R 3244
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RESOLUTION NO. 3244 [
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF ARROYO GRANDE AUTHORIZING A CONTRACT
WITH DAVID M. GRIFFITH & ASSOCIATES, L TO. FOR
MANDATED COST RECOVERY SERVICES
WHEREAS, City of Arroyo Grande, County of San Luis Obispo, State of California
("City'") is duly authorized and existing under the laws of said State; and
WHEREAS, the City has entered or will enter into agreements for the development,
submission and negotiation of cost claims pertaining to state mandated programs,
NOW, THEREFORE, BE IT RESOLVED, that the City Manager of the City of Arroyo
Grande be hereby authorized in the name and on behalf of City to enter into binding
agreements with the Corporation for mandated cost recovery services, upon such tenns
as may seem advisable to said officer(s), and to execute, as agent for the City, all
necessary agreements. The authority given hereunder shall be deemed retroactive
and any and aU acts authorized hereunder performed' prior to the. passage of this
resolution are hereby ratified and affirmed.
On motion of Council Member Runels , seconded by Coundl Member Lady , --
and on the following roll call vote, to wit L.
AYES:Council Members Runels, Lady, Fuller, Tolley, And Mayor Dougall
NOES:None
ABSENT: None
eso/ution was passed and adopted this 8th day of July, 1997.
A. K "PETE" DOUGAL , MAYOR
ATTEST:
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NANC~IS, CITY CLERK
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"'1 RESOLUTION NO. 3244
Page 2
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APPROVED AS TO FORM:
APPROVED AS TO CONTENT:
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ROBERT L HUNT, CITY MANAGER
I, NANCY A., DAVIS, City Clerk of the City of Arroyo Grande, County of San Luis
Obispo, State of California, do hereby certify under penalty of perjury that the foregoing
Resolution NO;3244is a true, full, and correct copy of said Resolution passed and
.. adopted at a regular meeting of said Council on the 8th day of July 1997.
WITNESS my hand and the Seal of the City of Arroyo Grande affIXed this 1 6ttday of
July I 1997. ..
.1J(P~O. ~
NANCY A. VIS, CITY CLERK
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RESOLUTlON NO. _3244 [
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INCUMBENCY CERTIFICATE
City of Arroyo Grande
I further certify that the officer( s) referred to in the foregoing resolution is/are now held
by the following:
I1lli! Name
Mayor AK .Pete" Dougall
Mayor Pro Tern Michael Lady
Council Member Michael Fuller
Council Member Thomas A Runefs
6'W ~
Council Member Steve Tolley
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WITNESS my hand and the Seal of the City of Mayo Grande affixed this day of, . -.
1997.
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NANC~~VISt CITY CLERK
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Contract Number: F97 -233
I A"oreement to Provide
i Mandated Cost Oaiming Services
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THIS AGREEMENT, entered into this 8th day of July . 1997 and
effective immediately by and between David M. Griffith & Associates, Ltd. (hereinafter
"Consultant") and the City of Arroyo Grande (hereinafter .Cityll),
WHEREAS, Article XIIIB of the California State Constitution provides that cities may recover
costs associated with carrying out programs msmd~terl by the State of California,
WHEREAS, the City desires to obtain maximum reimbursement for costs incmTed in carrying out
State mandated programs, and has detennined that: er18"gmg the Consultant to assist in the
mandated cost claim preparation process is the most economical and cost effective means for
preparing the CitYs state mandated cost dRim~: and
WHEREAS, the Consultant is staffed with personnel knowledgeable and experienced in
determining the costs of governmental programs and in the submission of cost claims to the State
of California, and
WHEREAS, the City d:- -ires to engage the Co~dtaut to assist in developing, submitting, and
~ negotiatiD] cost claims 1- -~:ning to state mannmed programs.
NOW, THEREFORE, the parties hereto mutually agree as follows:
1. Scone of Services
The Consultant shall prepare claims for ~le state mandued costs as provided
herein. .
A. Annual State Mandated Cost Reimbursement Claims
The Consultant shall prepare and file applicable actual annual state mandated cost
reimbursement claims for the 1996-97 fiscal year and estimated c1aim(s) for the 1997-98
fiscal year. The fiseat year 1996-97 actual claims to be filed are claims that are included in
the State Controllers Claiming Instmctions that provide for timely filed claims to be
submitted by November 30, 1997.
B. All Other Oaims for Which Oaiming Instructions Are Issued in FY 1997-98
With the exception of the claims in Scope of Services 1.A above, the Consultant shall
prepare, submit and file on the Citjs behal( all other eligible actual and estimated state
J mandated cost reimbursement claims for which State Controller C1aiming Instructions are
issued in the 1997-98 fiscal year.
City of Arroyo Grande - 1 - June 12. 1997
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Contract Number: F97 -233
2. Consultant Oaim Filio2 Requirements
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The Consultant shall file these claims to the extent that appropriate documentation is d
available and verifiable. The City explicitly acknowledges that the Consultant does not
warrant under Scope of Services that claims will be filed for all of the appJic:able m,nd~es
listed.
3. Costs and Method of Comoensation
A. Scope of Services 1.A. - Annual State Mandated Cost Reimhanemem: Oaims
For the services provided pursuant to Scope of Services l.A, the City agrees to
pay the Consultant upon submission of the claims to the State CODtmUer, &. fixed
fee of two thousand three hundred dollars ($2,300). The fixed fee sbai be due
upon receipt of Consultanrs invoice following submission of suchdaim(s).
B. Scope of Services 1.B. - All Other New or YII'St- T1IDel)~dm~ for Which
CJ~iming Instructions are Issued in FY 1997-98
At its discretion, the City shall at the time of contract execution, select either of the
two methods of compensation described below. Selection of the p'e&aQ{ fee and
payment .:angem.ent shall be made by cb~fnng the appropriate box adjacent to
the prete. " IJption presented below. r---
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o 0F110N 1: Frxed Fe/! Arrangement
For the services provided pursuant to Scope of Services 1.B, the ctti agrees to
pay the Consultant upon submission of the c:!aims to the State ComJ:ol1er, a fixed
fee of one thousand eight hundred doJJars ($1,800). The fixed = sbaIl be due
upon receipt of Consultant's invoice after May 1, 1998,
o OPTION,l: Contingent Fe/! Arrangf!1llJ!1lt
For the services provided pursuant to Scope of Services 1.B, the CitY agrees to
pay the Consultant a contingent fee oftbirty percent (30%) of the amount claimed
and paid, to a maximum of two thousand three hundI'ed deBars ($2,300).
Payment shall be made ftom monies actually received ftom. the State resulting
from the Consultant's efforts. Monies received shall be d~ as payments
resulting <<om the Consultant's filing of cost claims listed in Scope of Services
LB.
In the event that the total amount of claims paid by the State is (ess than one
thousand six hundred sixty-seven dollars ($1,66/), the City shall pay the
Consultant a fixed fee of five hundred dollars ($500).
City of Arroyo GraDde -2- JUDC 12. 199i
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ConttactNumber: F97-233
1 The fee, which in no case shaJl exceed the maximum amount, is due within four
i weeks of City receipt of reimbursement from the State.
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If a selection. is not indicated by the City, the fixedfee option. will be considered the
defmdt option. and. the at] will be billed accordingly.
4. Services and Materials to be Furnished bv the Citv
The Consultant shall provide guidance to the City in determining the data required for
claims submission. The Consultant shaJl assume all data so provided to be correct. The
City further agrees to provide all specifically requested data, documP.T1tSl~on and
information to the Consultant in a ~e1y mA1111P-r. Consultant shall make its best effort to
file claims in a timely manner pursuant to Scope of Services. Consulntyt shall not be liable
for claims that cannot be filed as a result of inadequate data or data provided in an
untimely manner.
For purposes of this Agreement, data that is requested by the Consultant must be provided
within three weeks of the request, or three weeks prior to the fiIittg nMri1ine. whichever
would come first, to be deemed to have been received in a timely msmn~. It is the
responsibility of the City to provide the Consultant with payment information upon receipt
of disbursements from the State for any and all claims filed pursuant to this agreement.
~ 5. Not Obli1!ated to Third Parties
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The City sha1l not be obJigat~ or liable hereunder to any party other than the CoDSUltant.
6. Consultant LiabiIitv if Audited
The Consultant will assume all financial and statistical infonnation provided to the
Consultant by City employees or representatives is a.caJIate and complete. AI1y
subsequent disallowance of funds paid to the CIty under the claims for whatever reason is
the sole responsibility of the City.
7. Indirect Costs
The cost claims to be submitted by the ConsultaDt may consist of both direct and indirect
costs. The Consultant may either utilize the ten percent (10%) indirect cost rate allowed
by the State Controller or calculate a higher rate if City records support such a. calculation.
The Consultant by this Agreement is not required to prepare a ceoual service cost
allocation plan or departmental indirect cost rate proposals for the City.
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City of Arroyo Gr.mde - 3 - June 12. 199i
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Conttact Number: F97 -233
8. Consultant Assistance if Audited [
If audit~ the Consultant shall make workpapers and other records available to the State
auditors. If requested by the City, the Consultant sbaIl provide assistance to the City in
defending claims submitted if an audit results in a disallowance of at least twenty percent
(20%) or seven hundred fifty dollars ($150), whichever is greater. ReductioDS of less
than twenty percent (20%) or seven hundred fifty dollars ($150) shall not be conteSted by
the Consultant.
9. Insurance
Consultant shall acquire and mRintaio appropriate general 1iability inmrmce, workers'
compensation insurance, automobile insurance, and professioualIiabllityirJsurance.
10. Cham!es
The City may, fi'om time to time, require changes in the scope of services of the
Consultant to be performed hereunder. Such changes, which are tmm1~ny agreed upon by
and betWeen the City and the Consultant, shall be incorporated in written :I~n~ent to
this agreement.
11. Termination of A1!Rement ~
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n: through any cause, the Consultant shall tail to fuJfi]l in a timely and proper mSlnner its
obligation under this agreement, the City shall thereupon have the right to ter:mi:oate this
agreement by giving written notice to the Consultant of such ~atiQD. and specifying
the effective date thereo( at least five (S) days before the effective date of such
termin~on.
12. City Contact Person
The City designates the following individual as contact person for this COIltIact:
Name: Lynda K~ Snodgrass Telephone: (805) 473-5432
Title: Director of Financial Services Fax: (805) 473-0386
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Address: 214 East Branch Street. Arroyo Grande, CA 9 3420
13. Executed Contract
To be valid this contract must be signed by the City by July 30, 1997. If signed after that ,-,.'
date, the Consultant cannot guarantee acceptance of the Agreement unless otherwise
agreed upon.
City of Acroyo Grande -4- Iuae 12. 1997
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ContractNumber: F97-233
If the City requests that DMG prepare the claim(s), and DMG prepares and submits the claim(s)
without the City having executed and forwarded a copy of this contract to the Coo!;111tant prior to
,:....i the due date of the reimbursement claim, a signature by a City employee on the cIaim(s)
coversheet( s) indicates the City's acceptance of this contract and its terms.
If the City does not indicate on the contract which option it prefers under Section 3.B., the
contract type shall defa.ult to the fixed fee type.
OFFER IS MADE BY c~ O~IS ACCJ!;y~ ~ CITY
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Allan P. Burdick, Vice President City Official .
David M. Griffith & Associates, Ltd.
Date: June 12. 1997 Date: Julv 16, 1997
Payment Option for ScopeiofService 1.B.:
F:lXed Fee: ContiDgeat Fee: X ~
. (please initial, in the spoceptfWided above,
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the prefen-ed option sekct6d for payment of
services under "Section 3.B. - AJl Other
New or First Tune CIaimsn oftllis contract)
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City of AIToyo Gr.mde -5- J11IIe 12. 1997