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RESOLUTION NO, 919
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF ARROYO GRANDE ADOPTING RULES AND REGULA-
TIONS REGARDING EMPLOYER-EMPLOYEE RELATIONS.
. WHEREAS Chapter 10, Division 4, Title 1 of the Government Code of the State
of California was amended effective January 1, 1969 for the purpose of pro-
moting improved employer-employee relations between public employers and their
employees by establishing uniform and orderly methods of communication between
employees and the public agencies by which they are employed; and
WHEREAS Government Code Section 3507 empowers a City to adopt reasonable
rules and regulations after consultation in good faith with representatives of
its employee organizations for the administration of employer-employee relations;
and
WHEREAS the City of Arroyo Grande desires to adopt such reasonable rules
and regulations as authorized by law:
NOW THEREFORE THE CITY COUNCIL OF THE CITY OF ARROYO GRANDE DOES HEREBY
RESOLVE AS FOLLOWS:
SECTION 1. TITLE OF RESOLUTION
This Resolution shall be known as the Employer-Employee Relations Reso-
lution of the City of Arroyo Grande.
SECTION 2. STATEMENT OF PURPOSE
The purpose of this Resolution is to implement Chapter 10, Division 4,
Title 1 of the Government Code of the State of Califbrnia (Sections 3500 et
seq.) captioned "Public Employee Organization," by providing orderly procedures
for the administration of employer-employee relations between the City and its
employee organizations and for resolving disputes regarding wages, hours, and
other terms and conditions of employment.
SECTION 3. DEFINITIONS
As used in this Resolution, the following terms shall have the meanings
indicated:
(A) APPROPRIATE UNIT - means a unit established pursuant to Section 10
of this Resolution.
(B) CITY - means the City of Arroyo Grande, a municipal corporatio~, and
where appropriate herein, "City" refers to the City Council, the
governing body of said City, or any duly authorized management em-
ployee as herein defined.
(C) CONSULT OR CONSULTATION IN GOOD FAITH - means to communicate orally
or in writing for the purpose of presenting and obtaining views or
advising of intended actions.
(D) EMPLOYEE - means any person regularly employed by the City except
those persons elected by popular vote.
(E) EMPLOYEE, CONFIDENTIAL - means an employee who is privy to decisions
of City management affecting employer-employee relations.
(F) EMPLOYEE, MANAGEMENT - means:
(1) Any employee having significant responsibilities for formulating
and administering City policies and programs, including but not
limited to the chief executive officer and department heads; and
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(2) Any employee having authority to exercise independent judgsent.
to hire, transfer, suspend, lay-off, recall, promote, discharge,
assign, reward, or discipline other employees, or having the
responsibility to direct them, or to adjust their grievances,
or effectively to recommend such action if in connection with
the foregoing, the exercise of such authority is not of a merely
routine or clerical nature, but requires the use of independent
judgment.
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(G) EMPLOYEE, PROFESSIONAL - means employees engaged in work requiring
specialized knowledge and skill attained through completion of a
recognized course of instruction, including, but not limited to,
attorneys, physicians, registered nurses, engineers, architects,
teachers,, and various types of physical, chemical and biological
scientists.
(H) EMPLOYEE ORGANIZATION - means any organization which includes em-
ployees of the City and which has as one of its primary purposes
representing such employees in their employment relations with the
City..
(I) EMPLOYER-EMPLOYEE RELATIONS - means the relationship between the
City and its employees and their employee organization, or when used
in a general sense, the relationship between City management and em-
ployees or employee. ,organizations.
(J) GRIEVANCE - as this term is defined in Section 14 (A).
(K) IMPASSE - means (1 )' a deadlock in .the annual (or periodic) discuss-
ions between a majority representative and the City over any matters
concerning which they are required to meet and confer in. 'good faith,
or over the scope'of.such subject matter;. or (Z) any unresolved com-
plaint by an affected employee organization, advanced in good faith,
concerning a decision of the Municipal Employee Relations Officer
made pursuant-to Sections 9, 16 or 11 of this Resolution.
(L) MAJORITY REPRESENTATIVE-- means an employee organization, or its
duly authorized representative, that has been granted formal recog-
nition by the Municipal. Employee Relations Officer as representing
the majority of employees in an appropriate unit.
(M) MEDIATION OR CONCILIATION - means the efforts of an impartial third
person, or persons, functioning as intermediaries, to assist the
parties in reaching a voluntary resolution to an impasse, through
.interpretation, suggestion and advice. Mediation and conciliation
are interchangeable terms.
(N) MEET AND CONFER IN GOOD FAITH (sometimes referred to herein as "meet
and confer" or "meeting and conferring") - means performance by duly
authorized City representatives and duly authorized representatives
of an employee organization recognized as the majority representat-
ive of their mutual obligation to meet at reasonable times and to
confer in good faith regarding matters within the scope of repre-
sentation, including wages, hours, and. other terms and conditions of
employment, in an effort to: (1) reach agreement on those matters
within the authority of such representatives and (2) reach agree-
ment on what will be recommended to the`City Council on those matters
within the decision making authority of the City .Council. This does
not require either party to agree to a proposal or to make a con-
cession.
(O) MUNICIPAL EMPLOYEE RELATIONS OFFICER - means the City's principal
representative in all matters of employer-employee relations desig-
nated pursuant to SECtiOn 1Zs Mr his d~lq 8lithorized representative.
(P) PEACE OFFICER.- as this term is defined in Section 830, California
Penal Code.
(Q) RECOGNIZED EMPLOYEE ORGANIZATION - means an employee organization
which has been acknowledged by the Municipal Employee Relations
Officer as an employee organization that represents employees of the
City. The rights accompanying recognition are either:
(1) .Formal Recognition - which is the right to meet and confer in
good faith as the majority representative in an appropriate
unit; or
(Z) .Informal Recognition - which is the right to consultation in
.good faith by all recognized employee organizations.
(R) RESOLUTION - means, unless the context indicates otherwise, the
Employer-Employee Relations Resolution of the City of Arroyo Grande.
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(5) SCOPE OF REPP~8~NTATION - means all matters relating to employment
conditions and employer-employee relations, including, but not limited
to, wages, hours, and other terms and conditions of employment. City
Righ ts (Section 5) are excluded from the scope of representation.
SECTION 4. EMPLOYEE RIGHTS
Employees of the City shall have the right to form, join and participate
in the activities of employee organizations of their own choosing for the pur-
pose of representation on all matters of employer-employee relations includ-
ing but not limited to wages, hours, and other terms and conditions of employ-
ment. Employees of the City also shall have the right to refuse to join or
participate in the activities of employee organizations and shall have the
right to represent themselves individually in their employment relations with
the City. No employee shall be interfered with, intimidated, restrained,
coerced or discriminated against by the city or by any employee organization
because of his exercise of these rights. I
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SECTION 5. CITY RIGHTS i
The rights of the City include, but are not limited to, the exclusive I
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right to determine the mission of its constituent departments, commissions
and boards; set standards of service; determine the procedures and standards
of selection for employment and promotion; direct its employees; take dis-
ciplinary action; relieve its employees from duty because of lack of work or
for other legitimate reasons; maintain the efficiency of governmental opera-
tions; determine the methods, means and personnel by which government opera-
tions are to be conducted; determine the content of job classifications; take
all necessary actions to carry out its mission in emergencies; and exercise
complete control and discretion over its organization and the technology of
performing its work.
SECTION 6. MEET AND CONFER IN GOOD FAITH - SCOPE
(A) The City, through its representatives, shall meet and confer in
good faith with representatives of formally recognized employee
organizations with majority representation rights regarding matters
within the scope of representation including wages, hours and other
terms and conditions of employment within the appropriate unit.
(B) The City shall not be required to meet and confer in good faith on
any subject preempted by Federal or State law or by the City Charter,
nor shall it be required to meet and confer in good faith on Em-
ployee or City Rights as defined in Section 4 and 5. Proposed
amendments to this Resolution are excluded from the scope of meet-
ing and conferring.
SECTION 7. CONSULTATION IN GOOD FAITH - SCOPE
All matters affecting employer-employee relations, including those that
are not subject to meeting and conferring, are subject to consultation. The
City, through its representatives, shall consult in good faith with repre-
sentatives of all recognized employee organizations on employer-employee re-
lations matters which affect them. Advance notice on matters subject to con-
sultation, but outside the scope of representation, is desirable but not man-
datory.
SECTION 8. ADVANCE NOTICE
Reasonable written notice shall be given to each recognized employee
organization affected by any ordinance, rule, resolution or regulation directly
relating to matters within the scope of representation proposed to be adopted
by the City Councilor by any board or commission of the City, and each shall
be given the opportunity to meet with such body prior to adoption.
In cases of emergency when the City or any board or commission of the
City determines that an ordinance, rule, resolution or regulation must be
adopted immediately without prior notice or meeting with a recognized employee
organization, the City or the board or commission of the City shall provide
such notice and opportunity to meet at the earliest practicable time follow-
ing the adoption of such ordinance, rule, resolution or regulation.
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SECTION 9. PE~TTION FOR R~rOGNITION ":)
There are two levels of employee organization recognition - formal and in-
formal. The recognition requirements of each are set forth below.
(A) FORMAL RECOGNITION - THE: RIGHT TO MEET AND CONEER IN GOOD EAITH AS
MAJORITY REPRESENTATIVE:- - An- employee- o-rganiza-tion. -tha-t- seeks- -formal
recognition- -for-purposes of meeting and conferring in good faith as
the majority representative of employees in an appropriate unit shall
file a petition with the Municipal,Employee -Reliittgns Officer con-
taining the following information and documentation:
(1) Name and address of the employee'organization.
(2) Names and titles of its. officers.
(3) N~es of employeeorgani~ation represe~tatives who are authoriz-
ed to sPeak on behalf of its members.
(4) A statement that the employee organization has, as one of its
primary purposes, representing employees in their Employment
relations with the City.
(5 ) A statement whether the employee organization is a chapter or
local of, or affiliated directly or indirectly in any manner
with, a regional or state, or national or international organiz-
ation, and, if so, the name and address of each such regional,
state, national or international'organization.
(6) Certified copies of the employee organization's constitution and
by-laws.
(7) A designation of those persons, not exceeding two in number, and
their addresses, to whom notice sent by regular United States
mail will be deemed sufficient notice on the employee organiz-
ation for any purpose.
(8) A statement that the employee organization recognizes that the
provisions of Section 923 of the Labor Code are not applicable
to City employees.
(9) A statement that the employee organization has no restriction
on membership based on race, color, creed, sex, or national
origin.
(10) The job classifications or titles of employees in the unit
claimed to be appropriate and the approximate number of member
employees therein.
(ll) A statement that the employee organization has in its possession
written proof, dated within six months of the date upon which
the petition is filed, to establish that employees in the unit
claimed to be appropriate have designated the employee organiz-
ation to represent them in their employment relations with the
City. Such written proof shall be submitted for confirmation
to the Municipal Employee Relations Officer or to a mutually
agreed upon disinterested third party.
(12) A request that the Municipal Employee Relations Officer recog-
nize the employee organization as the majority representative
of the employees in the unit claimed to be appropriate for the
purpose . of meeting --and: conferring in good faith on all
matters within the scope of representation.
(B) INFORMAL RECOGNITION - THE RIGHT TO CONSULT IN GOOD FAITH
An employee organization that seeks recognition for purposes of con-
sultation in good faith shall file a petition with the Municipal Em-
ployee Relations Officer containing the following information and
documentation:
(1) All of the information enumerated in (A),(l) through (9) of this
section inclusive.
(2) A statement that the employee organization has in its possession
written proof, dated within six months of the date upon which
the petition is filed, to establish that employees have designa-
ted the employee organization to represent them in their employ-
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,.'ent rel,,:iGuG with the City. Such written proof shall be sub-
mitted for confirmation to the Municipal Employee Relations
Officer or to a mutually agreed upon disinterested third party.
(3) A request that the Municipal Employee Relations Officer recog-
nize the employee organization for the purpose of consultation
in good fai th.
(C) The petition, including all accompanying documents, shall be verified,
under oath, by the Executive Officer and Secretary of the organization
that the statements are true. All changes in such information shall
be filed forthwith in like manner.
(D) The Municipal Employee Relations Officer shall grant recognition,
in writing, to all employee organizations who have complied with
eit~r Sections 9 (A) or (B) and, in addition, Sec tion 9 (C) for
purposes of consultation in good faith for its members. Employee
organizations seeking formal recognition as majority representative
must, in addition, establish to the satisfaction of the MUnicipal
Employee Relations Officer that it represents a majority of the
employees in the manner prescribed in Section 11 (A) below. No em-
ployee may be represented by more than one recognized employee organiz-
ation for the purposes of this Resolution.
SECTION 10. APPROPRIATE UNIT
(A) The Municipal Employee Relations Officer, after reviewing the petit-
ion filed by an employee organization seeking formal recognition as
majority representative, shall determine whether the proposed unit
is an appropriate unit. The principal criterion in making this
determination is whether there is a community of interest amang'such
employees. The following factors, among others, are to be considered
in making such determination:
(1 ) Which unit will assure employees the fullest freedom in the
exercise of rights set forth under this Resolution.
(2) The history of employee relations: (i) in the unit; (if) among
other employees of the City; and (ifi) in similar public employ-
ment.
(3) The effect of the unit on the efficient operation of the City
and sound employer-employee relations.
(4) The extent to which employees have common skills, working con-
ditions, job duties or similar educational requirements.
(5) The effect on the existing classification structure of dividing
a single classification among two or morQ units,
Provided, however, no unit shall be established solely on the basis
of the extent to which employees in the proposed unit have organized.
(B) In the establishment of appropriate units, (1) professional employees
shall not be denied the right to be represented separately from non-
professional employees; and (2) management and confidential employees
who are included in the same unit with non-management or non-confi- I
dential employees may not represent such employees on matters within I
the scope of representation. I
SECTION 11. RECOGNITION OF EMPLOYEE ORGANIZATIONS AS MAJORITY REPRESENTATIVE -
FORMAL RECOGNITION
(A) The Municipal Employee Relations Officer shall: I
(1) Determine the majority representative of City Employees in an
appropriate unit by arranging for a secret ballot election or
by any other reasonable method which is based upon written
proof, and is designed to ascertain the free choice of a major-
ity of such employees. The employee organization found to
represent a majority of the employees in an appropriate unit
shall be granted formal recognition and is the only employee
organization entitled to meet and confer in good faith on
matters within the scope of representation for employees in
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such un:!. t, This shall not preclude other recognized employee
organizations, or individual employees, from consulting with
management representatives on employer-employee relations
matters of concern to them.
(2) Revoke the recognition rights of a majority representative,
which has been found bf; secret ballot election, or by any'.other
reasonable method whicis based upon written proof, nO longer
to be the majority representative.
(B) The recognition rights of the majority representative designated in
accordance with this Section shall not be subject to challenge for
a period of not less than twelve months following the date of such
recognition..
SECTION 12. DESIGNATION OF MUNICIPAL EMPLOYEE RELATIONS OFFICER
The City Council shall designate, by Resolution, a Municipal Employee
Relations Officer who shall be the City's principal representative in all
matters of employer-employee relations, with authority to meet and confer in
good faith on matters within the scope of representation including wages, hours
and other terms and conditions of employment.
The Municipal Employee Relations Officer so designated is authorized to
delegate these duties and responsibilities.
SECTION 13. RESOLUTION OF IMPASSES
Impasse procedures may by invoked only after the possibility of settle-
ment by direct discussion has been exhausted.
The impasse procedures are as follows:
(A) MEDIATION (OR CONCILIATION) (Defined in Section 3-M) - All medi-
ation proceedings shall be private. The Mediator shall make no
public recommendations nor take any public position concerning the
issues.
(B) A DETERMINATION BY THE CITY COUNCIL - after a hearing on the merits
of the dispute,
(C) Any other dispute resolving procedures to which the parties mutually
agree or which the City Council may order.
Any party may initiate the impasse procedure by filing with the other
party (or parties) affected a written request for an impasse meeting together
with a statement of its position on all disputed issues. An impasse meeting
~lfuen be scheduled by the Municipal Employee Relations Officer forthwith
after the date of filing of written request for such meeting, with written
notice to all parties affected. The purpose o~ such impasse meeting is two-
fold: (1) To permit a review of the position. of all parties in a final
effort to reach agreement on the disputed issues, and (2) if agreement is not
concluded, to mutually select the specific impasse procedure to which the dis-
pute sbIIId be submitted; in the absence of agreement between the parties on this
point, the matter shallbe referred to the City Council.
The fees and expenses, if any, of mediators or of any other impasse pro-
cedure, shall be payable one-half by the City and one-half by the employee
organization or employee organizations.
SECTION 14. GRIEVANCES
(A) A grievance is any dispute concerning the interpretation or appli-
cation of this Resolution, or of rules or regulations governing
personnel practices or working conditions, or of the practical con-
sequences of a City rights' decision on wages, hours, and other terms
and conditions of employment,
(B) Grievances shall be processed in accordance with procedures estab-
lished by the city.
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- SECTION 15. NEMClRANDUI~ OF UNDERSTANDING I
When the meeting and conferring process is concluded between the City and
a formally recognized employee organization representing a majority of the
employees in an appropriate unit, all agreed upon matters shall be incorporated
in a written memorandum of understanding signed by the duly authorized City
and majority representatives.
As to those matters within the authority of the City Council, the memoran-
dum of understanding shall be submitted to the City Council for determination.
SECTION 16. RULES AND REGULATIONS
The City Council may adopt such Rules and Regulations necessary or con-
venient to implement the provisions of this Resolution.
SECTION 17. CONSTRUCTION
(A) Nothing in this Resolution shall be construed to deny any person
or employee the rights granted by Federal and State laws and City
provisions.
(B) The rights, powers and authority of the City Council in all matters,
including the right to maintain any legal action, shall not be modi-
fied or restricted by this Resolution.
(C) The provisions of this Resolution are not intended to conflict with
the provisions of Chapter 10, Division 4, Title 1 of the Government
Code of the State of California (Sections 3500, et seq.) as amended
in 1968. I
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SECTION 18. SEPARABILITY I
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If any provision of this Resolution, or the application of such provision
to any person or circumstance, shall be held invalid, the remainder of this
Resolution, or the application of such provision to persons or circumstances
other than those as to which it is held invalid, shall not be affected thereby.
On motion of Councilman Wood, seconded by Councilman Talley and on the
following roll call vote, to wi t :
AYES: Council Members Schlegel, Thompson, Wood, Talley and Mayor
Levine.
NOES: None.
ABSENT: None.
the foregoing resolution was passed and adopted this 12th day of January, 1971.
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"""" C~J/~~ MAYOR
ITY CLERK
I, POLLY S. MILLER, City Clerk of the City of Arroyo Grande, County of
San Luis Obispo, State of California, do hereby certify that the foregoing
Resolution No. 919 is a true, full and correct copy of said Resolution passed
and adopted by the City Council of the City of Arroyo Grande at a regular
meeting of said Council on the 12th day of January, 1971.
WITNESS my hand and the seal of the City of Arroyo Grande affixed the
13th day of January, 1971.
Ci ty Cle Grande
(SEAL)
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