Charges for Services Operating  Contributions and  Grants Capital Contributions  and Grants The notes to the basic financial statements are an integral part of this statement. B‐18 Item 8.c. - Page 34 $ (6,310,376)            $‐$ (6,310,376)             374,455                 374,455                  (8,146,473)            (8,146,473)             161,017                 161,017                  (1,949,359)            (1,949,359)             (949,151)               (949,151)                (55,900)                  (55,900)                   (16,875,787)          (16,875,787)           5,688,838             5,688,838              (3,576,785)            (3,576,785)             119,958                 119,958                  2,232,011             2,232,011              (16,875,787)          2,232,011             (14,643,776)           7,272,617             7,272,617              6,381,702             6,381,702              1,235,407             1,235,407              642,952                 642,952                  102,794                 102,794                  760,895                 161,148                 922,043                  112,653                 112,653                  2,152,172             (2,152,172)             18,661,192           (1,991,024)            16,670,168            1,785,405             240,987                 2,026,392              42,563,050           41,137,646           83,700,696            $ 44,348,455           $ 41,378,633           $ 85,727,088            Net (Expense) Revenue and Changes in Net Position Total Governmental  Activities Business‐type  Activities B‐19 Item 8.c. - Page 35 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 36 City of Arroyo Grande DESCRIPTION OF MAJOR GOVERNMENTAL FUNDS B-21 General Fund This is the primary operating fund of the City, which accounts for resources and services traditionally associated with government. The General Fund provides administrative, financial, police protection, community development, public works, and recreation services to the community and other funds. The General Fund accounts for revenues that have unrestricted uses and are not required legally or by contractual agreement to be accounted for in another fund. Special Gasoline Tax Fund This fund accounts for receipts and expenditures of money apportioned by the State under Streets and Highway Code sections 2105, 2106, 2107, and 2107.5. The use of gas tax revenues can only be used to construct and maintain streets, roads and highways. Transportation Impact Fees Fund This fund accounts for developer impact fees (AB1600 fees) paid to protect the public health, safety, and welfare by maintaining the existing level of public services for existing and future residents within the City of Arroyo Grande. In-Lieu Affordable Housing Fund This fund accounts for monies paid by developers in meeting the City's mandatory affordable housing requirements. CDBG Fund This fund accounts for revenues and expenditures related to Community Development Block Grant (CDBG) Funds. The program is a flexible program that provides the City with resources to address a wide range of unique community development needs. Capital Improvement Fund This fund accounts for capital projects constructed within the City. Funding sources are provided from other City funds through capital transfers; grant revenues from the federal and state governments; and other miscellaneous sources. These funding sources are used to improve the City parks, drainage systems, streets, sewer pipelines, and water systems. Other Governmental Funds This is the aggregate of all the Nonmajor governmental funds. Item 8.c. - Page 37 City of Arroyo Grande GOVERNMENTAL FUNDS Balance Sheet June 30, 2019 ASSETS Cash and investments $ 9,711,947         $ 47,172             $ 2,164,220       $ 926,292           Accounts receivable 695,130              Taxes receivable 1,389,316         93,204              Loan receivable 238,405           Interest receivable 17,585               720                  5,144               1,626                Inventory 23,378                Prepaid items 31,292                Due from other funds 54,943                Total assets $ 11,923,591       $ 141,096          $ 2,169,364       $ 1,166,323        LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities: Accounts payable $ 185,345             $ 12,657             $‐$‐ Accrued wages and benefits 793,735              Deposits payable 1,012,015          Unearned revenue 81,753                Due to other funds Total liabilities 2,072,848         12,657              Deferred inflows of resources: Unavailable revenue 238,405           Total deferred inflows of resources 238,405           Fund Balances: Nonspendable: Inventory 23,378                Prepaid items 31,292                Restricted for: Access programming Community development Debt service Landscape maintenance Park construction Public improvements 2,169,364        Public safety Streets and roads 128,439           Water production Assigned for: Affordable housing 927,918           Capital projects 1,582,507          Post employment benefits 659,046              Tourism benefit Unassigned 7,554,520          Total fund balances 9,850,743         128,439          2,169,364       927,918           Total liabilities, deferred inflows of  resources, and fund balances $ 11,923,591       $ 141,096          $ 2,169,364       $ 1,166,323        General Fund Transportation  Impact Fees Fund In‐Lieu  Affordable  Housing Fund Special Gasoline  Tax Fund B‐22 Item 8.c. - Page 38 $ 69,123             $ 128,707          $ 5,981,210       $ 19,028,671        1,000               336,864          20,711             1,053,705          27,469             1,509,989          789,040          1,027,445          13,284             38,359                23,378                31,292                54,943                $ 859,163          $ 465,571          $ 6,042,674       $ 22,767,782        $‐$ 82,610             $ 35,445             $ 316,057              793,735              1,012,015          217,982          40,226             339,961              54,943             54,943                54,943             300,592          75,671             2,516,711          789,040          1,027,445          789,040          1,027,445          23,378                31,292                110,219          110,219              15,180             15,180                62,683             62,683                497,944          497,944              1,410,462       1,410,462          23,671             2,193,035          520,778          520,778              1,272,351       1,400,790          1,758,615       1,758,615          927,918              164,979          19,610             1,767,096          659,046              290,670          290,670              7,554,520          15,180             164,979          5,967,003       19,223,626        $ 859,163          $ 465,571          $ 6,042,674       $ 22,767,782        TotalCDBG Fund Other  Governmental  Funds Capital  Improvement  Fund The notes to the basic financial statements are an integral part of this statement. B‐23 Item 8.c. - Page 39 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 40 City of Arroyo Grande RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION June 30, 2019 The notes to the basic financial statements are an integral part of this statement. B-25 Total fund balances – governmental funds In governmental funds, only current assets are reported. In the statement of net position, all assets are reported, including capital assets and accumulated depreciation. Capital assets at historical cost $ 73,083,389 Accumulated depreciation (30,472,295) Net capital assets In governmental funds, interest on long-term debt is not recognized until the period in which it matures and is paid. In the government-wide statement of activities, it is recognized in the period that it is incurred. In governmental funds, certain receivables are deferred because they do not meet current financial obligations. However, in government-wide statement of activities, they are recognized in the period that they are incurred. In governmental funds, pension obligations are deferred because they do not meet current financial obligations. However, in government-wide statement of activities, deferred outflows and deferred inflows of resources related to pensions are recorded. The difference between deferred outflows of resources of $8,298,518 and deferred inflows of resources of $1,719,457 is: In governmental funds, OPEB obligations are deferred because they do not meet current financial obligations. However, in government-wide statement of activities, deferred outflows and deferred inflows of resources related to OPEB are recorded. The difference between deferred outflows of resources of $219,297 and deferred inflows of resources of $593,445 is: In governmental funds, only current liabilities are reported. In the statement of net position, all liabilities, including long-term liabilities, are reported. Long-term liabilities relating to governmental activities consist of: Compensated absences $ 743,235 Capital lease payable 276,890 CA Energy loan payable 72,741 USDA loan payable 996,000 Net pension liability 17,800,487 Other postemployment benefits 4,818,638 Total long-term liabilities Total net position, governmental activities $ 19,223,626 42,611,094 (10,632) 1,027,445 6,579,061 (374,148) (24,707,991) $ 44,348,455 Item 8.c. - Page 41 City of Arroyo Grande GOVERNMENTAL FUNDS Statement of Revenues, Expenditures, and Changes in Fund Balances For the Fiscal Year Ended June 30, 2019 REVENUES Taxes and assessments $ 15,358,298       $‐$‐$‐ Licenses and permits 616,702              Fines and penalties 44,160                Use of money and property 584,671             4,844               43,173             221,864           Intergovernmental revenues 200,933             713,894           Charges for services 1,507,850         72,178             134,999           Other revenue 64,460               2,093                Total revenues 18,377,074       720,831          115,351          356,863           EXPENDITURES Current: General government 6,301,094          Community development 1,836,149         30,042              Public safety 9,167,815          Recreation services 1,001,752          Public works 1,861,192          Streets and road 657,200           Capital outlay 70,981               19,846              Debt service: Principal 172,819             37,573              Interest and fiscal agent fees 13,224               3,759                Total expenditures 20,425,026       718,378          30,042              Excess of revenue over/(under)  expenditures (2,047,952)        2,453               115,351          326,821           OTHER FINANCING SOURCES (USES) Proceeds from sale of capital assets 35,000                Transfers in 2,349,499         346,404           Transfers out (802,935)           (412,378)         (57,465)            Total other financing sources/(uses)1,581,564         (65,974)           (57,465)            Net change in fund balances (466,388)           (63,521)           57,886             326,821           Fund balances ‐ July 1, 2018 10,317,131       191,960          2,111,478       601,097           Fund balances ‐ June 30, 2019 $ 9,850,743         $ 128,439          $ 2,169,364       $ 927,918           General Fund Transportation  Impact Fees Fund In‐Lieu  Affordable  Housing Fund Special Gasoline  Tax Fund B‐26 Item 8.c. - Page 42 $‐$‐$ 277,174          $ 15,635,472        616,702              44,160                108,340          962,892              8,092               546,592          462,158          1,931,669          542,600          2,257,627          11,100             77,653                8,092               557,692          1,390,272       21,526,175        14,844             241,987          6,557,925          13,181             1,879,372          9,029               9,176,844          24,593             1,026,345          3,805               155,036          2,020,033          792,003          1,449,203          683,616          23,075             797,518              29,000             239,392              37,894             54,877                1,494,268       533,795          23,201,509        8,092               (936,576)         856,477          (1,675,334)         35,000                1,081,661       78,804             3,856,368          (431,418)         (1,704,196)         1,081,661       (352,614)         2,187,172          8,092               145,085          503,863          511,838              7,088               19,894             5,463,140       18,711,788        $ 15,180             $ 164,979          $ 5,967,003       $ 19,223,626        Other  Governmental  Funds TotalCDBG Fund Capital  Improvement  Fund The notes to the basic financial statements are an integral part of this statement. B‐27 Item 8.c. - Page 43 City of Arroyo Grande RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the Fiscal Year Ended June 30, 2019 The notes to the basic financial statements are an integral part of this statement. B-28 Total net change in fund balances – governmental funds In governmental funds, capital outlays are reported as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense. This is the amount by which additions to capital outlay of $797,518 is more than depreciation expense $(1,413,230) in the period. In governmental funds, the entire proceeds from disposal of capital assets are reported as revenue. In the statement of activities, only the resulting gain or loss is reported. The difference between proceeds from sale of capital assets and the loss on disposal of capital assets is: In governmental funds, issuance and repayments of long-term receivables are reported as expenditures and other financing sources, respectively. In government-wide statements, these activities are reported as increases or decreases in assets. This is the amount by which repayments exceed the issuance of note receivables in the period. In governmental funds, interest on long-term debt is recognized in the period that it becomes due. In the statement of activities, it is recognized in the period that it is incurred. Unmatured interest owing at the end of the period, less matured interest paid during but owing from the prior period was: In governmental funds, proceeds and repayments of long-term debt are reported as other financing sources and expenditures, respectively. In the government-wide statements, proceeds and repayments of long-term debt are reported as increases or decreases in liabilities, respectively. This is the amount by which proceeds from the issuance of debt of $0 is less than repayments of debt of $(239,392) in the period. In the statement of activities, compensated absences are measured by the amounts earned during the fiscal year. In governmental funds, however, expenditures for these items are measured by the amount of financial resources used (essentially the amounts paid). For this fiscal year ended, vacation earned exceeded the amounts used by: In governmental funds, pension costs are recognized when employer contributions are made. In the statement of activities, pension costs are recognized on the accrual basis. This year, the difference between accrual-basis pension costs and actual employer contributions was: In governmental funds, postemployment healthcare costs are recognized when employer contributions are made. In the statement of activities, postemployment healthcare costs are recognized on the accrual basis. This year, the difference between accrual-basis postemployment healthcare costs and actual employer contributions was: Change in net position – governmental activities $ 511,838 (615,712) (194,287) (201,997) (1,023) 239,392 (57,384) 2,155,599 (51,021) $ 1,785,405 Item 8.c. - Page 44 City of Arroyo Grande DESCRIPTION OF MAJOR PROPRIETARY FUNDS B-29 Water Fund This fund is used to account for the activities associated with the transmission and distribution of potable water by the City to its users. This fund also accounts for the accumulation of water facility revenues to be used in capital improvement projects in the City. Lopez Fund This fund is responsible for the purchase of water from Lopez Dam. The City has a 50.55% share of the water and expense generated by Zone 3 – County of San Luis Obispo’s Flood Control and Water Conservation District. Sewer Fund This fund is used to account for maintenance of sewer lines connecting City residents to the South San Luis Obispo County Sanitation District sewer plant. This fund also accounts for the accumulation of sewer facility revenues to be used in capital improvement projects in the City. Item 8.c. - Page 45 City of Arroyo Grande PROPRIETARY FUNDS Statement of Net Position June 30, 2019 ASSETS Current assets: Cash and investments $ 3,913,879        $ 1,704,878        $ 2,161,707        $ 7,780,464         Receivables: Accounts, net 1,215,861        167,713           1,383,574         Interest 16,583             5,091               21,674              Inventory 66,887             5,864               72,751              Prepaid items 2,316               2,316                Total current assets 5,215,526        1,704,878        2,340,375        9,260,779         Capital assets: Nondepreciable assets 80,854             88,482             169,336            Depreciable assets, net 11,466,418     22,753,571     34,219,989      Total capital assets, net 11,547,272     22,842,053     34,389,325      Total assets 16,762,798     1,704,878        25,182,428     43,650,104      DEFERRED OUTFLOWS OF RESOURCES Deferred pension 937,615           60,467             998,082            Deferred OPEB 17,260             17,260              Total deferred outflows of resources 954,875           60,467             1,015,342         LIABILITIES  Current liabilities: Accounts payable 108,598           7,447               116,045            Deposits payable 130,897           130,897            Interest payable 256                   158                   414                    Unearned revenue 48,191             8,792               56,983              Debt due within one year 25,224             15,522             40,746              Total current liabilities 313,166           31,919             345,085            Noncurrent liabilities: Compensated absences 91,532             13,383             104,915            Leases payable 39,089             24,055             63,144              OPEB liability 379,254           379,254            Net pension liability 2,011,203        129,702           2,140,905         Total noncurrent liabilities 2,521,078        167,140           2,688,218         Total liabilities 2,834,244        199,059           3,033,303         DEFERRED INFLOWS OF RESOURCES Deferred pension 194,274           12,529             206,803            Deferred OPEB 46,707             46,707              Total deferred inflows of resources 240,981           12,529             253,510            NET POSITION Net investment in capital assets 11,482,959     22,802,476     34,285,435      Restricted for: Capital projects 851,275           384,335           1,235,610         Unrestricted 2,308,214        1,704,878        1,844,496        5,857,588         Total net position $ 14,642,448     $ 1,704,878        $ 25,031,307     $ 41,378,633      TotalsLopez FundWater Fund Sewer Fund The notes to the basic financial statements are an integral part of this statement. B‐30 Item 8.c. - Page 46 City of Arroyo Grande PROPRIETARY FUNDS Statement of Revenues, Expenses, and Changes in Net Position For the Fiscal Year Ended June 30, 2019 OPERATING REVENUES Charges for services $ 7,013,413        $‐                        $ 1,047,542        $ 8,060,955         Distribution charges 66,457             66,457              Meter installations 24,213             24,213              Other revenue 23,838             3,958               27,796              Total operating revenues 7,127,921        1,051,500        8,179,421         OPERATING EXPENSES Distribution 812,113           812,113            General 190,776           348,034           538,810            Lopez water contract 3,576,785        3,576,785         Production 138,721           138,721            Depreciation 285,430           580,778           866,208            Total operating expenses 1,427,040        3,576,785        928,812           5,932,637         Operating income (loss)5,700,881        (3,576,785)      122,688           2,246,784         NON‐OPERATING REVENUES/(EXPENSES) Loss on disposal of capital assets (9,083)              (9,083)               Interest income 118,505           922                   41,721             161,148            Interest expense (2,960)              (2,730)              (5,690)               Total non‐operating revenues 106,462           922                   38,991             146,375            Income (loss) before transfers 5,807,343        (3,575,863)      161,679           2,393,159         Transfer in 75,035             3,576,785        3,651,820         Transfer out (5,414,188)                               (389,804)          (5,803,992)       Change in net position 468,190           922                   (228,125)          240,987            Net position ‐ July 1, 2018 14,174,258     1,703,956        25,259,432     41,137,646      Net position ‐ June 30, 2019 $ 14,642,448     $ 1,704,878        $ 25,031,307     $ 41,378,633      Water Fund Lopez Fund TotalsSewer Fund The notes to the basic financial statements are an integral part of this statement. B‐31 Item 8.c. - Page 47 City of Arroyo Grande PROPRIETARY FUNDS Statement of Cash Flows For the Fiscal Year Ended June 30, 2019 CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers $ 7,147,215        $‐                        $ 1,058,281        $ 8,205,496         Payments to suppliers (1,017,122)      (3,576,785)      (138,552)          (4,732,459)       Payments to employees (249,778)          (245,731)          (495,509)           Other receipts 23,838             3,958               27,796              Net cash provided (used) by operating activities 5,904,153        (3,576,785)      677,956           3,005,324         CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Lease principal payments made (24,575)            (15,124)            (39,699)             Interest expense payments (2,704)              (2,572)              (5,276)               Purchase of capital assets (45,991)            (61,644)            (107,635)           Net cash used by capital and  related financing activities (73,270)            (79,340)            (152,610)           CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from/(to) other funds (5,339,153)      3,576,785        (389,804)          (2,152,172)       Net cash provided (used) by noncapital financing activities (5,339,153)      3,576,785        (389,804)          (2,152,172)       CASH FLOWS FROM INVESTING ACTIVITIES Interest income received 114,007           922                   40,517             155,446            Net cash provided by investing activities 114,007           922                   40,517             155,446            Net increase in cash and cash equivalents 605,737           922                   249,329           855,988            Cash and cash equivalents ‐ July 1, 2018 3,308,142        $ 1,703,956        $ 1,912,378        $ 6,924,476         Cash and cash equivalents ‐ June 30, 2019 $ 3,913,879        $ 1,704,878        $ 2,161,707        $ 7,780,464         RECONCILIATION TO THE STATEMENT OF NET POSITION Cash and investments $ 3,913,879        $ 1,704,878        $2,161,707        $ 7,780,464         (Continued) Water Fund Lopez Fund TotalsSewer Fund The notes to the basic financial statements are an integral part of this statement. B‐32 Item 8.c. - Page 48 City of Arroyo Grande PROPRIETARY FUNDS Statement of Cash Flows (Continued) For the Fiscal Year Ended June 30, 2019 Reconciliation of operating income (loss) to net cash provided (used) by operating  activities: Operating income (loss)$ 5,700,881        $ (3,576,785)      $ 122,688           $ 2,246,784         Adjustments to reconcile operating activities: Depreciation expense 285,430           580,778           866,208            Change in assets, deferred outflows of resources, liabilities and deferred inflows of resources: Receivables, net 34,776                                      10,739             45,515              Inventory 2,395               (1,132)              1,263                Prepaid items (2,316)                                       (2,316)               Deferred outflows for pensions (411,263)          (29,475)            (440,738)           Deferred outflows for OPEB (2,718)              (2,718)               Accounts and other payables 66,672             (32,546)            34,126              Deposits payable 1,788               1,788                Unearned revenue 6,568               6,568                Compensated absences 3,613               2,770               6,383                OPEB 9,967               9,967                Pension liability 42,237             13,767             56,004              Deferred inflows for pensions 157,557           10,367             167,924            Deferred inflows for OPEB 8,566                                        8,566                Net cash provided (used) by operating activities $ 5,904,153        $ (3,576,785)      $ 677,956           $3,005,324         Water Fund Lopez Fund TotalsSewer Fund The notes to the basic financial statements are an integral part of this statement. B‐33 Item 8.c. - Page 49 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 50 City of Arroyo Grande DESCRIPTION OF FIDUCIARY FUNDS B-35 Private-Purpose Trust Fund Successor Agency to the Former Arroyo Grande Redevelopment Agency This private-purpose trust fund was created to hold the assets of the former redevelopment agency of the City of Arroyo Grande until they are distributed to other units of state and local government after the payment of enforceable obligations have been made. Agency Funds Sanitation Distribution Fund This agency fund accounts for the receipt and remittance of wastewater processing fees on behalf of the South San Luis Obispo County Sanitation District. The City bills the wastewater processing fee through the utility bills, collecting the fee from the City's utility customers. Downtown Parking Fund This agency fund collects assessments from Arroyo Grande Village merchants for the maintenance of the Village parking lots for the Downtown Village Merchants Association. San Luis Obispo TMD (Tourism Marketing District) Fund This agency fund collects assessments The TMD assessment is 1% of taxable rents collected by lodging operators in the City and is remitted to the County. Lodging operators include hotels, motels, vacation rental properties, private home vacation rentals, inns, bed & breakfasts, etc. The TMD assessment increases to 1.5% on July 1, 2020. Item 8.c. - Page 51 City of Arroyo Grande STATEMENT OF FIDUCIARY NET POSITION June 30, 2019 ASSETS Cash and investments $ 322,936              $ 265,829              $ 588,765               Restricted cash and investments 5,029                   5,029                    Accounts receivable 92,497                92,497                 Interest receivable 5                          5                           Inventory ‐ land held for resale 860,928              860,928               Note receivable 1,362,617           1,362,617            Total assets 2,551,510           $ 358,331              2,909,841            LIABILITIES  Accounts payable 99                        $ 18,699                18,798                 Interest payable 65,916                65,916                 Unearned revenue 172,186              172,186               Due to other agencies 339,632              339,632               Bonds payable 4,830,654           4,830,654            Total liabilities 5,068,855           $ 358,331              5,427,186            NET POSITION Held in trust for: Successor agency to the former redevelopment agency (2,517,345)         (2,517,345)          Total net position $ (2,517,345)         $ (2,517,345)          Private‐Purpose  Trust Fund Agency Funds Totals Successor Agency to  the Former  Redevelopment  Agency The notes to the basic financial statements are an integral part of this statement. B‐36 Item 8.c. - Page 52 City of Arroyo Grande STATEMENT OF CHANGES IN FIDUCIARY NET POSITION Fiduciary Fund For the Fiscal Year Ended June 30, 2019 ADDITIONS Property taxes $ 665,198               Use of money and property 28,561                 Total additions 693,759               DELETIONS Contract services 5,351                    Amortization 11,524                 Interest and fiscal agent fees 202,329               Total deletions 219,204               Net change in net position 474,555               Net position ‐ July 1, 2018 (3,273,761)          Prior‐period adjustment 281,861               Net position ‐ July 1, 2018, restated (2,991,900)          Net position ‐ June 30, 2019 $ (2,517,345)          Successor Agency to  the Former  Redevelopment  Agency Private‐Purpose  Trust Fund The notes to the basic financial statements are an integral part of this statement. B‐37 Item 8.c. - Page 53 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-38 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of The City of Arroyo Grande (City) have been prepared in conformity with accounting principles generally accepted in the United States of America as applied to governmental units. The Government Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The more significant of the City’s accounting policies are described below: A. Reporting Entity The City was incorporated in 1911, under the laws of the State of California. The City operates under a Council-Manager form of government, which includes an elected Mayor and a four-member council. The accompanying basic financial statements present the financial activity of the City, which is the primary government, along with the financial activities of its component unit, which is an entity for which the City is financially accountable. Although they are separate legal entities, blended component units are in substance part of the City’s operations and are reported as an integral part of the City’s basic financial statements. There are no component units in this report which meet the criteria of the GASB Statement No. 14, The Financial Reporting Entity, as amended by GASB Statements No. 39, 61, and 80. B. Basis of Accounting and Presentation The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund balances or net position, revenues, and expenditures or expenses, as appropriate. Governmental resources are allocated to and accounted for in individual funds based upon the purposes for which the governmental resources are to be spent and the means by which spending activities are controlled. The government-wide, proprietary funds and private-purpose trust fund financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded at the time liabilities are incurred, regardless of when the related cash flows take place. Assets equal liabilities and the measurement of operations is not a focus of the agency funds. Governmental funds are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Under this method, revenues are recognized when measurable and available. The City considers all revenues reported in the governmental funds to be available if the revenues are collected within sixty days after fiscal year-end. Expenditures are recorded when the related fund liability is incurred, except for principal and interest on general long-term debt, claims and judgments, and compensated absences, which are recognized as expenditures to the extent that they have matured. Capital asset acquisitions are reported as expenditures in governmental funds. Proceeds of long-term debt and acquisitions under capital leases are reported as other financing sources. Non-exchange transactions, in which the City gives or receives value without directly receiving or giving equal value in exchange, include property taxes, grants, entitlements, and donations. On an accrual basis, revenue from property taxes is recognized in the fiscal year for the taxes are levied. Revenue from grants, entitlements, and donations is recognized in the fiscal year in which all eligibility requirements have been satisfied. Item 8.c. - Page 54 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-39 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – continued B. Basis of Accounting and Presentation – continued Other revenues susceptible to accrual include other taxes, intergovernmental revenues, interest, and charges for services. Grant revenues are recognized in the fiscal year in which all eligibility requirements are met. Under the terms of grant agreements, the City may fund certain programs with a combination of cost-reimbursement grants, categorical block grants, and general revenues. Thus, either restricted and unrestricted fund balances or net position may be available to finance program expenditures/expenses. The City’s policy is to first apply restricted grant resources to such programs, followed by general revenues if necessary. Government-wide Statements The Statement of Net Position and the Statement of Activities display information about the City. These statements include the financial activities of the overall City government, except for fiduciary activities. Eliminations have been made to minimize the double counting of internal activities. Government activities generally are financed through taxes, intergovernmental revenues, and other non-exchange transactions. The Statement of Activities presents a comparison between direct expenses and program revenues for each segment of the City’s governmental activities. Direct expenses are those that are specifically associated with a program or function and, therefore, are clearly identifiable to a particular function. Program revenues include (a) charges paid by the recipients of goods or services offered by the programs, (b) grants and contributions that are restricted to meeting the operational needs of a particular program, and (c) fees, grants, and contributions that are restricted to financing the acquisition or construction of capital assets. Revenues that are not classified as program revenues, including all taxes, are presented as general revenues. Fund Financial Statements The fund financial statements provide information about the City’s funds, including fiduciary funds. Separate statements for each fund category-governmental, proprietary and fiduciary-are presented. The emphasis of fund financial statements is on major individual funds, each of which is displayed in a separate column. All remaining governmental funds are aggregated and reported as non-major funds. Proprietary fund financial statements include a Statement of Net Position, a Statement of Revenues, Expenses, and Changes in Net Position, and a Statement of Cash Flows for all proprietary funds. Proprietary funds are accounted for using the economic resources measurement focus and the accrual basis of accounting. Accordingly, all assets and liabilities (whether current or non- current) are included on the Statement of Net Position. The Statement of Revenues, Expenses, and Changes in Fund Net Position present increases (revenues) and decreases (expenses) in total net position. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which liability is incurred. Operating revenues in the proprietary funds are those revenues that are generated from the primary operation of the fund. All other revenues are reported as non-operating revenues. Operating expenses are those expenses that are essential to the primary operations of the fund. All other expenses are reported as non-operating expenses. Fiduciary funds are used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governmental units, and/or other funds. The City maintains three agency funds; Sanitation Distribution, Downtown Parking, and San Luis Obispo County TMD Assessment Fund and one private-purpose trust fund, the Successor Agency to the Former Redevelopment Agency of Arroyo Grande. Item 8.c. - Page 55 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-40 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – continued C. Major Funds GASB Statement No. 34 defines major funds and requires that the City’s major funds be identified and presented separately in the fund financial statements. All other funds, called non-major funds, are combined and reported in a single column, regardless of their fund-type. Major funds are defined as funds that have assets, liabilities, revenues, or expenditures/expenses equal to or greater than (a) ten percent of their fund-type total and (b) five percent of all fund types total combined. The General Fund is always a major fund. The City may also select other funds it believes should be presented as major funds. The City reported the following major governmental funds in the accompanying financial statements: General Fund – This is the primary operating fund of the City, which accounts for resources and services traditionally associated with government. The General Fund provides administrative, financial, police protection, fire protection, community development, recreation, and maintenance services to the community. Special Gasoline Tax Fund – This fund accounts for the receipts and expenditures of money apportioned by the State under Streets and Highway Code sections 2103, 2105, 2106, 2107, and 2107.5. The use of gas tax revenue can only be used to construct and maintain streets, roads, and highways. Transportation Impact Fees Fund – This fund accounts for transportation impact fees collected. In-Lieu Affordable Housing Fund – This fund accounts for monies paid by developers in meeting the City’s mandatory affordable housing requirement. CDBG Fund – This fund accounts for revenues and expenditures related to Community Development Block Grant (CDBG) funds. Capital Improvement Fund – This fund accounts for capital improvements projects performed by the City and the use of those revenues. The City reported the following major proprietary funds: Water Fund – This fund accounts for the activities of providing water to residents of the City. This fund also accounts for the accumulation of water facility revenues to be used in capital improvement projects in the City. Sewer Fund – This fund is used to account for maintenance of sewer lines connecting City residents to the South San Luis Obispo County Sanitation District sewer plant. Maintenance costs are funded by user charges. This fund also accounts for the accumulation of sewer facility revenues to be used in capital improvement projects in the City. Lopez Fund – This fund accounts for the activities associated with Lopez Lake and the water contract with the County of San Luis Obispo. D. Cash and Investments The City pools its available cash for investment purposes. The City considers pooled cash and investments, with original maturities of three months or less, to be cash equivalents. Item 8.c. - Page 56 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-41 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – continued D. Cash and Investments – continued In accordance with GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools, highly liquid market investments with maturities of one year or less at time of purchase are stated at amortized cost. All other investments are stated at fair value. Market value is used as fair value for those securities for which market quotations are readily available. The City’s investments with fiscal agent required by bond indentures are stated at cost, which approximate fair value. The City participates in an investment pool managed by the State of California titled Local Agency Investment Fund (LAIF) which has invested a portion of the pool funds in structured notes and asset-backed securities. LAIF’s investments are subject to credit risk with the full faith and credit of the State of California collateralizing these investments. In addition, these structured notes and asset-backed securities are subject to market risk as to change in interest rates. E. Capital Assets Capital assets are defined as costs related to the acquisition or purchase of property, plant, equipment, and infrastructure (roads, sidewalks, drainage systems, lighting systems, etc.). Capital assets are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. All capital assets are valued at historical cost or estimated historical cost if actual historical cost is not available. Contributed capital assets are valued at their estimated fair value on the date contributed. It is the City’s policy to capitalize all capital assets with costs exceeding $50,000 for infrastructure-type assets and $5,000 on all other assets and with useful lives exceeding two years. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend the life of the asset are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. With the implementation of GASB Statement No. 34, the City has recorded all its public domain (infrastructure) capital assets, which include roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems. The purpose of depreciation is to spread the cost of capital assets equitable among all users over the life of these assets. The amount charged to depreciation expense each fiscal year represents that fiscal year’s pro rata share of the cost of capital assets. GASB Statement No. 34 requires that all capital assets with limited useful lives be depreciated over their estimated useful lives. Depreciation is provided using the straight line method which means the cost of the asset is divided by its expected useful life in years and the result is charged to expense each fiscal year until the asset is fully depreciated. The City has assigned the useful lives listed below to capital assets: Machinery and equipment 5 – 15 years Structures and improvements 10 – 50 years Infrastructure 25 – 50 years F. Interfund Transactions Interfund transactions are reported as loans, services provided, reimbursements, or transfers. Loans are reported as interfund receivables and payables, as appropriate, and are subject to elimination upon consolidation. Services provided, deemed to be at market or near market rates, are treated as revenues and expenditures/expenses. Reimbursements occur when one fund incurs a cost, charges the appropriate benefiting fund, and reduces its related cost as a reimbursement. All other interfund transactions are treated as transfers. Transfers among governmental funds are netted as part of the reconciliation to the government-wide financial statements. G. Unearned Revenue Unearned revenues are recognized for transactions for which revenue has not yet been earned. Typical transactions for which unearned revenue is recorded are grants received but not yet earned. Item 8.c. - Page 57 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-42 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – continued H. Deferred Outflows and Inflows of Resources Pursuant to GASB Statement No. 63, “Financial Reporting of Deferred Outflows of Resources, Deferred Inflows of Resources, and Net Position,” and GASB Statement No. 65, “Items Previously Reported as Assets and Liabilities,” the City recognizes deferred outflows and inflows of resources. In addition to assets, the Statement of Net Position will sometimes report a separate section for deferred outflows of resources. A deferred outflow of resources is defined as a consumption of net position by the City that is applicable to a future reporting period. In addition to liabilities, the Statement of Net Position will sometimes report a separate section for deferred inflows of resources. A deferred inflow of resources is defined as an acquisition of net position by the City that is applicable to a future reporting period. I. Compensated Absences In compliance with GASB Statement No. 16, the City has established a liability for accrued sick leave and vacation. All vacation is accrued when incurred in the government-wide and proprietary financial statements. This liability is calculated for current employees at the current rates of pay. City employees accrue vacation and sick leave that vary in amounts, based primarily on employment status and years of service. In the event of termination or retirement, employees are reimbursed for the total value of their accumulated vacation days, annual leave and compensatory time. In the event of retirement, employees may choose to be paid 50% of their unused sick leave, to a maximum of 450 hours at the current rate of pay. In addition, unused accumulated sick leave may be converted to retirement credit per the City’s contract with the California Public Employees Retirement System. J. Long-term Liabilities In the government-wide financial statements, proprietary fund, and private-purpose trust fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. The face amount of the debt issued is reported as other financing resources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. K. Fund Balances and Net Position Fund balance is the difference between the assets and liabilities reported in the governmental funds. In compliance with GASB Statement No. 54, the City has established the following fund balance classifications: Non-spendable – The non-spendable fund balance classification includes amounts that cannot be spent because they are either (a) not in spendable form or (b) legally or contractually required to be maintained intact. Restricted – The restricted fund balance classification includes amounts that reflect constraints placed on the use of resources (other than non-spendable items) that are either (a) externally imposed by creditors (such as through debt covenants), grantors, contributors, or laws or regulations of other governments; or (b) imposed by law through constitutional provisions or enabling legislation. Committed – The committed fund balance classification includes amounts that can only be used for specific purposes pursuant to constraints imposed by formal action of the City Council. Those committed amounts cannot be used for any other purpose unless the government removes or changes the specified use by taking the same type of action (legislation, resolution, ordinance, etc.) it employed to previously commit those amounts. Committed fund balance should also incorporate contractual obligations to the extent that existing resources in the fund have been specifically committed for use in satisfying those contractual requirements. Assigned – The assigned fund balance classification includes amounts that are constrained by the government’s intent to be used for specific purposes, but that are neither restricted nor committed. Such intent is to be established by (a) the City Council itself or (b) the City Manager to which the City Council has delegated the authority to assign amounts to be used for specific purposes. Item 8.c. - Page 58 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-43 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – continued K. Fund Balances and Net Position – continued Unassigned – The unassigned fund balance classification includes amounts that do not fall into one of the above four categories. This classification represents fund balance that has not been assigned to other funds and that has not been restricted, committed, or assigned for specific purposes within the General Fund. The General Fund is the only fund that should report this category of fund balance. However, other governmental funds may report a negative balance in this classification if there is an over-spending for specific purposes for which amounts have been restricted, committed, or assigned. Governmental Accounting Standards Board Statement No. 63 requires that the difference between assets added to the deferred outflows of resources and liabilities added to the deferred inflows of resources be reported as net position. Net position is classified in the following categories: Net Investment in Capital Assets – Net position that is net investment in capital assets consist of capital assets, net of accumulated depreciation, and reduced by outstanding debt directly attributed to the acquisition, construction, or improvement of the assets. Restricted Net Position – The restricted net position is the portion of net position that has external constraints placed on it by external creditors, grantors, contributors, laws, or regulations of other governments, or through constitutional provisions or enabling legislation. Unrestricted Net Position – The unrestricted net position classification is the amount remaining that does not fall into one of the above two categories. When an expenditure is incurred for which both restricted and unrestricted fund balances are available, it is City’s policy that the restricted fund balance be spent first followed by committed, then assigned, and, if applicable, unassigned. The City has established a formal minimum general fund balance policy of 15% of appropriations, with the goal of maintaining 20% of appropriations. L. Property Taxes California Constitution Article XIII A limits the combined property tax rate to one percent of a property’s assessed valuation. Additional taxes may be imposed with voters’ approval. Assessed value is calculated at one hundred percent of a property’s fair value, as defined by Article XIII A, and may be increased by no more than two percent per year unless a change in ownership occurs. The State Legislature has determined the method of distributing the one percent tax levy among the various taxing jurisdictions. Property tax revenues are recognized in the fiscal year for which taxes have been levied and collected within sixty days of fiscal year end. Property taxes are billed and collected as shown below: Secured Unsecured Valuation/Lien Dates January 1 January 1 Levy Dates July 1 July 1 Due Dates November 1 (50%) August 1 February 1 (50%) Delinquency Dates December 10 (Nov) August 31 April 10 (Feb) The City has adopted an alternative method of property tax distribution (the “Teeter Plan”). Under this method, the City receives 100% of its secured property tax levied in exchange for foregoing any interest and penalties collected on delinquent taxes. The City receives payments as a series of advances made by the County throughout the fiscal year. The secured property tax levy is recognized as revenue upon receipt including the final payment, which generally is received within 60 days of the fiscal year end. Item 8.c. - Page 59 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-44 NOTE 1 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – continued M. Pensions For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the City’s California Public Employees Retirement System (PERS) plan and additions to or deductions from the PERS plan fiduciary net position have been determined on the same basis as they are reported by PERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. N. Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, revenues, expenditures or expenses as appropriate. Actual results could differ from those estimates. O. Future Accounting Pronouncements GASB Statements listed below will be implemented in future financial statements: Statement No. 84 "Fiduciary Activities” The provisions of this statement are effective for fiscal years beginning after December 15, 2019. Statement No. 87 "Leases” The provisions of this statement are effective for fiscal years beginning after June 15, 2021. Statement No. 89 “Accounting for Interest Cost Incurred before the end of a Construction period" The provisions of this statement are effective for fiscal years beginning after December 15, 2020. Statement No. 90 "Majority Equity Interests-an Amendment of GASB Statements 14 and 61.” The provisions of this statement are effective for fiscal years beginning after December 15, 2019. Statement No. 91 "Conduit Debit Obligations” The provisions of this statement are effective for fiscal years beginning after December 15, 2021. NOTE 2 – STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY Biennial budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America for governmental funds. The two-year budget is legally adopted for all funds by the City Council prior to July 1 of odd years. The City Manager first submits a preliminary budget in April of the odd year, which includes projected expenditures and the means of financing them, to the City Council. As modified during public study sessions, the preliminary budget becomes the proposed budget. Following public hearings on the proposed budget, the final annual budget is adopted by the City Council in June. After adoption of the final budget, transfers of appropriations within a general fund department, or within other funds, can be made by the City Manager. Budget modifications to any of the funds, increases or decreases to a fund’s overall budget, and all transfers in and out of any funds, must be approved by the City Council. Numerous properly authorized amendments are made during the fiscal year. Budgetary control is enhanced by integrating the budget into the general ledger accounts. Encumbrance accounting is employed (e.g., purchase orders) to avoid expenditures over the budget. Encumbrances outstanding at the end of the fiscal year are automatically budgeted in the following fiscal year. Item 8.c. - Page 60 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-45 NOTE 3 – CASH AND INVESTMENTS The composition of cash and investments as of June 30, 2019, is as follows: Cash in bank and on hand $ 11,948,383 Cash and investments held with fiscal agent 5,029 Cash in escrow 7,345 Investments 15,442,172 Total $ 27,402,929 Cash and investments are classified in the financial statements as shown below, based on whether or not their use is restricted under the terms of the City’s debt instruments or Agency’s agreements: Cash and investments, statement of net position $ 26,809,135 Cash and investments, statement of fiduciary net position 588,765 Restricted cash and investments, statement of fiduciary net position 5,029 Total $ 27,402,929 The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; Level 3 inputs are significant unobservable inputs. The City has the following recurring fair value measurements as of June 30, 2019: Fair Value Measurements Using Total Quoted Prices in Active Markets for Identical Assets (Level 1) Significant Other Observable Inputs (Level 2) Significant Unobservable Inputs (Level 3) Investments by Fair Value U.S. Agency Securities $ 7,006,519 $ 7,006,519 $ - $ - Investments measured at Amortized Cost Local Agency Investment Fund 4,859,812 Certificates of Deposit 3,575,841 Money Market Funds 5,029 Total $ 15,447,201 Investments Authorized by the California Government Code and the City’s Investment Policy The table on the following page identifies the investment types that are authorized for the City by the California Government Code. The table also identifies certain provisions of the California Government Code that address interest rate risk, credit risk, and concentration of credit risk. Item 8.c. - Page 61 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-46 NOTE 3 – CASH AND INVESTMENTS – continued Investments Authorized by the California Government Code and the City’s Investment Policy (continued) Maximum Maximum Maximum Percentage of Investment Authorized Investment Type Maturity Portfolio in One Issuer Local Agency Bonds 5 years None None U.S. Treasury Obligations 5 years 60% None U.S. Agency Securities 5 years None None Bankers’ Acceptances 180 days 40% 30% Commercial Paper 270 days 25% 10% Negotiable Certificates of Deposit 5 years 20% None Repurchase Agreements 1 year None None Reverse Repurchase Agreements 92 days 20% of base value None Medium-Term Notes 5 years 30% None Mutual Funds N/A 20% 10% Money Market Mutual Funds N/A 20% 10% Mortgage Pass-Through Securities 5 years 20% None County Pooled Investment Fund N/A None None Local Agency Investment Fund (LAIF) N/A None None JPA Pools (other investment pools) N/A None None Guaranteed Investment Contract 15 months None None Investments Authorized by Debt Agreements Investments of note proceeds held by note trustees are governed by the provisions of the debt agreements, rather than the general provisions of the California Government Code or the City’s investment policy. The table below identifies the investment types that are authorized for investments held by fiscal agents. The table also identifies certain provisions of these debt agreements that address interest rate risk, credit risk, and concentration of credit risk. Maximum Maximum Maximum Percentage of Investment Authorized Investment Type Maturity Portfolio in One Issuer Money Market Accounts N/A None None Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. One of the ways that the City manages its exposure to interest rate risk is by purchasing a combination of shorter term and longer term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flows and liquidity needed for operations. Information about the sensitivity of the fair values of the City’s investments to market interest rate fluctuations is provided below that shows the distribution of the City’s investments by maturity: Remaining Maturity (in Months) Carrying Amount 12 Months or Less 13-24 Months 25-60 Months More than 60 Months Investment Type Local Agency Investment Fund $ 4,859,812 $ 4,859,812 $ - $ - $ - Certificates of Deposit 3,575,841 2,834,841 741,000 U.S. Agency Securities 7,006,519 1,009,540 1,483,720 4,513,259 Held by Fiscal Agent: Money Market Funds 5,029 5,029 Total $ 15,447,201 $ 8,709,222 $ 2,224,720 $ 4,513,259 $ - Item 8.c. - Page 62 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-47 NOTE 3 – CASH AND INVESTMENTS – continued Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of rating by a nationally recognized statistical rating organization. Presented below is the minimum rating required by (where applicable) the California Government Code, the City’s investment policy, or debt agreements, and the actual rating as of fiscal year end for each investment type: Minimum Exempt Rating as of Fiscal Year End Carrying Legal From Investment Type Amount Rating Disclosure AAA AA Not Rated Local Agency Investment Fund $ 4,859,812 N/A $ - $ - $ - $ 4,859,812 Certificates of Deposit 3,575,841 N/A 3,575,841 U.S. Agency Securities 7,006,519 N/A 7,006,519 Held by Fiscal Agent: Money Market Funds 5,029 N/A 5,029 Total $ 15,447,201 $ - $ 7,006,519 $ - $ 8,440,682 Concentration of Credit Risk The investment policy of the City contains no limitations on the amount that can be invested in any one issuer beyond that stipulated by the California Government Code. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The California Government Code and the City’s investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits, other than the following provision for deposits: The California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless so waived by the governmental unit). The fair value of the pledged securities in the collateral pool must equal at least 110% of the total amount deposited by the public agencies. California law also allows financial institutions to secure the City’s deposits by pledging first trust deed mortgage notes having a value of 150% of the secured public deposits. None of the City’s deposits with financial institutions in excess of the Federal Depository Insurance Corporation’s limits were held in uncollateralized accounts. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the City’s investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for investments. With respect to investments, custodial credit risk generally applies only to direct investments in marketable securities. Custodial credit risk does not apply to a local government’s indirect investment in securities through the use of mutual funds or governmental investment pools (such as LAIF). Investment in State Investment Pool The City is a voluntary participant in the Local Agency Investment Fund (LAIF) that is regulated by the California Government Code under the oversight of the Treasurer of the State of California. The fair value of the City’s investment in this pool is reported in the accompanying basic financial statements at the amounts based upon the City’s pro-rata share of the fair value provided by LAIF for the entire LAIF portfolio (in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. Item 8.c. - Page 63 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-48 NOTE 4 – CAPITAL ASSETS Capital asset activity for the fiscal year ended June 30, 2019, is as follows: Transfers and Balance Other Re- Balance July 1, 2018 Additions Deletions classifications June 30, 2019 Governmental Activities Nondepreciable capital assets Land $ 4,236,528 $ - $ - $ - $ 4,236,528 Infrastructure 6,379,188 6,379,188 Construction in progress 3,652,161 683,616 (194,287) (775,634) 3,365,856 Total nondepreciable capital assets 14,267,877 683,616 (194,287) (775,634) 13,981,572 Depreciable capital assets Structures and improvements 13,407,938 8,410 554,128 13,970,476 Equipment 4,258,597 105,492 (124,774) 4,239,315 Infrastructure 40,670,520 221,506 40,892,026 Total depreciable capital assets 58,337,055 113,902 (124,774) 775,634 59,101,817 Less accumulated depreciation 29,183,839 1,413,230 (124,774) 30,472,295 Net depreciable capital assets 29,153,216 (1,299,328) 775,634 28,629,522 Net capital assets $ 43,421,093 $ (615,712) $ (194,287) $ - $ 42,611,094 Transfers and Balance Other Re- Balance July 1, 2018 Additions Deletions classifications June 30, 2019 Business-type Activities Nondepreciable capital assets Land $ 56,730 $ - $ - $ - $ 56,730 Construction in progress 736,394 77,209 (9,083) (691,914) 112,606 Total nondepreciable capital assets 793,124 77,209 (9,083) (691,914) 169,336 Depreciable capital assets Structures and improvements 222,999 222,999 Equipment 817,990 30,426 848,416 Infrastructure 58,304,450 691,914 58,996,364 Total depreciable capital assets 59,345,439 30,426 691,914 60,067,779 Less accumulated depreciation 24,981,582 866,208 25,847,790 Net depreciable capital assets 34,363,857 (835,782) 691,914 34,219,989 Net capital assets $ 35,156,981 $ (758,573) $ (9,083) $ - $ 34,389,325 Transfers and Other Reclassifications During the 2018-19 fiscal year, the City completed $1,467,548 in various capital projects. Item 8.c. - Page 64 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-49 NOTE 4 – CAPITAL ASSETS – continued Depreciation Allocation Depreciation expense was charged to functions and programs based on their usage of related assets. The amounts allocated to each function or program is presented below: Governmental Activities: General government $ 154,397 Community development 1,317 Public safety 384,437 Public works 130,721 Streets and roads 742,358 Total depreciation expense – governmental activities $ 1,413,230 Business-type Activities: Water $ 285,430 Sewer 580,778 Total depreciation expense – business-type activities $ 866,208 NOTE 5 – LOANS RECEIVABLE On August 13, 1996, the City entered into a loan agreement with C-Court Limited Partnership for the purpose of development of a rental housing development located at 351 South Elm Street in the amount of $344,040 provided by the CDBG Fund. The note has a term of 30-years, with no interest bearing. The total amount of the loan is due at the end of the term. On August 13, 1996, the City entered into a loan agreement with Oak Forest Association for the purpose of development of a 20-unit multifamily affordable housing development located at 163 South Elm Street in the amount of $445,000 provided by the CDBG Fund. The note had a term of 30-years, with no interest bearing. The total amount of the loan is due at the end of the term. On July 25, 2006, the City entered into a loan agreement with the Redevelopment Agency of Arroyo Grande, subsequently the Successor Agency of the Former Redevelopment Agency of Arroyo Grande, for the purpose of funding the cost of the acquisition of a vacant lot on the north side of Faeh Street in the amount of $820,130. The loan originally called for interest to be accrued equal to the rate earned by the City’s Local Agency Investment Fund, however, on February 23, 2010, the agreement was amended to no longer accrue interest. The Department of Finance recognizes loans from Cities to Redevelopment Agencies as “enforceable obligations” eligible for repayment, under provisions of the loan agreements pursuant to provisions included in Assembly Bill 1484, once the Successor Agency receives a “Finding of Completion” from the Department of Finance, loan agreements between the Redevelopment Agency and the City shall be deemed to be enforceable obligations provided that the Oversight Board makes a finding that the loan was for legitimate redevelopment purposes. On May 14, 2013, the Oversight Board approved the legitimacy of this loan. The total amount outstanding, including accrued interest at June 30, 2019, was $0 as it was paid off in full during the year. On March 28, 2013, the Redevelopment Agency of Arroyo Grande, subsequently the Successor Agency of the Former Redevelopment Agency of Arroyo Grande, entered into a loan agreement with Courtland Street Apartments, LP for the construction of a 36-unit affordable housing rental project and related improvements on the property located on the corner of Grand Avenue and Courtland Avenue. On August 13, 2013, the City approved Amendment No. 1 to the Affordable Housing and Loan Agreement which provides up to $400,000 of additional In-Lieu Affordable Housing funds towards this project. The total amount outstanding, including accrued interest at June 30, 2019, was $238,405. Loans Receivable: In-Lieu Affordable Housing Fund $ 238,405 CDBG Fund 789,040 Total $ 1,027,445 Item 8.c. - Page 65 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-50 NOTE 6 – INTERFUND RECEIVABLES, PAYABLES, AND TRANSFERS A. Interfund Transfers The transfers in and out between funds during the fiscal year ended June 30, 2019, were as follows: Transfer In Transfer Out General Fund $ 2,349,499 $ 802,935 Special Gasoline Tax Fund 346,404 412,378 Transportation Impact Fees Fund 57,465 Capital Improvement Fund 1,081,661 Nonmajor Governmental Funds 78,804 431,418 Water Fund 75,035 5,414,188 Lopez Fund 3,576,785 Sewer Fund 389,804 Total $ 7,508,188 $ 7,508,188 B. Interfund Receivable and Payable The amounts borrowed between funds during the fiscal year ended June 30, 2019, were as follows: Due from Due to General Fund $ 54,943 $ - CDBG Fund 54,943 Total $ 54,943 $ 54,943 NOTE 7 – DEFERRED OUTFLOWS/INFLOWS OF RESOURCES At June 30, 2019, deferred inflows of resources, reported in the governmental fund financial statements, consisted of the following: Unavailable Loan Revenue: In-Lieu Affordable Housing Fund $ 238,405 CDBG Fund 789,040 Total $ 1,027,445 Information on deferred inflows and outflows of resources related to pension and OPEB plans can be found in Note 11 – Defined Benefit Pension Plans and Note 12 – Postemployment Health Care Benefits (OPEB). NOTE 8 – LONG-TERM LIABILITIES A. Compensated Absences City employees accumulate earned but unused vacation and sick pay benefits, which can be converted to cash at termination of employment. Since no means exists to reasonably estimate the amounts that might be liquidated with current available financial resources, if any, they are reported as long-term debt on the Statement of Net Position. No expenditure is reported for these amounts in the funds statements. However, in the Statement of Activities the expenditure is allocated to each function based on usage. The non-current portion of these vested benefits (payable in accordance with various collective bargaining agreements) at June 30, 2019, total $743,235 for governmental activities and $104,915 for business-type activities. B. Capital Leases Payable The City is leasing police vehicles with De Lage Landen Public Finance LLC under an agreement which provides for title to pass upon expiration of the lease period. The final lease payment was made this year. The City is leasing police vehicles with California Nation Bank and public works vehicles and equipment from Community Bank of Santa Maria under agreements which provide for title to pass upon expiration of the lease period. Item 8.c. - Page 66 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-51 NOTE 8 – LONG-TERM LIABILITIES – continued B. Capital Leases Payable (continued) The future minimum payment obligation for the capital leases payable are shown below: Fiscal Year Ending June 30 California First National Bank Community Bank of Santa Maria Total 2020 $ 74,448 $ 130,155 $ 204,603 2021 129,467 129,467 2022 64,469 64,469 Total 74,448 324,091 398,539 Less: amount representing in interest 2,863 14,896 17,759 Present value of net minimum payments $ 71,585 $ 309,195 $ 380,780 C. California Energy Resources Conservation and Development Commission Loan Payable On July 7, 2010, the City entered into a loan agreement with the California Energy Resources Conservation and Development Commission (CA Energy). The purpose of the loan was to partially fund the city-wide energy savings project. The project consisted of heating, ventilation, and air conditioning retrofits including equipment, building controls, lighting equipment and lighting controls, installation of vending machine misers, installation of LCD computer monitors, installation of computer controls, and installation of LED streetlights. Installation occurred at all City owned buildings including city council chambers, city hall, fire department, community center, corporate yard, Soto Field complex, and recreation services building. The outstanding loan payable debt of the City at June 30, 2019 is shown below: Date of Issue Interest Rate Maturity Date Amount of Original Issue Outstanding July 1, 2018 Redeemed Current Year Outstanding June 30, 2019 2011 3.00% 2026 $ 127,512 $ 81,950 $ 9,209 $ 72,741 The future minimum payment obligation for the loan payable is as follows: Fiscal Year Ending June 30 Principal Interest Total 2020 $ 9,482 $ 2,117 $ 11,599 2021 9,775 1,825 11,600 2022 10,070 1,530 11,600 2023 10,374 1,225 11,599 2024 10,686 914 11,600 2025-2026 22,354 845 23,199 Total $ 72,741 $ 8,456 $ 81,197 Item 8.c. - Page 67 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-52 NOTE 8 – LONG-TERM LIABILITIES – continued D. United States Department of Agriculture Loan Payable On September 1, 2010, the City entered into a lease-purchase agreement with the United States Department of Agriculture (USDA). The purpose of this loan was to acquire the property and office building for the relocation of the City Hall offices. The outstanding loan payable debt of the City at June 30, 2019 is shown below: Date of Issue Interest Rates Maturity Date Amount of Original Issue Outstanding July 1, 2018 Redeemed Current Year Outstanding June 30, 2019 2011 3.75% 2041 $ 1,200,000 $ 1,025,000 $ 29,000 $ 996,000 The future minimum payment obligation for the USDA loan payable is as follows: Fiscal Year Ending June 30 Principal Interest Total 2020 $ 30,000 $ 36,788 $ 66,788 2021 31,000 35,644 66,644 2022 32,000 34,462 66,462 2023 33,000 33,244 66,244 2024 35,000 31,969 66,969 2025-2029 194,000 138,938 332,938 2030-2034 233,000 98,981 331,981 2035-2039 280,000 51,000 331,000 2040-2041 128,000 4,838 132,838 Total $ 996,000 $ 465,864 $ 1,461,864 E. Net Pension Liability For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the City of Arroyo Grande’s California Public Employee’s Retirement System (CalPERS) plans (Plans) and additions to/deductions from the Plans’ fiduciary net position have been determined on the same basis as they are reported by CalPERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. See Note 11 for further detail. F. OPEB Liability For purposes of measuring the net OPEB liability and deferred outflows/inflows of resources related to OPEB, and OPEB expense, information about the fiduciary net position of the City’s plan (OPEB Plan) and additions to/deductions from the Plan’s fiduciary net position have been determined on the same basis. For this purpose, benefit payments are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. See Note 12 for further detail. G. Changes in Long-Term Liabilities Long-term liability activity for the fiscal year ended June 30, 2019, is as follows: Balance July 1, 2018 Additions Deletions Balance June 30, 2019 Due Within One Year Governmental Activities Compensated absences $ 685,851 $ 704,659 $ 647,275 $ 743,235 $ - Capital leases payable 478,073 201,183 276,890 152,108 CA Energy loan payable 81,950 9,209 72,741 9,482 USDA loan payable 1,025,000 29,000 996,000 30,000 Net pension liability 19,349,166 673,213 2,221,892 17,800,487 OPEB liability 4,832,922 392,833 407,117 4,818,638 Total $ 26,452,962 $ 1,770,705 $ 3,515,676 $ 24,707,991 $ 191,590 Item 8.c. - Page 68 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-53 NOTE 8 – LONG-TERM LIABILITIES – continued G. Changes in Long-Term Liabilities - continued Balance July 1, 2018 Additions Deletions Balance June 30, 2019 Due Within One Year Business-type Activities Compensated absences $ 98,532 $ 72,677 $ 66,294 $ 104,915 $ - Capital leases payable 143,589 39,699 103,890 40,746 Net pension liability 2,084,901 176,629 120,625 2,140,905 OPEB liability 369,287 42,006 32,039 379,254 Total $ 2,696,309 $ 291,312 $ 258,657 $ 2,728,964 $ 40,746 NOTE 9 – WATER SUPPLY CONTRACT The City has entered into a Water Supply Contract with the San Luis Obispo County Financing Authority (SLOCFA). The SLOCFA was created on August 15, 2000, to issue bonds for the purpose of financing part or all of the costs of the purchase, construction, expansion, improvement, or rehabilitation of any real or other tangible property. The SLOCFA issued $28,905,000 ($13,200,000 of General Obligation Bonds and $15,705,000 Revenue Bonds) of Lopez Dam Improvement Bonds on October 1, 2000. The City is considered a participating agency of SLOCFA. The City’s share of the Water Supply Contract is 50.55%, based upon such participating agency’s share of the quantity of water to be distributed by SLOCFA from the Lopez Dam. The City is obligated to pay for the debt service of SLOCFA based on their water share, as stated above. The City is further obligated to make contract payments until the fiscal year 2030. The minimum contract payments only include the City’s portion of the Revenue Bonds. The General Obligation Bonds are not included in the financial statements, because the SLOCFA collects the property tax revenue and makes the payment on behalf of the City. However, in the event SLOCFA is disbanded, the City will be obligated to continue to pay its share of the remaining debt service. The future minimum contract payments for the debt service are shown below: Fiscal Year Ending June 30 Contract Payment 2020 $ 471,019 2021 470,974 2022 472,112 2023 472,491 2024 471,316 2025-2029 2,357,639 2030 939,977 Total $ 5,655,528 NOTE 10 – JOINT POWERS AUTHORITY The City is a member of the Five Cities Fire Authority (FCFA), a joint powers authority between the Cities of Arroyo Grande, Grover Beach, and the Oceano Community Services District. FCFA was formed on July 9, 2010 for the purpose of providing a more efficient fire protection service within the City limits of Arroyo Grande and Grover Beach, as well as the towns of Oceano and Halcyon, which are unincorporated areas of San Luis Obispo County. Each member contributes its pro rata share of operating costs to FCFA based on a funding formula, calculated annually. The FCFA governing board consists of one member appointed from each participating entity as determined by the respective City Council or Board of Directors. All financial decisions are made by this three-member board. The City contributed $2,523,661 to FCFA during the fiscal year ended June 30, 2019 for fire protection services. Separate financial statements may be obtained from the Five Cities Fire Authority at 140 Traffic Way in Arroyo Grande, California 93420. Item 8.c. - Page 69 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-54 NOTE 11 – DEFINED BENEFIT PENSION PLANS A. General Information about the Pension Plans Plan Descriptions All qualified permanent and probationary employees are eligible to participate in the City’s separate Safety (Police) and Miscellaneous Employee Pension Plans, cost-sharing multiple employer defined benefit plans administered by the California Public Employees’ Retirement System (CalPERS). Benefit provisions under the Plans are established by State statue and City resolution. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provisions, assumptions and membership information that can be found on the CalPERS website. Benefits Provided CalPERS provides service retirement and disability benefits, annual cost of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All member are eligible for non-duty disability benefits after 10 years of service. The death benefit is one of the following: the Basic Death Benefit, the 1957 Survivor Benefit, or the Optional Settlement 2W Death Benefit. The cost of living adjustments for each plan are applied as specified by the Public Employees’ Retirement Law. The defined benefit pension plan provisions and benefits at June 30, 2019 are summarized below: Miscellaneous Employee Plan Tier I Tier II Tier III (PEPRA) Hire date Prior to December 20, 2012 On or after December 20, 2012* On or after January 1, 2013 Benefit formula 2.5% @ 55 2.0% @ 55 2.0% @ 62 Benefit vesting schedule 5 years of service 5 years of service 5 years of service Benefit payments Monthly for life Monthly for life Monthly for life Retirement age 55 55 62 Required employee contribution rates 8.000% 7.000% 6.250% Required employer contribution rates 10.609% 8.892% 6.842% Required employer payment of unfunded liability $974,613 $749 $311 Safety Employee Plan Tier I Tier II Tier III (PEPRA) Hire date Prior to December 20, 2012 On or after December 20, 2012* On or after January 1, 2013 Benefit formula 3.0% @ 50 3.0% @ 55 2.7% @ 57 Benefit vesting schedule 5 years of service 5 years of service 5 years of service Benefit payments Monthly for life Monthly for life Monthly for life Retirement age 50 55 57 Required employee contribution rates 9.000% 9.000% 11.500% Required employer contribution rates 20.556% 17,614% 12.141 % Required employer payment of unfunded liability $993,772 $115 $228 *After January 1, 2013, second tier will only apply to employees transferring from another CalPERS agency Item 8.c. - Page 70 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-55 NOTE 11 – DEFINED BENEFIT PENSION PLAN – continued A. General Information about the Pension Plans – continued Contribution Description – Section 20814(c) of the California Public Employees’ Retirement Law (PERL) requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. The total plan contributions are determined through the CalPERS’ annual actuarial valuation process. For public agency cost-sharing plans covered by either the Miscellaneous or Safety risk pools, the Plans’ actuarially determined rate is based on the estimated amount necessary to pay the Plan’s allocated share of the risk pool’s costs of benefits earned by employees during the year, and any unfunded accrued liability. The employer is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. Contributions to the pension plan from the City during the 2018-19 fiscal year were $1,273,841 for the miscellaneous plan and $4,351,442 for the safety plan. At June 30, 2019, the City reported a liability of $12,294,958 for the miscellaneous plan and $7,646,434 for the safety plan for its proportionate share of the net pension liability. The net pension liability was measured as of June 30, 2018 and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2017 rolled forward to June 30, 2018 using standard update procedures. The City’s proportion of the net pension liability was based on a projection of the City’s long-term share of contributions to the pension plan relative to the projected contributions of all pension plan participants, actuarially determined. At June 30, 2019, the City’s proportionate share of the net pension liability for each Plan as of June 30, 2017 and June 30, 2018 was as shown on the following page: Miscellaneous Safety Proportion-June 30, 2017 0.32272% 0.14581% Proportion-June 30, 2018 0.32624% 0.13032% Adjustment due to differences in proportions 0.00352% -0.01549% B. Pension Liabilities, Deferred Outflows and Inflows, and Pension Expense Related to Pensions For the fiscal year ended June 30, 2018, the City recognized pension expense of $1,792,507 for the miscellaneous plan and $1,460,367 for the safety plan. Pension expense represents the change in the net pension liability during the measurement period, adjusted for actual contributions and the deferred recognition of changes in investment gains or losses, actuarial gains or losses, actuarial assumptions or method, and plan benefits. At June 30, 2019, the City reported deferred outflows and inflows of resources related to pension from the following resources: Deferred Outflows of Resources Deferred Inflows of Resources Pension contributions subsequent to measurement date $ 5,625,283 $ - Differences between expected and actual experience 584,300 109,420 Changes in assumptions 2,151,911 444,742 Net difference between projected and actual earnings on pension plan investment 112,553 Differences between City contributions and proportionate share of contributions 732,204 Adjustment due to differences in proportions 90,349 1,372,098 Total $ 9,296,600 $ 1,926,260 Item 8.c. - Page 71 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-56 NOTE 11 – DEFINED BENEFIT PENSION PLAN – continued B. Pension Liabilities, Deferred Outflows and Inflows, and Pension Expense Related to Pensions – continued The reported deferred outflows of resources related to pensions in the amount of $5,625,283 resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the pension liability in the 2019-20 fiscal year. The additional amounts reported as deferred outflows and inflows of resources related to pensions will be recognized as pension expense as follows: Fiscal Year Ending June 30 Amount 2020 $ 1,744,223 2021 993,081 2022 (828,699) 2023 (163,548) Total $ 1,745,057 Actuarial Assumptions – The total pension liability for both the miscellaneous and safety plans in the June 30, 2018 actuarial valuation was determined using the following actuarial assumptions: Change in Assumptions – In December 2017, the CalPERS Board adopted new mortality assumptions for plans participating in the Public Employees’ Retirement Fund (PERF). The mortality table was developed from the December 2017 experience study and includes 15 years of projected ongoing mortality improvement using 90 percent scale MP 2016 published by the Society of Actuaries. The inflation assumption was reduced from 2.75 percent to 2.50 percent. The assumptions for individual salary increase and overall payroll growth were reduced from 3.00 percent to 2.75 percent. Discount Rate – The discount rate used to measure the total pension liability was 7.15 %. To determine whether the municipal bond rate should be used in the calculation of a discount rate for public agency plans (including PERF C), CalPERS stress tested plans that would be most likely resulted in a discount rate that would be different from the actuarially assumed discount rate. Based on the testing of the plans, the tests revealed the assets would not run out. Therefore, the current 7.15 % discount rate is appropriate and the use of the municipal bond rate calculation is not deemed necessary. The long-term expected discount rate of 7.15 % is applied to all plans in the Public Employees Retirement Fund, including PERF C. The stress test results are presented in a detailed report called “GASB Crossover Testing Report” that can be obtained at CalPERS’ website under the GASB 68 section. Miscellaneous and Safety Valuation Date June 30, 2017 Measurement Date June 30, 2018 Actuarial Cost Method Entry-Age Normal Cost Method Actuarial Assumptions: Discount Rate 7.15% Inflation 2.50% Payroll Growth 3% Projected Salary Increase Varies by Entry Age and Service Investment Rate of Return 7.00% Mortality Derived using CalPERS' Membership Data for all Funds (1) Post Retirement Benefit Increase Contract COLA up to 2.50% until Purchasing Power Protection Allowance Floor on Purchasing Power applies; 2.75% therafter (1)The mortality table used was developed based on CalPERs' specific data. The table includes 20 years of mortality improvements using Society of Actuaries Scale BB. For more details on this table please refer to the 2017 experience study report. Item 8.c. - Page 72 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-57 NOTE 11 – DEFINED BENEFIT PENSION PLAN – continued B. Pension Liabilities, Deferred Outflows and Inflows, and Pension Expense Related to Pensions – continued CalPERS is scheduled to review all actuarial assumptions as part of its regular Asset Liability Management (ALM) review cycle that is scheduled to be completed in February 2022. Any changes to the discount rate will require Board action and proper stakeholder outreach. For these reasons, CalPERS expects to continue using a discount rate net of administrative expenses for GASB No. 67 and No. 68 calculations through at least the 2021-22 fiscal year. CalPERS will continue to check the materiality of the difference in calculation until such time as they have changed their methodology. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best- estimate ranges of expected future real rates of return (expected returns, net pension plan investment expense and inflation) are developed for each major asset class. In determining the long-term expected rate of return, CalPERS took into account both short-term and long-term market return expectations as well as the expected pension fund cash flows. Using historical returns of all the funds’ asset classes, expected compound returns were calculated over the short-term (first 10 years) and the long-term (11-60 years) using a building-block approach. Using the expected nominal returns for both short-term and long-term, the present value of benefits were calculated for each fund. The expected rate of return was set by calculating the single equivalent expected return that arrived at the same present value of benefits for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equivalent to the single equivalent rate calculated above and rounded down to the nearest one quarter of one percent. The table on the following page reflects the long-term expected real rate of return by asset class. The rate of return was calculated using the capital market assumptions applied to determine the discount rate and asset allocation. These geometric rates of return are net of administrative expenses. Sensitivity of the Net Pension Liability to Changes in the Discount Rate – The following table represents the City’s proportionate share of the net pension liability calculated using the discount rate of 7.15 %, as well as what the City’s proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1 percentage point lower (6.15 %) or 1 percentage point higher (8.15 %) than the current rate: Asset Class New Strategic Allocation Real Return Years 1-10(a) Real Return Years 11+(b) Global Equity 50.0%4.80%5.98% Fixed Income 28.0%1.00%2.62% Inflation Assets 0.0%0.77%1.81% Private Equity 8.0%6.30%7.23% Real Assets 13.0%3.75%4.93% Liquidity 1.0%0.00%-0.92% Total 100.0% (a) An expected inflation of 2.00% was used for this period. (b) An expected inflation of 2.92% was used for this period. Item 8.c. - Page 73 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-58 NOTE 11 – DEFINED BENEFIT PENSION PLAN – continued B. Pension Liabilities, Deferred Outflows and Inflows, and Pension Expense Related to Pensions – continued Plans’ Net Pension Liability Discount Rate -1% (6.15%) Current Discount Rate (7.15%) Discount Rate +1% (8.15%) Miscellaneous $ 17,799,935 $ 12,294,958 $ 7,750,691 Safety 11,659,556 7,646,434 4,358,399 Total $ 29,459,491 $ 19,941,392 $ 12,109,090 Pension Plan Fiduciary Net Position – Detailed information about the pension plan’s fiduciary net position is available in the separately issued CalPERS financial reports. C. Payable to the Pension Plan At June 30, 2019, the City had no amount outstanding for contributions to the pension plan required for the 2018-19 fiscal year. NOTE 12 – POSTEMPLOYMENT HEALTH CARE BENEFITS (OPEB) A. Plan Description The City provides postemployment health care benefits through the CalPERS cost-sharing multiple employer health care program (PEMHCA) to eligible employees. The City pays the greater of $136 per month or the PEMHCA minimum of $133 for fiscal year 2017-2018. To be eligible for postretirement health benefits, employees must complete at least 5 years of continuous service and be a minimum of 55 years of age. The healthcare plan is administered by the California Public Employees’ Retirement System. Copies of the CalPERS annual financial report may be obtained from the Executive Office, 400 P Street, Sacramento, CA 95814. As of June 30, 2019, the City has not funded an OPEB trust that meets the criteria in paragraph 4 of GASB Statement No. 75. B. Employees Covered As of June 30, 2017, actuarial valuation, the following current and former employees were covered by the benefit terms under the City’s Plan: C. Contributions The City currently finances benefits on a pay-as-you-go basis primarily from the City’s General Fund, Streets Fund and Water Fund. D. Total OPEB Liability The City's OPEB Liability was measured as of June 30, 2018 and the total OPEB liability used to calculate the OPEB Liability was determined by an actuarial valuation as of June 30, 2017 rolled forward to June 30, 2018 using standard update procedures. Actuarial assumptions. The total OPEB liability was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Active plan members 71 Inactive plan members or beneficiaries currently receiving benefits 57 Inactive plan members entitled to but not yet receiving benefit payments 35 Total 163 Salary increases 3.00%, up from 2.00% in 2018 Discount rate 3.87%, up from 3.58% in 2018 Healthcare cost trend rate 7.50% decreasing to 4.00% by 2076 Item 8.c. - Page 74 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-59 NOTE 12 – POSTEMPLOYMENT HEALTH CARE BENEFITS (OPEB) – continued D. Total OPEB Liability - continued Pre-retirement mortality rates were based on the CalPERS 1997-2015 Experience Study, as appropriate, without projection. Post- retirement mortality rates were based on the mortality projected fully generational with Scale MP-2017. Actuarial assumptions used in the June 30, 2017 valuation were based on a review of plan experience during the period July 1, 2015 to June 30, 2017. Discount rate. GASB 75 requires a discount rate that reflects the following: a) The long-term expected rate of return on OPEB plan investments — to the extent that the OPEB plan's fiduciary net position (if any) is projected to be sufficient to make projected benefit payments and assets are expected to be invested using a strategy to achieve that return; b) A yield or index rate for 20-year, tax-exempt general obligation municipal bonds with an average rating of AA/Aa or higher — to the extent that the conditions in (a) are not met. To determine a resulting single (blended) rate, the amount of the plan's projected fiduciary net position (if any) and the amount of projected benefit payments is compared in each period of projected benefit payments. The discount rate used to measure the City's total OPEB liability is based on these requirements and the following information: E. Changes in the OPEB Liability Sensitivity of the OPEB liability to changes in the discount rate. The following presents the OPEB liability, as well as what the OPEB liability would be if it were calculated using a discount rate that is 1 percentage point lower (2.87 percent) or 1 percentage-point higher (4.87 percent) than the current discount rate: Long-Term Expected Return Municipal Bond of Plan Investments 20 Year High Grade Reporting Date Measurement Date (if any)Rate Index Discount Rate June 30, 2018 June 30, 2017 N/A 3.75%3.58% June 30, 2019 June 30, 2018 N/A 3.87%3.87% Total OPEB Liability Balance at June 30, 2018 (Valuation Date June 30, 2017)5,202,209$ Changes recognized for the measurement period: Service cost 243,548 Interest 191,291 Changes of assumptions (234,295) Contributions - employer - Net investment income - Benefit payments (204,861) Administrative expense - Net Changes (4,317) Balance at June 30, 2019 (Measurement Date June 30, 2018)5,197,892$ 1% Decrease Discount Rate 1% Increase 2.87%3.87%4.87% OPEB Liability 6,078,649$ 5,197,892$ 4,499,481$ Item 8.c. - Page 75 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-60 NOTE 12 – POSTEMPLOYMENT HEALTH CARE BENEFITS (OPEB) – continued E. Changes in the OPEB Liability - continued Sensitivity of the OPEB liability to changes in the healthcare cost trend rates. The following presents the OPEB liability, as well as what the OPEB liability would be if it were calculated using healthcare cost trend rates that are 1 percentage-point lower (6.5 percent decreasing to 3.0%) or 1 percentage-point higher (8.5 percent decreasing to 5.0%) than the current healthcare cost trend rates: F. OPEB Expense and Deferred Outflows/Inflows of Resources Related to OPEB For the fiscal year ended June 30, 2019, the City recognized OPEB expense of $303,393. As of the fiscal year ended June 30, 2019, the City reported deferred outflows and deferred inflows of resources related to OPEB from the following sources: The reported deferred outflows of resources related to OPEB in the amount of $236,557 resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the OPEB liability in the 2019-20 fiscal year. The additional amounts reported as deferred outflows and inflows of resources related to OPEB will be recognized as OPEB expense as follows: NOTE 13 – LIABILITY, WORKERS’ COMPENSATION, AND PURCHASED INSURANCE A. Description of Self-Insurance Pool Pursuant to Joint Powers Agreement The City is a member of the California Joint Powers Insurance Authority (Authority). The Authority is composed of 116 California public entities and is organized under a joint powers agreement pursuant to California Government Code §6500 et seq. The purpose of the Authority is to arrange and administer programs for the pooling of self-insured losses, to purchase excess insurance or reinsurance, and to arrange for group purchased insurance for property and other lines of coverage. The California JPIA began covering claims of its members in 1978. Each member government has an elected official as its representative on the Board of Directors. The Board operates through a nine-member Executive Committee. 1% Decrease Trend Rate 1% Increase 6.5% decreasing 7.5% decreasing 8.5% decreasing to 3.0%to 4.0%to 5.0% OPEB Liability 4,520,470$ 5,197,892$ 6,130,484$ Deferred Outflows Deferred Inflows of Resources of Resources Contributions subsequent to measurement date 236,557$ -$ Changes in assumptions 640,152 236,557$ 640,152$ Amount 2020 (131,446)$ 2021 (131,446) 2022 (131,446) 2023 (131,446) 2024 (93,067) 2025 (21,301) (640,152)$ Fiscal year ending June 30, Item 8.c. - Page 76 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-61 NOTE 13 – LIABILITY, PROPERTY, AND WORKERS’ COMPENSATION PROTECTION – continued B. Self-Insurance Programs of the Authority Each member pays an annual contribution at the beginning of the coverage period. A retrospective adjustment is then conducted annually thereafter, for coverage years 2012-13 and prior. Coverage years 2013-14 and forward are not subject to routine annual retrospective adjustment. The total funding requirement for primary self-insurance programs is based on an actuarial analysis. Costs are allocated to individual agencies based on payroll and claims history, relative to other members of the risk- sharing pool. Primary Liability Program Claims are pooled separately between police and general government exposures. (1) The payroll of each member is evaluated relative to the payroll of other members. A variable credibility factor is determined for each member, which establishes the weight applied to payroll and the weight applied to losses within the formula. (2) The first layer of losses includes incurred costs up to $30,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the first layer. (3) The second layer of losses includes incurred costs from $30,000 to $750,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the second layer. (4) Incurred costs from $750,000 to $50 million, are distributed based on the outcome of cost allocation within the first and second loss layers. The overall coverage limit for each member, including all layers of coverage, is $50 million per occurrence. Subsidence losses have a sub-limit of $40 million per occurrence. The coverage structure includes retained risk that is pooled among members, reinsurance, and excess insurance. More detailed information about the various layers of coverage is available on the following website: https://cjpia.org/protection/coverage-programs. Primary Workers’ Compensation Program Claims are pooled separately between public safety (police and fire) and general government exposures. (1) The payroll of each member is evaluated relative to the payroll of other members. A variable credibility factor is determined for each member, which establishes the weight applied to payroll and the weight applied to losses within the formula. (2) The first layer of losses includes incurred costs up to $50,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the first layer. (3) The second layer of losses includes incurred costs from $50,000 to $100,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the second layer. (4) Incurred costs from $100,000 to statutory limits are distributed based on the outcome of cost allocation within the first and second loss layers. For 2018-19 the Authority’s pooled retention is $2 million per occurrence, with reinsurance to statutory limits under California Workers’ Compensation Law. Employer’s Liability losses are pooled among members to $2 million. Coverage from $2 million to $5 million is purchased as part of a reinsurance policy, and Employer’s Liability losses from $5 million to $10 million are pooled among members. C. Purchase Insurance Property Insurance – The City participates in the all-risk property protection program of the Authority. This insurance protection is underwritten by several insurance companies. The City is currently insured according to a schedule of covered property submitted by The City to the Authority. The City property currently has all-risk property insurance protection in the amount of $27,291,024. There is a $10,000 deductible per occurrence except for non-emergency vehicle insurance which has a $2,500 deductible. Premiums for the coverage are paid annually and are not subject to retrospective adjustments. D. Adequacy of Protection During the past three fiscal years, none of the above programs of protection experienced settlements or judgments that exceeded pooled or insured coverage. There were also no significant reductions in pooled or insured liability coverage in 2018-19. Item 8.c. - Page 77 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-62 NOTE 13 – LIABILITY, PROPERTY, AND WORKERS’ COMPENSATION PROTECTION – continued E. Self-Insurance The City retains the risk for workers’ compensation losses incurred prior to joining the Cal JPIA. Several member agencies of the now dissolved Central Coast Cities Self-Insurance Fund continue to participate in a non-risk sharing arrangement for claims management and the purchase of excess insurance. The participating agencies share a set of common guidelines and annually set aside premiums to pay their individual losses within their self-insured retentions. Losses are debited and investment income is credited to specific member accounts. The City has not incurred any losses in excess of insurance coverage. Claims liabilities in the governmental funds are generally liquidated by the General Fund. The last actuarial study to determine the undiscounted outstanding claims liability was completed for the year ended June 30, 2015. The liability was estimated based on the actuarial study and considered claims asserted and paid, and the time limitation for filing claims. There are no amounts estimated for claims incurred but not reported because the time limit for filing claims has elapsed. The estimated asset (liability) at June 30, 2019 and the changes in those balances are shown below: Cash, investments and current assets $ 50,232 Estimated claims liability (77,548) Unpaid claims asset $ (27,316) Unpaid claims asset at July 1, 2018 $ (39,050) Revenues 1,305 Claim payments and related expenditures (19,258) Change in fair market value 187 Change in estimated claims liability 29,500 Unpaid claims asset at June 30, 2019 $ (27,316) NOTE 14 – REVENUE LIMITATIONS IMPOSED BY CALIFORNIA PROPOSITION 218 Proposition 218, which was approved by the voters in November 1996, will regulate the City’s ability to impose, increase, and extend taxes, assessments, and fees. Any new, increased, or extended taxes, assessments, and fees subject to the provisions of Proposition 218, require voters’ approval before they can be implemented. Additionally, Proposition 218 provides that these taxes, assessments, and fees are subject to the voters’ initiative process and may be rescinded in the future years by the voters. NOTE 15 – SUCCESSOR AGENCY TRUST FOR ASSETS OF THE FORMER ARROYO GRANDE REDEVELOPMENT AGENCY On December 29, 2011, the California Supreme Court upheld Assembly Bill 1X 26 (the Bill) that provides for the dissolution of all redevelopment agencies in the State of California. This action impacted the reporting entity of the City that previously had reported a redevelopment agency (RDA) within the reporting entity of the City as a blended component unit. The Bill provides that upon dissolution of a redevelopment agency, either the City or another unit of local government will agree to serve as the “successor agency” to hold the assets until they are distributed to other units of State and local government. On January 10, 2012, the City Council elected to become the Successor Agency for the former redevelopment agency in accordance with the Bill as part of the City Resolution No. 4420. After the enactment of the law, which occurred on June 28, 2011, redevelopment agencies in the State of California cannot enter into new projects, obligations or commitments. Subject to the control of a newly established oversight board, remaining assets can only be used to pay enforceable obligations in existence at the date of dissolution (including the completion of any unfinished projects that were subject to legally enforceable contractual commitments). Item 8.c. - Page 78 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-63 NOTE 15 – SUCCESSOR AGENCY TRUST FOR ASSETS OF THE FORMER ARROYO GRANDE REDEVELOPMENT AGENCY – continued In future years, successor agencies will only be allocated revenue in the amount that is necessary to pay the estimated annual installment payments on enforceable obligations of the former redevelopment agency until all enforceable obligations of the prior redevelopment agency have been paid in full and all assets have been liquidated. The Bill directs the State Controller of the State of California to review the propriety of any transfers of assets between redevelopment agencies and other public bodies that occurred after January 1, 2011. If the public body that received such transfers is not contractually committed to a third party for the expenditure or encumbrance of those assets, the State Controller is required to order the available assets to be transferred to the public body designated as the successor agency by the Bill. Management believes, in consultation with legal counsel, that the obligations of the former redevelopment agency due to the City are valid enforceable obligations payable by the successor agency trust under the requirements of the Bill. The City’s position on this issue is not a position of settled law and there is considerable legal uncertainty regarding this issue. It is reasonably possible that a legal determination may be made at a later date by appropriate judicial authority that would resolve this issue unfavorably to the City. A. Financial Reporting In accordance with the timeline set forth in the Bill (as modified by the California Supreme Court on December 29, 2011) all redevelopment agencies in the State of California were dissolved and ceased to operate as a legal entity as of February 1, 2012. As a result, the assets and activities of the dissolved redevelopment agency are reported in a fiduciary fund (private-purpose trust fund) in the financial statements of the City. B. Cash and Investments The RDA has pooled its cash and investments with the City in order to achieve a higher return on investment. Certain restricted funds, which are held and invested by independent outside custodians through contractual agreements, are not pooled. These restricted funds include cash with fiscal agents. See Note 3 for disclosure related to cash and investments pooled with the City and the related custodial risk categorization. Cash and investments at June 30, 2019, consisted of the following: Total Cash and investments pooled with the City $ 322,936 Restricted cash and investments held with fiscal agent 5,029 Total $ 327,965 C. Inventory – Land Held for Resale On August 11, 2006, the RDA purchased a vacant lot at the corner of Faeh Street and El Camino Real in the amount of $825,129. The RDA purchased the property because the location is a key site to the City’s economic development strategy and goals and didn’t want the property to be sold as individual lots. On June 22, 2010, the RDA transferred $980,000 to the General Fund, in exchange for land located on Pearwood Avenue in which the City purchased for approximately $35,799. The proposed sale and purchase price is based upon an appraisal conducted at the time the project was proposed. The RDA is currently holding both properties for resale. Inventory is valued at cost which approximates fair value. Item 8.c. - Page 79 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-64 NOTE 15 – SUCCESSOR AGENCY TRUST FOR ASSETS OF THE FORMER ARROYO GRANDE REDEVELOPMENT AGENCY – continued D. Notes Receivable On January 11, 2005, the RDA entered into a loan agreement with the Family Care Networks, Inc. for the acquisition and development of property at 201 South Halcyon Road to be used for affordable housing for low and very low income households in the amount of $50,000. The term of the loan agreement is 55 years and will be considered paid in full as long as the units are maintained as affordable housing. On December 9, 2008, the RDA entered into a purchase agreement with the Housing Authority of the City of San Luis Obispo and purchased property utilizing low and moderate set-aside funds. The property was then sold to the Housing Authority for $285,000 in cash, plus $55,500 as a note receivable. This note is to be repaid when the property is sold. On December 14, 2010, the RDA entered into a loan agreement with Habitat for Humanity of San Luis Obispo County (Habitat for Humanity) and purchased property utilizing low and moderate set-aside funds in the amount of $260,000. Under the terms of the agreement, as long as each home is sold to a qualified homebuyer (as defined in the agreement), a portion of the outstanding balance of the loan shall be forgiven. On March 28, 2013, the RDA entered into a loan agreement with Courtland Street Apartments, LP for the construction of a 36- unit affordable housing rental project and related improvements on the property located on the corner of Grand Avenue and Courtland Avenue in the amount of $930,000 utilizing low and moderate set-aside funds. The term of the loan agreement is 55 years with interest accruing on the outstanding principal balance at the rate of 3% per annum. Repayment of the loan began on March 1, 2015. Total amount outstanding, including accrued interest at June 30, 2019, was $997,117. E. Loans Payable On July 25, 2006, the City entered into a loan agreement with the RDA for the purpose of funding the cost of the acquisition of a vacant lot on the north side of Faeh Street in the amount of $820,130. The loan originally called for interest to be accrued equal to the rate earned by the City’s Local Agency Investment Fund, however, on February 23, 2010, the agreement was amended to no longer accrue interest. The Department of Finance recognizes loans from Cities to Redevelopment Agencies as “enforceable obligations” eligible for repayment, under provisions of the loan agreements pursuant to provisions included in Assembly Bill 1484, once the Successor Agency receives a “Finding of Completion” from the Department of Finance, loan agreements between the RDA and the City shall be deemed to be enforceable obligations provided that the Oversight Board makes a finding that the loan was for legitimate redevelopment purposes. On May 14, 2013, the Oversight Board approved the legitimacy of this loan. The total amount outstanding as of June 30, 2018 of $207,319 was repaid in full by June 30, 2019. F. Tax Allocation Bonds Payable On May 1, 2007, the RDA issued $6,285,000 of 2007 tax allocation bonds. The purpose of the tax allocation bonds were to repay debt and to provide funds for future improvement projects. The bonds were fully defeased by the Taxable Tax Allocation Refunding Bonds, Series 2018 of $5,305,000 on June 27, 2018 that will mature on September 1, 2037. As a result of the refunding, the City had a total savings of $841,389 for an economic gain of $415,389. The defeased amount was put into escrow and will pay off the 2007 Bonds with a payment of $305,000 plus 5.304% interest on September 1, 2019 and $5,005,000 plus 5.800% interest on September 1, 2037. As of June 30, 2019, the principal balance of the 2018 bonds outstanding was $5,040,000. As a result of the refunding there was an original issue discount, loss on refunding, and prepaid bond insurance created that is amortized over the life of the refunded bonds. As of June 30, 2019, these amounts net to $209,346 which reduces the total amount of bonds payable. Item 8.c. - Page 80 City of Arroyo Grande NOTES TO THE BASIC FINANCIAL STATEMENTS June 30, 2019 B-65 NOTE 15 – SUCCESSOR AGENCY TRUST FOR ASSETS OF THE FORMER ARROYO GRANDE REDEVELOPMENT AGENCY – continued F. Tax Allocation Bonds Payable (Continued) The future minimum payment obligation for the tax allocation bonds payable is as follows: Fiscal Year Ending June 30 Principal Interest Total 2020 $ 190,000 $ 195,009 $ 385,009 2021 195,000 189,238 384,238 2022 200,000 182,943 382,943 2023 210,000 176,116 386,116 2024 215,000 168,775 383,775 2025-2029 1,190,000 720,074 1,910,074 2030-2034 1,445,000 458,312 1,903,312 2035-2039 1,395,000 124,303 1,519,303 Total $ 5,040,000 $ 2,214,770 $ 7,254,770 G. Prior-Period Adjustment There is a prior-period adjustment in the Statement of Changes in Fiduciary Net Position of $281,861 to record revenue that was deferred but should have been recognized in the prior fiscal year as it was for required obligations of the fiscal year ended June 30, 2018. NOTE 16 – CONTINGENCIES AND COMMITMENTS The City is involved in various litigations. In the opinion of management and legal counsel, the disposition of all litigation pending will not have a material effect on the City’s financial statements. The City has received State and Federal funds for specific purposes that are subject to review and audit by the grantor agencies. Although such audits could generate expenditure disallowances under the term of the grants, it is believed that any required reimbursement will not be material. The City has the following outstanding contracts listed below for uncompleted projects at June 30, 2019: Project Name Amount 5658 – Sidewalk Repairs $ 124,330 5783 – Sierra/Hillcrest Drainage 4,469 5794 – Corrugated Metal Pipe Lining 242,061 5845 – Lift Station #1 Force Main Replacement 644,282 Total $ 1,015,142 NOTE 17 – SUBSEQUENT EVENTS Subsequent to year-end, the City may be negatively impacted by the effects of the worldwide coronavirus pandemic. The City is closely monitoring its operations, liquidity, and reserves and is actively working to minimize the current and future impact of this unprecedented situation. As of the date of issuance of these financial statements, the full impact to the City’s financial position is not known. Item 8.c. - Page 81 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 82 City of Arroyo Grande BUDGETARY INFORMATION ‐ MAJOR GOVERNMENTAL FUNDS General Fund For the Fiscal Year Ended June 30, 2019 REVENUES Taxes and assessments $ 14,996,500      $ 14,996,500      $ 15,358,298      $ 361,798            Licenses and permits 500,000           500,000           616,702           116,702            Fines and penalties 45,000              45,000              44,160              (840)                   Use of money and property 415,000           415,000           584,671           169,671            Intergovernmental revenues 134,000           134,000           200,933           66,933               Charges for services 1,367,800        1,367,800        1,507,850        140,050            Other revenue 28,500              28,500              64,460              35,960               Total revenues 17,486,800      17,486,800      18,377,074      890,274            EXPENDITURES General government City council 97,800              97,800              110,725           (12,925)             City manager 644,200           672,318           340,756           331,562            City attorney 283,200           283,200           247,086           36,114               City clerk 420,800           429,015           407,257           21,758               Information technology 634,200           639,108           543,077           96,031               Finance and human resources 841,300           884,400           964,868           (80,468)             Non‐departmental 3,664,200        3,688,630        3,687,325        1,305                 Community development Planning 661,400           927,321           525,227           402,094            Engineering 704,100           786,254           877,770           (91,516)             Building and life safety 389,600           389,600           433,152           (43,552)             Public safety Administration 1,127,100        1,159,699        1,052,879        106,820            Patrol services 6,838,700        6,837,100        7,204,221        (367,121)           Support services 1,727,800        1,712,163        910,715           801,448            Emergency operations center 600                   600                   600                    Recreation services Administration 476,500           495,300           392,204           103,096            Preschool program 101,900           101,900           86,079              15,821               Special recreation programs 149,500           149,500           173,148           (23,648)             Children in Motion 346,700           346,700           350,321           (3,621)               Public works Administration 910,000           913,113           887,940           25,173               Park maintenance 442,900           458,400           375,393           83,007               Soto sports complex maintenance 234,100           234,100           233,325           775                    Building maintenance 231,900           245,371           195,172           50,199               Automotive shop 159,000           176,500           169,362           7,138                 Capital outlay 70,981              (70,981)             Debt service 166,000           166,000           186,043           (20,043)             Total expenditures 21,253,500      21,794,092      20,425,026      1,369,066         Excess of revenue over (under) expenditures (3,766,700)       (4,307,292)       (2,047,952)       2,259,340         Continued on following page Variance  Over/(Under)Actual AmountsOriginalFinal Budget Amounts B‐67 Item 8.c. - Page 83 City of Arroyo Grande BUDGETARY INFORMATION ‐ MAJOR GOVERNMENTAL FUNDS General Fund For the Fiscal Year Ended June 30, 2019 Continued from previous page OTHER FINANCING SOURCES/(USES) Proceeds from sale of capital assets $ 2,000                $ 2,000                $ 35,000              $ 33,000               Transfer in 2,348,300        2,348,300        2,349,499        1,199                 Transfer out (1,713,300)       (3,560,970)       (802,935)          2,758,035         Total other financing sources/ (uses)637,000           (1,210,670)       1,581,564        2,792,234         Net change in fund balance (3,129,700)       (5,517,962)       (466,388)          5,051,574         Fund balance ‐ July 1, 2018 10,317,131      10,317,131      10,317,131       Fund balance ‐ June 30, 2019 $ 7,187,431        $ 4,799,169        $ 9,850,743        $ 5,051,574         Budget Amounts Actual Amounts Variance  Over/(Under)Original Final B‐68 Item 8.c. - Page 84 City of Arroyo Grande BUDGETARY INFORMATION ‐ MAJOR GOVERNMENTAL FUNDS Special Gasoline Tax Fund For the Fiscal Year Ended June 30, 2019 REVENUES Use of money and property $‐$‐$ 4,844              $ 4,844               Intergovernmental revenues 759,100          759,100          713,894          (45,206)            Other revenue 2,093              2,093               Total revenues 759,100          759,100          720,831          (38,269)            EXPENDITURES Streets and roads 706,800          706,800          657,200          49,600             Capital outlay 19,846            (19,846)            Debt service 20,300            20,300            41,332            (21,032)            Total expenditures 727,100          727,100          718,378          8,722               Excess of revenue under expenditures 32,000            32,000            2,453              (29,547)            OTHER FINANCING SOURCES (USES) Transfer in 346,400          346,400          346,404          4                        Transfer out (378,400)         (378,400)         (412,378)         (33,978)            Total other financing sources (uses)(32,000)           (32,000)           (65,974)           (33,974)            Net change in fund balance (63,521)           (63,521)            Fund balance ‐ July 1, 2018 191,960          191,960          191,960           Fund balance ‐ June 30, 2019 $ 191,960          $ 191,960          $ 128,439          $ (63,521)            Budget Amounts Actual Amounts Variance  Over/(Under)Original Final B‐69 Item 8.c. - Page 85 City of Arroyo Grande BUDGETARY INFORMATION ‐ MAJOR GOVERNMENTAL FUNDS Transportation Impact Fees Fund For the Fiscal Year Ended June 30, 2019 REVENUES Use of money and property $ 10,000              $ 10,000              $ 43,173              $ 33,173               Charges for services 75,000              75,000              72,178              (2,822)               Total revenues 85,000              85,000              115,351           30,351               EXPENDITURES Community development 15,000              15,000              15,000               Total expenditures 15,000              15,000              15,000               Excess of revenue over expenditures 70,000              70,000              115,351           45,351               OTHER FINANCING USES Transfer out (1,685,808)       (57,465)            1,628,343         Total other financing uses (1,685,808)       (57,465)            1,628,343         Net change in fund balance 70,000              (1,615,808)       57,886              1,673,694         Fund balance ‐ July 1, 2018 2,111,478        2,111,478        2,111,478         Fund balance ‐ June 30, 2019 $ 2,181,478        $ 495,670           $ 2,169,364        $ 1,673,694         Budget Amounts Actual Amounts Variance  Over/(Under)Original Final B‐70 Item 8.c. - Page 86 City of Arroyo Grande BUDGETARY INFORMATION ‐ MAJOR GOVERNMENTAL FUNDS In‐Lieu Affordable Housing Fund For the Fiscal Year Ended June 30, 2019 REVENUES Use of money and property $ 201,500          $ 100,400          $ 221,864          $ 121,464           Charges for services 5,000              18,000            134,999          116,999           Total revenues 206,500          118,400          356,863          238,463           EXPENDITURES Community development 75,000            123,770          30,042            93,728             Total expenditures 75,000            123,770          30,042            93,728             Net change in fund balance 131,500          (5,370)             326,821          332,191           Fund balance ‐ July 1, 2018 601,097          601,097          601,097           Fund balance ‐ June 30, 2019 $ 732,597          $ 595,727          $ 927,918          $ 332,191           Budget Amounts Actual Amounts Variance  Over/(Under)Original Final B‐71 Item 8.c. - Page 87 City of Arroyo Grande BUDGETARY INFORMATION ‐ MAJOR GOVERNMENTAL FUNDS Community Development Block Grant Fund For the Fiscal Year Ended June 30, 2019 REVENUES Intergovernmental revenues $ 63,900              $‐                        $ 8,092                $ 8,092                 Total revenues 63,900              8,092                8,092                 EXPENDITURES Community development Total expenditures Net change in fund balance 63,900              8,092                8,092                 Fund balance ‐ July 1, 2018 7,088                7,088                7,088                 Fund balance ‐ June 30, 2019 $ 70,988              $ 7,088                $ 15,180              $ 8,092                 Budget Amounts Actual Amounts Variance  Over/(Under)Original Final B‐72 Item 8.c. - Page 88 City of Arroyo Grande SCHEDULE OF CHANGES IN THE OPEB LIABILITY AND RELATED RATIOS Last 10 Years* As of June 30, 2019 Measurement Period 2018 2019 Total OPEB Liability Service cost 287,461$                    243,548$                     Interest on the total OPEB liability 164,612 191,291 Difference between expected and actual experience ‐                                     ‐                                     Changes in assumptions (633,250)(234,295) Changes in benefit terms ‐                                     ‐                                     Benefit payments (210,020)(204,861) Net change in total OPEB Liability (391,197)(4,317) Total OPEB liability‐ beginning 5,593,406 5,202,209 Total OPEB liability‐ ending (a)5,202,209$                 5,197,892$                  Covered payroll 6,130,128$                 6,604,604$                  Total OPEB liability as a percentage of covered payroll 84.86%78.70% (1) Fiscal year 2018 was the 1st year of implementation, therefore only two years are shown. B‐73 Item 8.c. - Page 89 City of Arroyo Grande NET PENSION LIABILITY ‐ SCHEDULE OF PROPORTIONATE SHARE Last Ten Fiscal Years (1) As of June 30, 2019 The following table provides required supplementary information regarding the City's Pension Plans. 2015 2016 2017 2018 2019  Proportion of the net pension liability 0.23934%0.25243%0.22499%0.21613%0.20694% Proportionate share of the net pension liability 14,892,793$              17,326,688$              19,468,856$              21,434,067$              19,941,392$               Covered payroll 5,222,082$                5,594,685$                5,912,090$                6,070,014$                5,866,531$                 Proportionate share of the net pension liability as percentage of covered payroll 285.19%309.70%329.31%353.11%339.92% Plan's total pension liability 30,829,966,631$      31,771,217,402$      33,358,627,624$      37,161,348,332$      38,944,855,364$       Plan's fiduciary net position 24,607,502,515$      24,907,305,871$      24,705,532,291$      27,244,095,376$      29,308,589,559$       Plan fiduciary net position as a percentage of the  total pension liability 79.82%78.40%74.06%73.31%75.26% Notes to Schedule: Changes in assumptions In 2018, inflation was changed from 2.75 percent to 2.50 percent and individual salary increases and overall payroll growth was reduced from 3.00 percent to 2.75 percent. In 2017, as part of the Asset Liability Management review cycle, the discount rate was changed from 7.65% to 7.15%. In 2016, the discount rate was changed from 7.5% (net of administrative expense) to 7.65% to correct for an adjustment to  exclude administrative expense. In 2015, amounts reported as changes in assumptions resulted primarily from adjustments to expected retirement ages of general employees. (1) The 2014‐15 fiscal year was the first year of implementation, therefore only five years are shown. B‐74 Item 8.c. - Page 90 City of Arroyo Grande NET PENSION LIABILITY ‐ SCHEDULE OF CONTRIBUTIONS Last Ten Fiscal Years (1) As of June 30, 2019 The following table provides required supplementary information regarding the City's Pension Plan. 2015 2016 2017 2018 2019 Contractually required contribution (actuarially determined)1,590,307$        2,071,858$        2,191,573$        2,342,517$        2,558,407$         Contribution in relation to the actuarially determined contributions (1,590,307)         (2,071,858)         (2,191,573)         (2,342,517)         (5,625,283)          Contribution deficiency (excess)‐$                        ‐$                        ‐$                        ‐$                        (3,066,876)$       Covered payroll 5,594,685$        5,912,090$        6,070,014$        5,866,531$        5,822,646$         Contributions as a percentage of covered payroll 28.43% 35.04% 36.10% 39.93% 96.61% Notes to Schedule Valuation date:6/30/2016 The actuarial methods and assumptions used to set the actuarially determined contributions for fiscal year 2018/19 were derived from the June 30, 2016 funding valuation report. Actuarial cost method Entry age normal Asset valuation method/period For details, see the June 30, 2016 funding valuation report. Inflation 2.50% Discount rate 7.375% Salary increases Varies by entry age and service Investment rate of return 7.00% net of pension plan investment and administrative expenses; includes inflation Retirement age/mortality The probabilities of retirement and mortality are based on the 2010 CalPERS Experience Study for the period from 1997 to 2007. Pre‐retirement and post‐retirement mortality rates include 5 years of projected mortality improvement using Scale AA published by the Society of Actuaries. (1) The 2014‐15 fiscal year was the first year of implementation, therefore only five years are shown. B‐75 Item 8.c. - Page 91 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 92 City of Arroyo Grande DESCRIPTION OF NONMAJOR GOVERNMENTAL B-77 Special Revenue Funds Fire Protection Impact Fees Fund This fund accounts for impact fees collected from developers for the expansion of the existing fire station in order to serve future development. Public Access Television Fund This fund accounts for fees collected from Charter Communications that are restricted for support of public, education, and government access programming and equipment. Police Protection Impact Fees Fund This fund accounts for impact fees collected from developers for the expansion of the existing police facility in order to serve future development. Park Development Fund This fund accounts for the receipts of park-in-lieu fees (Quimby) and grant revenues that are used for construction, park acquisition, and development of park facilities. Park Improvement Impact Fees Fund Impact fees collected for park improvements are to be used to maintain the adopted level of service for neighborhood and community parks of 4.0 acres per thousand population. This fund accounts for the receipt and use of these monies. Community Center Impact Fees Fund This fund accounts for impact fees collected and used for recreation facilities in order to maintain the adopted level of service of recreation/community center facilities of 542 square feet per thousand population. Grace Lane Assessment District Fund This fund accounts for revenue derived from annual assessments, which are used to pay the cost incurred by the City for landscape maintenance. Landscape Assessment Fund This fund accounts for the landscape maintenance of parkways within two housing tracts. A special benefit assessment is levied on property owners to pay for landscape maintenance expenditures. Parkside Assessment District Fund This fund accounts for revenue derived from annual assessments, which are used to pay the cost incurred by the City for landscape maintenance. Traffic Signal Fund This fund accounts for traffic signalization assessment levied against developments for the future cost of traffic signals. Traffic Circulation Fund This fund accounts for developer traffic mitigation measure fees charged as a result of an environmental review. Item 8.c. - Page 93 City of Arroyo Grande DESCRIPTION OF NONMAJOR GOVERNMENTAL B-78 Special Revenue Funds – continued Transportation Fund This fund accounts for revenues from the Local Transportation Fund (LTF) and the South County Transit (SCT). Expenditures are restricted to public transportation. In-Lieu Water Neutralization Fund The City requires development projects that increase total water consumption in the City to “neutralize” that demand by reducing water consumption in existing development by an equivalent amount. This fund accounts for these funds collected by developers and is used towards the City’s water conservation efforts. Construction Fund This fund accounts for the accumulation of tax revenues levied on construction of residential dwelling units, mobile home lots, and commercial buildings. Expenditures are restricted to public improvements, including but not limited to, facilities, fire stations, fire-fighting equipment, parks, street improvements, and equipment. Drainage Fees Fund This fund accounts for development drainage fees restricted to improving drainage within the City. In-Lieu Underground Utility Fund This fund accounts for monies paid by developers in meeting the City's underground utility requirements. Tourism Business Improvement District Fund The purpose of the Tourism Business Improvement District (TBID) is to provide projects, programs and activities that benefit lodging businesses located and operating within the City of Arroyo Grande. A two percent (2%) assessment is levied on all lodging businesses of the rent charged by the operator per occupied room per night for all transient occupancies. Revenue collected is used to promote the lodging industry within the City. Water Availability Fund Pursuant to the provisions of Section 38743 of the Government Code, water availability charges is a “special charge” which is levied to each parcel of property not served with city water. These charges are restricted for the sole purpose of expanding water supply such as desalination plant, recycled water, scalping plant, etc. State COPS Grant Fund This fund accounts for the receipt and use of monies from the State of California restricted to the purchase of police equipment and technology for crime prevention. Debt Service Funds Fire Station GO Bond Fund This fund is used to account for the accumulation of resources and payment of long-term debt principal and interest for general obligation bonds issued by the City to finance the expansion of the City Fire Station. City Hall USDA Debt Service Fund This fund is used to account for the accumulated resources and payment of long-term debt principal and interest for USDA loan payable issued by the City to finance for the relocation of City Hall. Item 8.c. - Page 94 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 95 City of Arroyo Grande NONMAJOR GOVERNMENTAL FUNDS Combining Balance Sheet June 30, 2019 ASSETS Cash and investments $ 238,275        $ 89,310          $ 49,643          $ 1,214,675     $ 232,648         Receivables: Accounts 20,711           Taxes Interest 529                198                113                2,755             610                 Total assets $ 238,804        $ 110,219        $ 49,756          $ 1,217,430     $ 233,258         LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $‐$‐$‐                     $‐$‐ Unearned revenue 40,226           Total liabilities 40,226           Fund Balances: Restricted for: Access programming 110,219         Debt service Landscape maintenance Park construction 1,177,204     233,258         Public improvements Public safety 238,804        49,756           Streets and roads Water production Assigned for: Capital projects Tourism benefit Total fund balances 238,804        110,219        49,756          1,177,204     233,258         Total liabilities and fund balances $ 238,804        $ 110,219        $ 49,756          $ 1,217,430     $ 233,258         Park  Improvement  Impact Fees Park  Development Special Revenue Funds Fire Protection  Impact Fees Police  Protection  Impact Fees Public Access  Television B‐80 Item 8.c. - Page 96 $ 17,625          $ 57,600          $ 1,286              $ 445,081        $ 970,801        $ 150,841        $ 150,083           736                 111                140                5                     1,075             2,253             354                221                  $ 17,736          $ 57,740          $ 1,291              $ 446,892        $ 973,054        $ 151,195        $ 150,304           $‐$ 7,015             $ 478                 $ 486                $‐$‐$ 2,202               7,015             478                 486                2,202               50,725          813                 446,406         17,736           973,054        151,195        148,102           17,736          50,725          813                 446,406        973,054        151,195        148,102           $ 17,736          $ 57,740          $ 1,291              $ 446,892        $973,054        $ 151,195        $ 150,304           Community  Center Impact  Fees Special Revenue Funds Parkside  Assessment  District Landscape  Assessment  District Grace Lane  Assessment  District Traffic  Circulation TransportationTraffic Signal B‐81 Item 8.c. - Page 97 City of Arroyo Grande NONMAJOR GOVERNMENTAL FUNDS Combining Balance Sheet (continued) June 30, 2019 ASSETS Cash and investments $ 311,052        $30                  $ 5,891             $ 19,564          $ 283,527         Receivables: Accounts Taxes 26,733           Interest 690                14                  46                   Total assets $ 311,742        $30                  $ 5,905             $ 19,610          $ 310,260         LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 1,268             $‐$‐$‐$ 19,590           Unearned revenue Total liabilities 1,268             19,590           Fund Balances: Restricted for: Access programming Debt service Landscape maintenance Park construction Public improvements 30                  5,905              Public safety Streets and roads Water production 310,474         Assigned for: Capital projects 19,610           Tourism benefit 290,670         Total fund balances 310,474        30                  5,905             19,610          290,670         Total liabilities and fund balances $ 311,742        $30                  $ 5,905             $ 19,610          $ 310,260         Drainage Fees In‐Lieu  Underground  Utility Tourism  Business  Improvement  District In‐Lieu Water  Neutralization Construction Special Revenue Funds B‐82 Item 8.c. - Page 98 $ 1,448,955     $ 231,642        $ 5,918,529      $ 657                $ 62,024          $ 62,681          $ 5,981,210       20,711           20,711             27,469           27,469             3,592             576                13,282           2                    2                    13,284             $ 1,452,547     $ 232,218        $ 5,979,991      $ 659                $ 62,024          $ 62,683          $ 6,042,674       $ 4,406             $‐$ 35,445           $‐$‐$‐$ 35,445             40,226           40,226             4,406             75,671           75,671             110,219         110,219           659                62,024          62,683          62,683             497,944         497,944           1,410,462      1,410,462       23,671           23,671             232,218        520,778         520,778           1,272,351      1,272,351       1,448,141     1,758,615      1,758,615       19,610           19,610             290,670         290,670           1,448,141     232,218        5,904,320      659                62,024          62,683          5,967,003       $ 1,452,547     $ 232,218        $ 5,979,991      $ 659                $ 62,024          $ 62,683          $ 6,042,674       Debt Service Total Special  Revenue Funds Water  Availability State COPS  Grant Special Revenue Funds Fire Station GO  Bonds Total Debt  Service Funds City Hall USDA  Debt Service Total Nonmajor  Governmental  Funds B‐83 Item 8.c. - Page 99 City of Arroyo Grande NONMAJOR GOVERNMENTAL FUNDS Combining Statement of Revenues, Expenditures, and Changes in Fund Balances For the Fiscal Year Ended June 30, 2019 REVENUES Taxes and assessments $‐$‐$‐$‐$‐ Use of money and property 4,342             1,516             939                22,276          4,915              Intergovernmental revenues Charges for services 50,550          61,484          4,728             139,098        77,076           Total revenues 54,892          63,000          5,667             161,374        81,991           EXPENDITURES Current: General government Community development Public safety Recreation services 24,593           Public works Debt service: Principal Interest and fiscal agent fees Total expenditures 24,593           Excess of revenue over/ (under) expenditures 54,892          63,000          5,667             161,374        57,398           OTHER FINANCING SOURCES/(USES) Transfers in Transfers out (48,543)          Total other financing  sources/(uses)(48,543)          Net change in fund balances 54,892          63,000          5,667             161,374        8,855              Fund balances ‐ July 1, 2018 183,912        47,219          44,089          1,015,830     224,403         Fund balances ‐ June 30, 2019 $ 238,804        $ 110,219        $ 49,756          $ 1,177,204     $ 233,258         Special Revenue Funds Park  Development Police  Protection  Impact Fees Public Access  Television Park  Improvement  Impact Fees Fire Protection  Impact Fees B‐84 Item 8.c. - Page 100 $‐$ 9,094             $ 3,000              $ 44,204          $‐$ 15,067          $‐ 877                1,170             49                   9,073             18,947          2,978             1,272               362,158           4,488             28,799           5,365             10,264          3,049              53,277          47,746          18,045          363,430           8,493               15,024          6,537              50,277           15,024          6,537              50,277          8,493               5,365             (4,760)           (3,488)            3,000             47,746          18,045          354,937           (30,652)         (3,096)           (2,004)            (6,096)           (240,696)         (30,652)         (3,096)           (2,004)            (6,096)           (240,696)         (25,287)         (7,856)           (5,492)            (3,096)           47,746          18,045          114,241           43,023          58,581          6,305              449,502        925,308        133,150        33,861             $ 17,736          $ 50,725          $ 813                 $ 446,406        $ 973,054        $ 151,195        $ 148,102           Landscape  Assessment  District Parkside  Assessment  District Grace Lane  Assessment  District Community  Center Impact  Fees Special Revenue Funds Transportation Traffic  CirculationTraffic Signal B‐85 Item 8.c. - Page 101 City of Arroyo Grande NONMAJOR GOVERNMENTAL FUNDS Combining Statement of Revenues, Expenditures, and Changes in Fund Balances (continued) For the Fiscal Year Ended June 30, 2019 REVENUES Taxes and assessments $‐$‐$‐$‐$ 205,759         Use of money and property 5,430             1                    119                388                (56)                  Intergovernmental revenues Charges for services 91,014           Total revenues 96,444          1                    119                388                205,703         EXPENDITURES Current: General government 233,494         Community development 13,181           Public safety Recreation services Public works Capital outlay Debt service: Principal Interest and fiscal agent fees Total expenditures 13,181          233,494         Excess of revenue over/ (under) expenditures 83,263          1                    119                388                (27,791)          OTHER FINANCING SOURCES/(USES) Transfers in 5,004              Transfers out (3,000)            Total other financing  sources/(uses)2,004              Net change in fund balances 83,263          1                    119                388                (25,787)          Fund balances ‐ July 1, 2018 227,211        29                  5,786             19,222          316,457         Fund balances ‐ June 30, 2019 $ 310,474        $30                  $ 5,905             $ 19,610          $ 290,670         Drainage Fees Special Revenue Funds In‐Lieu  Underground  Utility Tourism  Business  Improvement  District In‐Lieu Water  Neutralization Construction B‐86 Item 8.c. - Page 102 $‐$‐$ 277,124         $50                  $‐$50                  $ 277,174           30,006          4,085             108,327         13                  13                  108,340           100,000        462,158         462,158           85,363          542,600         542,600           115,369        104,085        1,390,209      63                  63                  1,390,272       241,987         241,987           13,181           13,181             9,029             9,029              9,029               24,593           24,593             83,198          155,036         155,036           23,075          23,075           23,075             29,000          29,000          29,000             37,894          37,894          37,894             83,198          32,104          466,901         66,894          66,894          533,795           32,171          71,981          923,308         63                  (66,894)         (66,831)         856,477           5,004              73,800          73,800          78,804             (75,035)         (22,296)         (431,418)        (431,418)         (75,035)         (22,296)         (426,414)        73,800          73,800          (352,614)         (42,864)         49,685          496,894         63                  6,906             6,969             503,863           1,491,005     182,533        5,407,426      596                55,118          55,714          5,463,140       $ 1,448,141     $ 232,218        $ 5,904,320      $ 659                $ 62,024          $ 62,683          $ 5,967,003       Debt Service Total Nonmajor  Governmental  Funds Total Debt  Service Funds State COPS  Grant Total Special  Revenue Funds Water  Availability City Hall USDA  Debt Service Fire Station GO  Bonds Special Revenue Funds B‐87 Item 8.c. - Page 103 City of Arroyo Grande STATEMENT OF CHANGES IN ASSETS AND LIABILITIES Agency Funds For the Fiscal Year Ended June 30, 2019 Sanitation Distribution Fund Cash and investments $ 121,567          $ 2,877,021       $ 2,742,901       $ 255,687           Accounts receivable 71,389            2,413,968       2,406,227       79,130             Total assets $ 192,956          $ 5,290,989       $ 5,149,128       $ 334,817           Due to other agencies 192,956          5,290,989       5,149,128       334,817           Total liabilities $ 192,956          $ 5,290,989       $ 5,149,128       $ 334,817           Downtown Parking Fund Cash and investments $ 2,086              $ 8,257              $ 8,323              $ 2,020               Interest receivable 17                   5                       17                   5                        Total assets $ 2,103              $ 8,262              $ 8,340              $ 2,025               Accounts payable $‐$ 4,722              $ 4,722              $‐ Due to other agencies 2,103              3,540              3,618              2,025               Total liabilities $ 2,103              $ 8,262              $ 8,340              $ 2,025               San Luis Obispo County TMD Assessment Fund Cash and investments $ 7,691              $ 109,333          $ 108,902          $ 8,122               Accounts receivable 11,416            13,367            11,416            13,367             Total assets $ 19,107            $ 122,700          $ 120,318          $ 21,489             Accounts payable $ 18,747            $ 96,218            $ 96,266            $ 18,699             Due to other agencies 360                 26,482            24,052            2,790               Total liabilities $ 19,107            $ 122,700          $ 120,318          $ 21,489             Total Agency Funds Cash and investments $ 131,344          $ 2,994,611       $ 2,860,126       $ 265,829           Accounts receivable 82,805            2,427,335       2,417,643       92,497             Interest receivable 17                   5                       17                   5                        Total assets $ 214,166          $ 5,421,951       $ 5,277,786       $ 358,331           Accounts payable $ 18,747            $ 100,940          $ 100,988          $ 18,699             Due to other agencies 195,419          5,321,011       5,176,798       339,632           Total liabilities $ 214,166          $ 5,421,951       $ 5,277,786       $ 358,331           Balance Balance June 30, 2019AdditionsDeductionsJune 30, 2018 B‐88 Item 8.c. - Page 104 Statistical Section The statistical section offers operational, economic, and historical data that provide a context for assessing a government’s economic condition. The data includes: information on financial trends, information on revenue capacity, information on debt capacity, demographic and economic information, and operating information. Item 8.c. - Page 105 City of Arroyo Grande NET POSITION BY COMPONENT Last Ten Fiscal Years Governmental Activities Net investment in capital assets $ 52,196,451      $ 54,012,699      $ 62,176,633      $ 62,107,039       Restricted 937,284            8,179,991        7,221,859        7,374,485         Unrestricted 15,491,347      7,584,426        6,370,870        2,520,322         Total governmental activities  net position 68,625,082      69,777,116      75,769,362      72,001,846       Business‐Type Activities Net investment in capital assets 9,532,740        10,057,743      9,816,684        10,268,542       Restricted Unrestricted 7,518,372        6,686,297        6,057,411        6,628,074         Total business‐type activities  net position 17,051,112      16,744,040      15,874,095      16,896,616       Primary Government Net investment in capital assets 61,729,191      64,070,442      71,993,317      72,375,581       Restricted 937,284            8,179,991        7,221,859        7,374,485         Unrestricted 23,009,719      14,270,723      12,428,281      9,148,396         Total primary government net  position $ 85,676,194      $ 86,521,156      $ 91,643,457      $ 88,898,462       Source:  City of Arroyo Grande Annual Financial Report Fiscal Year 2010 2011 2012 2013 C‐2 Item 8.c. - Page 106 $ 37,123,166      $ 39,466,986      $ 39,712,230      $ 41,437,236      $ 41,836,070      $ 41,265,463       7,580,876        8,516,033        5,531,798        8,375,502        8,217,418        8,748,114         2,977,346        (7,576,941)       (2,753,544)       (2,676,080)       (7,490,438)       (5,665,122)        47,681,388      40,406,078      42,490,484      47,136,658      42,563,050      44,348,455       35,230,778      35,100,758      34,768,726      35,236,648      35,013,392      34,285,435       1,196,593        1,158,896        1,737,212        1,737,212        1,737,212        1,235,610         7,727,871        6,487,746        5,696,990        4,424,194        4,387,042        5,857,588         44,155,242      42,747,400      42,202,928      41,398,054      41,137,646      41,378,633       72,353,944      74,567,744      74,295,504      76,673,884      76,849,462      75,550,898       8,777,469        9,674,929        7,269,010        10,112,714      9,954,630        9,983,724         10,705,217      (1,089,195)       3,128,898        1,748,114        (3,103,396)       192,466             $ 91,836,630      $ 83,153,478      $ 84,693,412      $ 88,534,712      $ 83,700,696      $ 85,727,088       Fiscal Year 2016 20192014201520172018 C‐3 Item 8.c. - Page 107 City of Arroyo Grande CHANGES IN NET POSITION Last Ten Fiscal Years Expenses Governmental activities: General government $ 4,543,500          $ 4,786,979          $ 4,475,869          $ 4,442,707           Community development 983,321             3,224,094          1,578,940          1,934,076           Public safety 7,290,559          5,795,069          5,708,603          5,594,859           Recreation 850,711             759,139             723,234             765,563              Public works 828,852             830,914             1,439,738          1,313,371           Streets and roads 3,044,033          1,835,373          2,600,752          2,266,016           Sewer 858,806             798,287             793,207             821,609              Interest on long‐term debt 462,435             499,825             318,960             109,800              Total governmental activities  expenses 18,862,217        18,529,680        17,639,303        17,248,001         Business‐type activities: Water 1,732,341          2,168,569          2,142,321          2,490,896           Lopez Sewer 2,772,836          2,592,965          2,679,699          2,215,526           Total business‐type activities  expenses 4,505,177          4,761,534          4,822,020          4,706,422           Total primary government  expenses $ 23,367,394        $ 23,291,214        $ 22,461,323        $ 21,954,423         Program Revenues Governmental activities: Charges for services: General government $ 139,111             $ 50,355               $ 38,563               $ 47,652                Community development 292,480             498,223             403,679             699,553              Public safety 384,106             188,407             168,502             74,388                Recreation 675,828             694,090             650,897             597,230              Public works 75,165               84,964               86,198               179,908              Streets and roads 52,290               96,409               16,561               44,455                Sewer 788,165             828,302             925,213             1,089,899           Operating grants and contributions 2,169,381          2,154,143          731,446             875,502              Capital grants and contributions 888,102             1,751,549          1,509,016          1,066,625           Total governmental activities  program revenues 5,464,628          6,346,442          4,530,075          4,675,212           Business‐type activities: Charges for services: Water 2,508,136          2,794,504          3,443,240          4,236,880           Lopez Sewer 3,265,221          2,895,218          2,552,516          2,252,208           Operating grants and contributions 4,187                  2,760                   Capital grants and contributions 135,071             690,957              Total business‐type activities  program revenues 5,773,357          5,828,980          5,998,516          7,180,045           Total primary government program  revenues $ 11,237,985        $ 12,175,422        $ 10,528,591        $ 11,855,257         2010 2011 2012 2013 Fiscal Year C‐4 Item 8.c. - Page 108 $ 4,206,267          $ 4,991,206          $ 5,440,588          $ 5,659,730          $ 6,323,149          $ 6,489,527           1,596,223          2,017,973          1,850,925          1,604,701          2,339,874          1,664,055           5,804,569          5,905,903          5,652,892          5,075,763          7,205,048          8,516,528           817,557             860,010             960,669             705,766             1,108,612          914,396              1,703,736          1,746,040          1,899,410          1,777,425          2,063,905          1,955,759           2,746,128          2,230,930          2,544,510          2,448,134          2,516,344          2,129,780           111,507             56,988               53,546               55,900                16,985,987        17,752,062        18,348,994        17,328,507        21,610,478        21,725,945         2,304,928          1,306,742          1,317,405          1,677,487          1,737,552          1,439,083           2,271,238          3,170,608          3,296,262          3,359,544          3,419,571          3,576,785           794,673             821,584             690,809             869,807             953,702             931,542              5,370,839          5,298,934          5,304,476          5,906,838          6,110,825          5,947,410           $ 22,356,826        $ 23,050,996        $ 23,653,470        $ 23,235,345        $ 27,721,303        $ 27,673,355         $ 48,931               $ 22,615               $ 12,666               $ 52,734               $ 37,178               $ 83,416                507,718             894,495             690,152             1,218,957          926,624             1,483,826           39,093               135,134             122,158             227,920             152,481             168,457              735,369             743,589             706,229             746,467             843,584             1,075,413           117,252             418,772             86,378               420,095             2,112                  6,400                   1,024                  97,696               305,797             497,796             180,458             100,977              1,387,188          1,499,188          1,191,800          989,341             1,289,808          1,353,910           665,453             233,549             463,235             933,698             599,092             577,759              3,502,028          4,045,038          3,578,415          5,087,008          4,031,337          4,850,158           4,997,374          6,497,466          5,804,415          6,202,191          7,033,290          7,127,921           1,973,699          1,581                  81                        1,150,806          1,066,815          881,889             977,250             1,024,751          1,051,500           8,121,879          7,564,281          6,687,885          7,179,441          8,058,122          8,179,421           $ 11,623,907        $ 11,609,319        $ 10,266,300        $ 12,266,449        $ 12,089,459        $ 13,029,579         Fiscal Year 2016 20192014 2015 2017 2018 C‐5 Item 8.c. - Page 109 City of Arroyo Grande CHANGES IN NET POSITION (continued) Last Ten Fiscal Years Net revenue (expense) Governmental activities $ (13,397,589)      $ (12,183,238)      $ (13,109,228)      $ (12,572,789)       Business‐type activities 1,268,180          1,067,446          1,176,496          2,473,623           Total primary government net  expense $ (12,129,409)      $ (11,115,792)      $ (11,932,732)      $ (10,099,166)       General Revenues and Other Changes in Net Position Governmental activities: Taxes: Property taxes $ 5,471,651          $ 5,379,176          $ 6,633,678          $ 6,232,026           Sales and use taxes 4,252,903          4,781,774          4,127,541          4,269,905           Transient lodging taxes 348,014             390,472             630,379             746,333              Franchise taxes 604,325             539,673             570,172             575,495              Business license tax 80,283               79,663               84,925               85,078                Investment income 337,724             389,292             333,962             330,551              Other revenue 606,653             479,514             773,180             565,018              Transfers 1,492,439          1,888,403          2,070,466          1,468,937           Extraordinary gain 2,641,541           Total governmental activities 13,193,992        13,927,967        17,865,844        14,273,343         Business‐type activities: Investment income 35,847               30,483               24,025               17,835                Other revenue Transfers (1,492,439)         (1,888,403)         (2,070,466)         (1,468,937)          Total business‐type activities  revenues (1,456,592)         (1,857,920)         (2,046,441)         (1,451,102)          Total primary government $ 11,737,400        $ 12,070,047        $ 15,819,403        $ 12,822,241         Change in Net Position Governmental activities $ (203,597)            $ 1,744,729          $ 4,756,616          $ 1,700,554           Business‐type activities (188,412)            (790,474)            (869,945)            1,022,521           Total primary government $ (392,009)            $ 954,255             $ 3,886,671          $ 2,723,075           Source:  City of Arroyo Grande Annual Financial Report 2010 2011 2012 2013 Fiscal Year C‐6 Item 8.c. - Page 110 $ (13,483,959)      $ (13,707,024)      $ (14,770,579)      $ (12,241,499)      $ (17,579,141)      $ (16,875,787)       2,751,040          2,265,347          1,383,409          1,272,603          1,947,297          2,232,011           $ (10,732,919)      $ (11,441,677)      $ (13,387,170)      $ (10,968,896)      $ (15,631,844)      $ (14,643,776)       $ 6,564,035          $ 6,832,769          $ 7,133,641          $ 6,494,953          $ 6,838,615          $ 7,272,617           4,583,049          4,634,828          5,213,844          5,835,213          6,174,833          6,381,702           840,602             1,124,486          1,159,458          1,160,087          1,153,959          1,235,407           595,161             612,261             613,715             610,820             609,182             642,952              85,625               90,108               86,947               93,544               87,649               102,794              375,843             426,084             486,526             547,492             553,645             760,895              626,840             949,606             123,376             36,779               218,499             112,653              (23,434,931)      2,297,653          2,037,478          2,108,785          1,968,873          2,152,172           (9,763,776)         16,967,795        16,854,985        16,887,673        17,605,255        18,661,192         33,627               84,005               109,597             31,308               42,793               161,148              15,271                23,434,931        (2,297,653)         (2,037,478)         (2,108,785)         (1,968,873)         (2,152,172)          23,468,558        (2,213,648)         (1,927,881)         (2,077,477)         (1,910,809)         (1,991,024)          $ 13,704,782        $ 14,754,147        $ 14,927,104        $ 14,810,196        $ 15,694,446        $ 16,670,168         $ (23,247,735)      $ 3,260,771          $ 2,084,406          $ 4,646,174          $ 26,114               $ 1,785,405           26,219,598        51,699               (544,472)            (804,874)            36,488               240,987              $ 2,971,863          $ 3,312,470          $ 1,539,934          $ 3,841,300          $ 62,602               $ 2,026,392           Fiscal Year 2014 2015 2016 20192017 2018 C‐7 Item 8.c. - Page 111 City of Arroyo Grande FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years General Fund Reserved $ 679,140           $‐$‐$‐ Unreserved 4,321,286         Nonspendable 595,268           642,708           773,416            Committed 3,159,440        4,276,484         Assigned 350,000           703,355           458,549            Unassigned 4,256,808        537,038           149,944            Total general fund $ 5,000,426        $ 5,202,076        $ 5,042,541        $ 5,658,393         All Other Governmental Funds Reserved $ 2,896,080        $‐$‐$‐ Unreserved, reported in: Special revenue funds 10,181,391       Debt service funds (95,156)             Nonspendable 73,782             45,523             24,110              Restricted 8,513,465        7,262,107        7,412,863         Committed 65,565              Assigned 3,529,431        711,439           1,208,489         Unassigned 83,163             (13,405)            (10,060)             Total all other governmental funds $ 12,982,315      $ 12,199,841      $ 8,071,229        $ 8,635,402         Source:  City of Arroyo Grande Annual Financial Report Fiscal Year The City of Arroyo Grande implemented GASB Statement No. 54 for the fiscal year ended June 30, 2011.  Information  prior to the implementation of GASB Statement No. 54 is not available. 2010 2011 2012 2013 C‐8 Item 8.c. - Page 112 $‐$‐$‐$‐$‐$‐ 56,938             130,822           998,035           1,071,000        40,379             54,670              4,206,637        3,825,974         1,356,870        1,284,047        530,460           1,986,271        3,193,183        2,241,553         1,154,882        2,463,910        6,061,702        6,327,625        7,083,569        7,554,520         $ 6,775,327        $ 7,704,753        $ 7,590,197        $ 9,384,896        $ 10,317,131      $ 9,850,743         $‐$‐$‐$‐$‐$‐ 49,547             49,547              7,673,231        7,762,037        5,564,688        7,600,388        7,437,987        7,969,706         84,341             327,809           3,967,671        546,365           956,670           1,403,177         (18,547)            (184,584)           $ 7,757,572        $ 8,120,846        $ 9,397,322        $ 8,146,753        $ 8,394,657        $ 9,372,883         Fiscal Year 2016 20192014201520172018 C‐9 Item 8.c. - Page 113 City of Arroyo Grande CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years Revenues Taxes and assessments $ 12,156,062      $ 12,745,313      $ 12,169,550      $ 11,965,499       Licenses and permits 207,801           194,743           206,319           259,153            Fines and penalties 77,145              66,724              71,605              52,299               Use of money and property 337,724           389,292           333,962           312,551            Intergovernmental revenues 2,053,958        2,755,945        2,372,614        1,258,892         Charges for services 2,105,522        2,095,895        1,925,491        2,733,085         Other revenue 227,969           138,094           604,371           151,312            Total revenues 17,166,181      18,386,006      17,683,912      16,732,791       Expenditures Current: General government 4,432,039        4,920,805        4,358,806        4,664,317         Community development 983,321           1,592,094        1,567,283        1,241,020         Public safety 6,965,253        5,248,185        5,337,305        5,136,154         Recreation 850,711           759,139           720,797           758,822            Parks and facilities 780,493           778,575           1,350,922        1,288,515         Streets and road 1,162,452        1,090,471        1,877,833        1,544,570         Sewer 267,933           273,818           273,296           257,073            Capital outlay 2,855,174        7,667,405        4,594,942        2,115,032         Debt service: Principal 199,775           1,135,709        367,342           242,294            Interest and fiscal agent fees 448,835           491,151           289,407           111,670            Total expenditures 18,945,986      23,957,352      20,737,933      17,359,467       Excess of revenue over (under)  expenditures (1,779,805)       (5,571,346)       (3,054,021)       (626,676)           Other Financing Sources (Uses) Cost of issuance Proceeds from issuance of debt 2,253,119        69,077              275,595            Proceeds from sale of capital assets 849,000           62,169               Transfer in 5,825,184        6,239,127        6,691,654        4,532,700         Transfer out (4,332,745)       (4,350,724)       (4,621,188)       (3,063,763)        Extraordinary loss (3,333,432)        Total other financing sources (uses)1,492,439        4,990,522        (1,193,889)       1,806,701         Net Change in Fund Balances $ (287,366)          $ (580,824)          $ (4,247,910)       $ 1,180,025         Debt service as a percentage of non‐ capital expenditures 4.20%11.09%4.24%2.38% Source:  City of Arroyo Grande Annual Financial Report Fiscal Year 2010 2011 2012 2013 C‐10 Item 8.c. - Page 114 $ 12,875,650      $ 13,352,062      $ 14,207,605      $ 14,194,617      $ 14,864,238      $ 15,635,472       262,929           340,265           269,932           515,087           420,387           616,702            45,012              43,764              46,534              38,255              51,402              44,160               364,460           424,326           590,820           564,151           827,397           962,892            2,052,641        1,732,737        1,655,035        1,923,039        1,888,900        1,931,669         1,449,387        1,870,662        1,606,914        2,610,627        1,670,648        2,257,627         111,723           368,312           88,385              18,559              167,929           77,653               17,161,802      18,132,128      18,465,225      19,864,335      19,890,901      21,526,175       4,469,132        4,786,049        5,256,955        5,835,396        5,982,128        6,557,925         1,595,790        1,684,674        1,849,608        1,844,250        2,169,203        1,879,372         5,329,649        5,356,518        5,879,489        5,672,186        6,279,983        9,176,844         808,823           866,808           960,669           1,025,778        1,015,189        1,026,345         1,558,905        1,663,621        1,804,644        1,863,718        1,816,847        2,020,033         1,947,648        1,474,872        1,760,289        1,805,170        1,707,213        1,449,203         2,484,378        4,333,128        1,546,294        2,460,561        1,727,935        797,518            358,308           329,291           395,065           1,146,751        296,071           239,392            111,623           104,060           132,374           75,952              57,863              54,877               18,664,256      20,599,021      19,585,387      21,729,762      21,052,432      23,201,509       (1,502,454)       (2,466,893)       (1,120,162)       (1,865,427)       (1,161,531)       (1,675,334)        448,512           209,613           282,552           322,227            35,343              838,806           34,991              18,220              50,570              35,000               5,254,550        7,523,254        8,777,226        4,970,305        4,848,407        3,856,368         (2,957,819)       (4,602,467)       (6,739,748)       (2,861,520)       (2,879,534)       (1,704,196)        2,780,586        3,759,593        2,282,082        2,409,557        2,341,670        2,187,172         $ 1,278,132        $ 1,292,700        $ 1,161,920        $ 544,130           $ 1,180,139        $ 511,838            2.99% 2.74% 3.01% 6.78% 1.87% 1.33% Fiscal Year 20182016 2019201420152017 C‐11 Item 8.c. - Page 115 City of Arroyo Grande GENERAL GOVERNMENTAL TAX REVENUES BY SOURCE Last Ten Fiscal Years 2010 5,408,201$     4,252,903$     348,014$        80,283$          604,325$        63,450$          10,757,176$    2011 5,313,261       4,781,774       390,472          79,663            539,673          65,915            11,170,758      2012 6,563,217       4,127,541       630,379          84,925            570,172          70,461            12,046,695      2013 6,150,672       4,269,905       746,333          85,078            575,495          81,354            11,908,837      2014 6,564,035       4,583,049       840,602          85,625            595,161          105,396          12,773,868      2015 6,724,240       4,634,828       1,124,486       90,108            612,261          108,529          13,294,452      2016 7,005,656       5,213,844       1,159,458       86,947            613,715          127,985          14,207,605      2017 6,384,175       5,835,213       1,160,087       93,544            610,820          110,778          14,194,617      2018 6,687,106       6,174,833       1,153,959       87,649            609,182          151,509          14,864,238      2019 7,152,037       6,381,702       1,235,407       102,794          642,952          120,580          15,635,472      Includes all governmental fund types (i.e. general fund, special revenue funds, capital project funds, and debt service funds). Source:  City of Arroyo Grande Annual Financial Report Total Transient  Occupancy Tax Property Tax  Transfer Fiscal  Year Property Taxes  Sales & Use  Tax  Business  Licenses Franchise  Revenues C‐12 Item 8.c. - Page 116 City of Arroyo Grande ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years 2010 $ 2,245,531,517     $ 44,455,451           $ 2,289,986,968     $ 27,131,700           $ 2,262,855,268          100% 2011 2,242,734,120     41,864,014           2,284,598,134     26,925,209           2,257,672,925          100% 2012 2,195,793,943     41,107,547           2,236,901,490     26,926,650           2,209,974,840          100% 2013 2,204,645,960     42,637,641           2,247,283,601     26,788,183           2,220,495,418          100% 2014 2,300,046,365     45,362,799           2,345,409,164     26,614,912           2,318,794,252          100% 2015 2,468,055,741     50,263,602           2,518,319,343     26,368,700           2,491,950,643          100% 2016 2,581,058,076     45,395,240           2,626,453,316     26,777,282           2,599,676,034          100% 2017 2,707,856,604     45,043,543           2,752,900,147     26,612,159           2,726,287,988          100% 2018 2,841,199,531     45,708,217           2,886,907,748     26,406,810           2,860,500,938          100% 2019 3,009,154,915     49,746,409           3,058,901,324     26,484,388           3,032,416,936          100% Source:  San Luis Obispo County Auditor‐Controller For comparison purposes, gross assessed valuations include homeowners and other exemptions. Although these exemptions reduce property tax collections, the revenue loss is reimbursed by the State of California. As such, gross assessed valuation is the revenue base used in establishing property tax‐related revenues. Assessed to  Property  ValueFiscal Year Secured Gross  Assessed Value Unsecured Gross  Assessed Value Total Gross Assessed  Value Exemptions Net Taxable Value C‐13 Item 8.c. - Page 117 City of Arroyo Grande PROPERTY TAX RATES ‐ DIRECT AND OVERLAPPING GOVERNMENTS Last Ten Fiscal Years 2010 1.00000 0.00220 0.02854 0.00967 0.00817 1.04858 2011 1.00000 0.00290 0.02914 0.00972 0.00817 1.04993 2012 1.00000 0.00300 0.02984 0.00972 0.00817 1.05073 2013 1.00000 0.00400 0.03954 0.00992 0.00817 1.06163 2014 1.00000 0.00400 0.03994 0.00992 0.00817 1.06203 2015 1.00000 0.00400 0.04094 0.00992 0.00606 1.06092 2016 1.00000 0.00374 0.06019 0.00982 0.00556 1.07931 2017 1.00000 0.00400 0.05919 0.00882 0.00000 1.07201 2018 1.00000 0.00400 0.10119 0.00732 0.00000 1.11251 2019 1.00000 0.00400 0.08094 0.00732 0.00000 1.09226 Source:  HDL Coren & Cone, San Luis Obispo County Assessor Fiscal Year Valuations are established by the County Assessor of the County of San Luis Obispo, except for property owned by private utility companies, which is valued by the State of California. Under the provisions of Article XIIA of the State Constitution (Proposition 13 adopted by the voters on June 6, 1978) properties are assessed at 100% of full value and subsequently increased at a maximum rate of 2% per year. The County collects property taxes and distributes the appropriate amount to each city. Each dollar of property tax is distributed to various local government agencies based upon fixed allocation factors. San Luis  Obispo County  Tax Rate State Water  Project Tax Unified/High  Bond Lease Lopez Dam  Bonds Fire Bonds Total Tax Rate C‐14 Item 8.c. - Page 118 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 119 City of Arroyo Grande PRINCIPAL PROPERTY TAXPAYERS Current Fiscal Year and Nine Fiscal Years Ago Rank Sphear Investments LLC Commercial $ 61,622,636        1 2.01% Grand and Elm Properties LP Commercial 14,694,751        2 0.48% Sunrise Terrace  Associates Residential 13,095,140        3 0.43% Manfred G Freutel Trust Residential 10,492,541        4 0.34% Bolsa Chica Mobile Estates Inc Residential 9,206,471           5 0.30% 1400 West Branch LLC Commerical 9,196,835           6 0.30% Kent and Joan Sather Commerical 8,020,000           7 0.26% EPT Arroyo Inc Recreational 7,796,178           8 0.25% K Patrick Sandman LLC Commercial 7,620,957           9 0.25% Ray B. Bunnell Trust Commercial 7,571,746           10 0.25% Deblauw Properties LLC Commercial ESJ Centers LLC Commercial MSB Properties Inc Commercial NKT Commerial LLC Commercial Arroyo Grande Redevelopment Agency Vacant Totals $ 149,317,255      4.87% Source:  HDL Coren & Cone Taxpayer 2018‐19 Percentage of  Total Taxable  Assessed  ValuationType of Business Assessed Valuation C‐16 Item 8.c. - Page 120 Rank $‐‐‐ 11,117,628        3 0.49% 9,270,898           4 0.40% 5,558,869           10 0.24% 7,571,718           5 0.33% 6,746,048           7 0.29% 6,749,713           6 0.29% 41,760,931        1 1.82% 15,501,960        2 0.68% 6,609,750           8 0.29% 5,778,300           9 0.25% $ 116,665,815      5.09% 2009‐10 Percentage of  Total Taxable  Assessed  ValuationAssessed Valuation C‐17 Item 8.c. - Page 121 City of Arroyo Grande SECURED PROPERTY TAX ROLL LEVIES AND COLLECTIONS Last Ten Fiscal Years Fiscal Year Total Secured  Tax Levy Current Tax  Collections Percent of Levy  Collected Current Year  Delinquencies Percent  Delinquent 2010 3,782,238$         3,782,238$         100% * * 2011 3,777,302           3,777,302           100% * * 2012 3,696,711           3,696,711           100% * * 2013 3,715,390           3,715,390           100% * * 2014 3,874,384           3,874,384           100% * * 2015 4,164,044           4,164,044           100% * * 2016 4,345,982           4,345,982           100% * * 2017 4,578,200           4,578,200           100% * * 2018 4,819,065           4,819,065           100% * * 2019 5,167,326           5,167,326           100% * * Source:  San Luis Obispo County Auditor‐Controller * The City has elected the Teeter Plan method of property tax collection, whereby the County remits 100% of taxes levied and pursues collection and retains any delinquent taxes and related penalties and interest. C‐18 Item 8.c. - Page 122 THIS PAGE IS INTENTIONALLY LEFT BLANK Item 8.c. - Page 123 City of Arroyo Grande TAXABLE SALES BY CATEGORY Last Ten Calendar Years (in thousands of dollars) Food Stores $17,173 $15,773 $15,564 $16,098 Eating and Drinking Places 29,880 29,949 32,738 37,136 Building Materials 19,148 18,676 19,806 20,429 Auto Dealers and Supplies 22,528 24,753 30,056 33,789 Service Stations 34,574 36,817 42,795 45,431 Other Retail Stores 113,694 112,340 113,172 115,587 All Other Outlets 44,284 46,231 47,300 46,302 Total $281,281 $284,539 $301,431 $314,772 Source: State of California Board of Equalization and the Hdl Companies. 2012 Due to confidentiality issues,the names of the ten largest revenue payers are not available.The categories presented are intended to provide alternative information regarding the sources of the City's revenue. 2009 2010 2011 C-20 Item 8.c. - Page 124 $17,705 $18,047 $15,955 $9,489 $12,659 $13,900 36,314 42,140 46,885 49,848 52,748 54,210 22,848 25,855 29,882 31,555 34,972 35,773 40,123 41,161 42,048 47,866 55,963 52,923 43,831 42,938 39,520 34,411 38,604 43,168 119,916 118,561 119,822 120,281 119,427 117,893 50,130 54,064 63,468 70,977 77,015 88,176 $330,867 $342,766 $357,580 $364,427 $391,388 $406,043 201820142015201620172013 C-21 Item 8.c. - Page 125 City of Arroyo Grande RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Fiscal Year 2010 $ 1,475,000        $ 6,265,000        $ 260,396           $‐                        $‐                           2011 1,395,000        6,165,000        312,405           1,327,512        27,182                2012 1,315,000        221,140           1,305,512        27,182                2013 1,230,000        365,861           1,279,092        27,182                2014 1,140,000        550,653           1,247,156         2015 1,050,000        344,538           1,213,980         2016 955,000           288,500           1,179,566         2017 414,978           1,143,889         2018 478,073           1,106,950         2019 276,890           1,068,741         Source:  City of Arroyo Grande Annual Financial Report General  Obligation Bonds Tax Allocation  Bonds Capital Leases Loan Payable Reimbursement  Agreement Governmental Activities C‐22 Item 8.c. - Page 126 $‐                        $‐                        $ 8,000,396        0.35% 466.63               9,227,099        0.40% 531.36               2,868,834        0.13% 165.91               2,902,135        0.13% 166.84               122,007           3,059,816        0.13% 176.52               82,167              2,690,685        0.11% 155.58               41,604              2,464,670        0.09% 139.00               1,558,867        0.06% 87.89                 143,589           1,728,612        0.06% 96.68                 103,890           1,449,521        0.05% 80.14                 Outstanding  Debt per CapitaSafe Water Loan Capital Leases Total Primary  Government Percent of  Estimated  Actual Value of  Taxable  Property Business‐Type Activities C‐23 Item 8.c. - Page 127 City of Arroyo Grande RATIOS OF GENERAL BONDED DEBT OUTSTANDING Last Ten Fiscal Years 2010 $1,475,000 $625,638 $849,362 $2,289,986,968 0.04%17,145 49.54 2011 1,395,000 677,881 717,119 2,284,598,134 0.03%17,365 41.30 2012 1,315,000 727,231 587,769 2,236,901,490 0.03%17,291 33.99 2013 1,230,000 818,400 411,600 2,247,283,601 0.02%17,395 23.66 2014 1,140,000 873,044 266,956 2,345,409,164 0.01%17,334 15.40 2015 1,050,000 895,403 154,597 2,518,319,343 0.01%17,295 8.94 2016 955,000 906,890 48,110 2,626,453,316 0.00%17,731 2.71 2017 - 230 (230) 2,753,005,173 0.00%17,736 (0.01) 2018 - 596 (596) 2,886,907,748 0.00%17,880 (0.03) 2019 - 659 (659) 3,058,901,324 0.00%18,087 (0.04) Source: San Luis Obispo County Tax Assessor Rolls - California Department of Finance Fiscal Year Fire General Obligation Bond General Bonded Debt Less: Amount Available in Debt Service Funds Net General Bonded Debt Estimated Actual Taxable Value of Property Ratio of Net Bonded Debt to Assessed Value Population Net Bonded Debt Per Capita C-24 Item 8.c. - Page 128 City of Arroyo Grande DIRECT AND OVERLAPPING DEBT June 30, 2019 $ 7,925,000                32.666% $ 2,588,781                 San Luis Obispo County Community College District 132,425,000           5.668%7,505,849                 Lucia Mar Unified School District 55,861,576             20.518%11,461,678              San Luis Obispo County Certificates of Participation 24,120,000             5.691%1,372,669                 San Luis Obispo Pension Obligations 86,764,398             5.691%4,937,762                 Lucia Mar Unified School District Certificates of Participation 20,643,590             20.518%4,235,652                 Redevelopment Successor Agency 5,303,000                100.000%5,303,000                 Combined Total Debt $ 333,042,564           $ 37,405,391              Ratio to Assessed Valuation: Direct Debt 0.00% Total Direct and Overlapping Tax and Assessment Debt 0.75% Combined Total Debt 1.30% Ratio to Redevelopment Successor Agency Incremental Valuation:2.59% Assessed Valuation Calculation: Net Taxable Value $ 3,032,416,936         Less:  Redevelopment Agency Tax Increment (204,861,378)           Total Assessed Valuation $ 2,827,555,558         Source:  California Municipal Statistics Net Debt Outstanding Percentage  Applicable to the  City Amount Applicable to  the CityJurisdiction San Luis Obispo County Flood Control and Water Conservation  District, Zone No. 3 C‐25 Item 8.c. - Page 129 City of Arroyo Grande LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Debt Limit $ 79,151,950        $ 76,912,430        $ 81,390,806        $ 81,888,135         Total net debt applicable to limit Legal debt margin $ 79,151,950        $ 76,912,430        $ 81,390,806        $ 81,888,135         9% 9% 9% 10% Source:  San Luis Obispo County Fiscal Year Total net debt applicable to the limit as a percentage of debt limit 2010 2011 2012 2013 C‐26 Item 8.c. - Page 130 $ 85,681,844        $ 92,280,975        $ 100,526,999     $ 104,290,694     $ 109,284,041     $ 114,711,635         $ 85,681,844        $ 92,280,975        $ 100,526,999     $ 104,290,694     $ 109,284,041     $ 114,711,635         3% 3% 3% 2% 1% 1% Legal Debt Margin Calculation for Fiscal Year 2019 Assessed value $ 3,032,416,936      Debt limit ‐ 3.75% of total assessed value 113,715,635         Amount of debt applicable to limit 996,000                 Legal debt margin $ 114,711,635         Section 43605 of California Government Code establishes a legal debt limit of 15% of gross assessed valuation for municipalities.  However,  this provision was enacted when assessed valuation was established based on 25% of market value.  Effective with FY 1981‐82, taxable  property is assessed at 100% of market value.  Although the debt limit provision has not been amended by the State since this change, the  percentage has been proportionately modified to 3.75% for the purposes of this calculation for consistency with the original intent of the  State’s limit.   2017 20192014201520162018 Fiscal Year C‐27 Item 8.c. - Page 131 City of Arroyo Grande DEMOGRAPHIC STATISTICS Last Ten Calendar Years Year Population  2010 17,145                   547,714$               31,946$                 10.4% 2011 17,365                   554,159                 31,912                   9.5% 2012 17,291                   590,856                 34,171                   6.2% 2013 17,395                   555,104                 31,912                   5.3% 2014 17,334                   580,593                 33,494                   4.9% 2015 17,295                   567,314                 32,802                   4.0% 2016 17,731                   580,593                 32,745                   4.9% 2017 17,736                   601,429                 33,910                   3.7% 2018 17,880                   629,380                 35,200                   3.0% 2019 18,087                   709,825                 39,245                   3.0% ‐                               Source:  California Department of Finance & US Census Bureau Personal Income (in thousands) Per Capita  Personal Income Unemployment  Rate C‐28 Item 8.c. - Page 132 City of Arroyo Grande FULL‐TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION Last Ten Fiscal Years 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 General government 10.6    10.7    10.5    10.4    10.5    9.8       12.8    12.8    12.8    12.8     Community development 10.8    10.5    9.2       9.7       9.1       10.0    11.5    11.5    11.7    10.5     Police 38.5    38.5    39.6    38.4    37.5    32.8    34.7    34.7    33.6    31.9     Recreation 16.5    11.9    11.4    11.5    11.9    13.1    13.7    13.7    14.4    14.4     Public works 10.1    11.1    10.9    9.8       9.8       11.2    14.1    14.1    13.7    11.7     Streets and roads 6.0       6.4       6.1       5.6       5.2       4.8       4.8       4.8       3.9       3.5        Sewer 3.2       2.0       1.9       1.0       0.5       2.1       2.3       2.3       2.7       2.7        Water 6.5       6.6       6.6       6.1       6.8       5.1       6.3       6.3       6.7       6.7        Total 102.2  97.7    96.2    92.5    91.3    88.9    100.2  100.2  99.5    94.2     Source:  City of Arroyo Grande payroll records Fiscal Year Function C‐29 Item 8.c. - Page 133 City of Arroyo Grande OPERATING INDICATORS BY FUNCTION Last Ten Fiscal Years 2010 2011 2012 2013 2014 General Government Number of business licenses 1,622         1,654         1,654         1,690         1,775          Number of minutes transcribed 30              44              30              33              23               Number of agenda items processed 297            295            246            231            296             Number of recruitments 19              18              10              14              18               Police Number of officers 26              26              26              24              27               Incidents recorded 17,072       16,145       17,250       18,275       18,809        Major crimes 478            444            313            458            508             Traffic collisions 429            432            410            253            378             Traffic enforcement activities 4,863         4,013         4,295         4,058         3,758          Arrests 631            605            574            695            568             Public Works Miles of streets maintained 70              70              70              70              70               Miles of sewer maintained 66              66              69              70              70               Number of vehicles maintained 89              90              86              67              60               Pieces of equipment maintained 385            389            350            300            295             Number of street trees maintained 1,200         1,200         1,200         1,200         1,210          Street service request 550            560            263            352            376             Water customer accounts 6,304         6,312         6,525         6,545         6,578          Acre feet of water consumed 2,918         2,746         2,868         2,862         2,868          Miles of water lines maintained 69              69              87              87              87               In‐house capital projects constructed 3                2                3                2                 Capital projects constructed 6                10              7                8                13               CIP studies initiated 2                4                3                4                 CIP studies completed 1                2                1                 Community Development Number of planning commission agendas 18              19              14              20              18               Number of planning commission staff repor 36              43              35              60              53               Number of ARC agendas 12              13              11              15              21               Plan and map checks completed 13              12              13              9                6                 Building permits issued 530            421            376            360            450             Building inspections conducted 3,400         3,019         1,601         2,183         2,390          Recreation Services Registrations 11,500       11,650       11,750       11,880       12,000        Participants in City recreation sports 2,290         2,200         2,260         2,285         2,235          Number of programs/events/classes 72              91              108            115            120             Number of teams 255            281            336            325            320             Children in Motion enrollment 1,200         800            840            959            1,009          Source: City of Arroyo Grande budget records Fiscal Year C‐30 Item 8.c. - Page 134 2015 2016 2017 2018 2019 1,760         1,863         1,844         1,844         1,924          41              36              32              30              22               340            325            287            280            245             15              23              17              35              27               23              22              20              23              26               17,203       17,140       17,925       17,242       18,689        500            508            403            435            215             340            349            288            331            359             2,967         1,934         2,956         2,144         2,596          675            716            870            738            701             70              70              66              66              66               70              70              71              75              70               55              59              50              70              70               285            291            282            285            285             1,218         1,233         1,244         1,244         1,244          423            423            426            426            426             6,384         6,410         6,433         6,502         6,593          2,481         1,965         1,823         2,213         2,087          87              87              88              87              90               1                2                1                2                2                 8                17              16              8                9                 3                1                3                1                 3                2                2                 16              19              18              18              17               55              53              57              64              26               18              22              18              15              14               17              14              39              31              30               505            534            537            430            484             2,414         2,154         2,241         2,911         2,519          12,130       12,280       8,619         9,095         9,035          2,255         2,080         1,872         1,423         1,512          125            142            392            234            215             324            289            115            113            95               1,083         1,058         1,023         1,109         1,287          Fiscal Year C‐31 Item 8.c. - Page 135 City of Arroyo Grande CAPITAL ASSET STATISTICS BY FUNCTION Last Ten Fiscal Years 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Police Stations 1          1          1          1          1          1          1          1          1          1           Patrol units 10       10       10       10       10       10       10       10       10       10        Motorcycles 2          2          2          2          2          2          2          2          2          2           Engineering/Streets Streets (miles)70       70       70       70       70       70       70       70       70       70        Parks & Recreation Parks 19       19       19       19       19       19       19       19       19       19        Acreage of parks 151.6  151.6  151.6  151.6  151.6  151.6  151.6  151.6  151.6  151.6   Community centers 2          2          2          2          2          2          2          2          2          2           Water Water mains (miles)69       69       87       87       87       87       87       87       87       87        Water capacity**6.5      6.5      6.7      6.7      6.7      6.7      6.7      6.7      6.7      6.7       ** ‐ In millions of gallons Source:  CBIZ GASB Statement No. 34 Infrastructure Inventory and Valuation City records Fiscal Year Function C‐32 Item 8.c. - 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