R 3951
RESOLUTION NO. 3951
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
. ARROYO GRANDE ESTABLISHING AN ETHICS POLICY FOR
CITY EMPLOYEES, ELECTED OFFICIALS AND APPOINTED
OFFICIALS
WHEREAS, City employees, as with elected officials, are in a position of public trust
and have an obligation to do their jobs in the spirit of public service; and
WHEREAS, the City's value statements include a commitment to high ethical
standards; and
WHEREAS, as such, all employees, elected and appointed officials should conduct
themselves in an ethical manner, both on and off the job, and in a manner that does
not present the appearance of a conflict of interest; and
WHEREAS, on October 7, 2005, Governor Schwarzenegger approved Assembly
Bill 1234, which requires all local agency officials to receive at least two hours of
training in general ethics principles and ethics laws relevant to his or her public
service every two years; and
WHEREAS, a growing nurnber of cities in the State have either adopted an ethics
policy or are in the process of developing one at the encouragement of the League
of California Cities Board of Directors;
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Arroyo
Grande hereby establishes and adopts an Ethics Policy, attached hereto as Exhibit
"A", for all City employees, elected officials and appointed officials.
On motion of Council Member Arnold seconded by Council Member Costello and on
the following roll call vote, to wit:
AYES:
NOES:
ABSENT:
Council Members Arnold, Costello, Dickens, Guthrie, and Mayor Ferrara
None
None
'-
the foregoing Resolution was passed and adopted this 12th day of September 2006.
RESOLUTION NO. 3951
PAGE 2
ATTEST:
~
E, CITY CLERK
APPROVED AS TO CONTENT:
~.........~
S~N A~ CITY MANAGER
APPROVED AS TO FORM:
~!'^-- /. /-~~
TIMOrHY J. C~Er; CITY ATTORNEY
/
CITY OF ARROYO GRANDE ADMINISTRATIVE POLICY AND PROCEDURE
POLICY #: A-030 SUBJECT: ETHICAL STANDARDS
ISSUED: 10/1/06
EFFECTIVE: 10/1/06
CANCELLATION DATE: N/A
SUPERSEDES: Np.w
POLICY:
It shall be the City's policy to have fair, ethical and accountable local government, which
has earned the public's confidence for its integrity. To do this requires that public
officials be independent, impartial and responsible in their judgement and actions to the
people. City employees are also in a position of public trust and have an obligation to
do their jobs in the spirit of public service. As such, it is the City's policy that City
officials and employees conduct themselves in an ethical manner, both on and off the
job, and in a manner that does not present the appearance of a conflict of interest.
PROCEDURE:
A. Act in the Public Interest
Recognizing that stewardship of the public interest be their primary concern,
officials and employees shall work for the common good of the people of Arroyo
Grande and not for any private or personal political or financial business interest.
Officials and employees shall assure fair and equal treatment of all persons,
claims and transactions.
B. Complv with the Law
"Officials and employees shall comply with all federal, state and local laws in the
performance of their duties. These laws include, but are not limited to, the
Constitutions of the United States of America and State of California; the City of
Arroyo Grande Municipal Code; laws pertaining to conflicts of interest, election
campaigns, financial disclosures, employer responsibilities, and open processes
of government; and other City resolutions and policies.
C. Personal Conduct
The conduct of officials and employees must be above reproach and avoid the
appearance of any impropriety. Officials and employees shall refrain from
abusive conduct, personal charges or verbal attacks upon the character or
motives of other officials, employees or the public. Officials and employees shall
conduct their official and private affairs so as not to give the impression that they
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POLICY #: A-030
ETHICAL STANDARDS
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can be improperly influenced in the performance of their duties. Officials and
employees will make impartial decisions, free of bribes, unlawful gifts, narrow
political interests and be truthful in what they say and do.
D. Use of Public Resources
Officials and employees shall not use public resources that are not available to
the public in general for private gain or personal purposes. Officials and
employees shall use their titles and City letterhead for official City business
related purposes only.
E. Respect for Established Processes and Procedures
Officials and employees shall perform their duties in accordance with the
processes and rules of order established by the City Council, City Manager and
boards and commissions governing the deliberation of public policy issues,
meaningful involvement of the public, and implementation of policy decisions of
the City Council by City staff.
F. Conduct of Public Meetinqs
Officials and employees shall prepare themselves for public issues, listen
courteously and attentively to all public discussions, and focus on the business at
hand. They shall refrain from interrupting other speakers, making personal
comments not germane to the business of the body, or otherwise interfering with
the orderly conduct of meetings.
G. Decisions Based on Merit
Officials and employees shall base their decisions on the merits and substance
of the matter at hand rather than on unrelated considerations.
H. Conflict of Interest
To assure independence and impartiality on behalf of the common good, officials
and employees shall not use their official positions to influence government
decisions in which they have a material financial interest or where they have an
organizational responsibility or personal relationship that may give the
appearance of a conflict of interest. In accordance with the law, officials and
designated employees shall disclose investments, interests in real property,
sources of income, and gifts. They shall also abstain from participating in
deliberations and decision-making where conflicts may exist. However, this does
not preclude the right of any individual to participate in deliberations as a member
of the general public.
i. Gifts and Favors
Officials and employees shall not take any special advantage of services or
opportunities for personal gain by virtue of their public office that are not available
POLICY #: A-030
ETHICAL STANDARDS
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to the public in general. They shall refrain from accepting any gifts, favors or
promises of future benefits that might compromise their independence of
judgement or action or give the appearance of being compromised.
J. Confidentiality
Officials and. employees shall respect the confidentiality of information
concerning litigation, personnel, property, or other affairs of the City. They shall
neither disclose confidential information without proper legal authorization, nor
use such information to advance their personal, financial or other private
interests.
K. Advocacy
Officials and employees shall represent official policies and positions of the City
to the best of their ability when designated for this purpose. When representing
individual opinions and positions, officials and employees shall explicitly state
they do not represent their body or the City of Arroyo Grande, nor will they allow
the inference that they do.
L. Roles of Officials and Employees
Officials and employees shall respect and adhere to the Council-Manager
structure of government as outlined in the City of Arroyo Grande Municipal Code.
In this structure, the City Council determines policies of the City with the advice,
information and analysis provided by the public, boards and commissions, and
staff. Elected and appointed officials shall not interfere with the administrative
functions of the City or professional duties of City staff. City employees shall not
take actions that establish or conflict with policy decisions reserved for the City
Council's authority. In order to maintain the value of the independent advice of
boards and commissions, the City Council shall also refrain from using their
position to unduly influence the deliberations or outcomes of board and
commission proceedings.
M. .:rravel
To effectively conserve City resources, officials and employees shall attempt to
use the most reasonable, economical and cost efficient means of travel related
expenditures when conducting City business for which the City may reimburse
them.
N. Positive Work Place Environment
Officials and employees shall support the maintenance of a positiye and
constructive work place environment for City employees and for citizens and
businesses dealing with the City. Officials and employees shall be committed to
the organization's value statements, which serve as the overall guideline to how
officials and employees treat each other and the customers the City serves.
POLICY #: A-030
ETHICAL STANDARDS
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O. Implementation
Officials and employees have the primary responsibility to assure that ethical
standards are understood and adhered to and that the public can continue to
have full confidence in the integrity of its government. Therefore, the following
measures shall be taken on an ongoing basis to inform and reinforce the ethical
standards of conduct described in this policy and procedure:
1. Ethical standards. shall be included in the regular orientation for newly
elected and appointed officials, board members and commission
members, and employees.
2. Ethics training shall be required every two years for all elected officials,
board members and commissioners, and department directors. Training
shall be required every three years for all other City employees. Those
required to complete training shall have the option of attending and/or
participating in programs provided by:
a. League of California Cities
b. Central Coast Employment Relations Consortium
c. Institute for Local Government
d. State. of California Department of Justice
e. Special training programs contracted directly by the City or
provided by the City Attorney
3. Each individual shall obtain and provide to the City Clerk a certificate of
completion.
4. The Mayor and chairs of boards and commissions have the responsibility
to intervene when actions of fellow officials appear to be in violation of the
City's Ethics Policy are brought to their attention. If the Mayor or
chairperson is the subject of the complaint, the Mayor Pro Tem or vice
chairperson shall be responsible. Employees may be subject to
disciplinary action when conduct does not comply with these ethical
standards. Employees are expected to secure the advice from their
department director or City Manager when in doubt about the meaning or
application of any conduct requirement applying to their specific situation.
Steven Adams
City Manager
OFFICIAL CERTIFICATION
I, KELLY WETMORE, City Clerk of the City of Arroyo Grande, County of San Luis
Obispo, State of California, do hereby certify under penalty of perjury, that the attached
Resolution No. 3951 is a true, full, and correct copy of said Resolution passed and
adopted at a regular meeting of the City Council of the City of Arroyo Grande on the 12th
day of September 2006.
WITNESS my hand and the Seal of the City of Arroyo Grande affixed this 14th day of
September 2006.